Vault-13

DECARBONIZATION PLUS ACQUISI

COM CL A · CUSIP G2773W103

64 institutional holders -7 vs Q3 2022
29,834,02029.8m shares reported held*
$304.7mreported value*
7 new 16 added 11 reduced 16 sold out net sold ≈ $17.8m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.21.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 71Q4 22: 6464Q3 22Q4 22
Numbers
QuarterHolders
Q3 202271
Q4 202264

Biggest buyers

First Trust Capital Management L.P. New +831,865+831.9k
Westchester Capital Management, LLC Added +596,171+596.2k
Shaolin Capital Management LLC Added +575,285+575.3k
GLAZER CAPITAL, LLC Added +503,449+503.4k
Sculptor Capital LP Added +480,393+480.4k
EHP Funds Inc. Added +457,200+457.2k
Radcliffe Capital Management, L.P. Added +393,122+393.1k
Sea Otter Advisors LLC Added +306,902+306.9k
Cowen Investment Management LLC New +250,000+250.0k
FIR TREE CAPITAL MANAGEMENT LP Added +245,492+245.5k

Biggest sellers

ADAGE CAPITAL PARTNERS GP, L.L.C. Sold out -1,600,000-1.6m
BNP PARIBAS FINANCIAL MARKETS Sold out -1,502,187-1.5m
Dryden Capital, LLC Reduced -948,156-948.2k
Kepos Capital LP Sold out -500,000-500.0k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -477,246-477.2k
Balyasny Asset Management L.P. Sold out -399,898-399.9k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -350,000-350.0k
MARSHALL WACE, LLP Reduced -324,873-324.9k
Verition Fund Management LLC Reduced -300,522-300.5k
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -296,158-296.2k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Shaolin Capital Management LLC 0.50% of their portfolio Miami, FL 1,623,8041.6m $16.6m $16.6m 0.50% Added +575.3k +575,285
2 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,355,4631.4m $13.8m $13.8m 0.02% Reduced -143.6k -143,643
3 Westchester Capital Management, LLC 0.39% of their portfolio VALHALLA, NY 1,329,3951.3m $13.6m $13.6m 0.39% Added +596.2k +596,171
4 GLAZER CAPITAL, LLC 0.35% of their portfolio New York, NY 1,321,7021.3m $13.5m $13.5m 0.35% Added +503.4k +503,449
5 Weiss Asset Management LP 0.64% of their portfolio BOSTON, MA 1,313,3501.3m $13.4m $13.4m 0.64% Unchanged
6 Sculptor Capital LP 0.21% of their portfolio New York, NY 1,118,5241.1m $11.4m $11.4m 0.21% Added +480.4k +480,393
7 Radcliffe Capital Management, L.P. 0.35% of their portfolio BALA CYNWYD, PA 1,022,4671.0m $10.4m $10.4m 0.35% Added +393.1k +393,122
8 Hudson Bay Capital Management LP 0.12% of their portfolio STAMFORD, CT 1,000,0001.0m $10.2m $10.2m 0.12% Unchanged
9 FIR TREE CAPITAL MANAGEMENT LP 0.53% of their portfolio New York, NY 999,886999.9k $10.2m $10.2m 0.53% Added +245.5k +245,492
10 Saba Capital Management, L.P. 0.17% of their portfolio NEW YORK, NY 994,801994.8k $10.2m $10.2m 0.17% Unchanged
11 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.30% of their portfolio NEW YORK, NY 960,691960.7k $9.8m $9.8m 0.30% Reduced -296.2k -296,158
12 ARISTEIA CAPITAL, L.L.C. 0.19% of their portfolio GREENWICH, CT 915,012915.0k $9.3m $9.3m 0.19% Added +235.1k +235,050
13 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 909,398909.4k $9.3m $9.3m 0.02% Added +150.0k +150,000
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 901,312901.3k $9.2m $9.2m 0.00% Unchanged
15 First Trust Capital Management L.P. 0.46% of their portfolio CHICAGO, IL 831,865831.9k $8.5m $8.5m 0.46% New
16 NOMURA HOLDINGS INC 0.08% of their portfolio TOKYO, M0 800,000800.0k $8.2m $8.2m 0.08% Reduced -200.0k -200,000
17 Calamos Advisors LLC 0.04% of their portfolio NAPERVILLE, IL 800,000800.0k $8.2m $8.2m 0.04% Unchanged
18 Governors Lane LP 0.89% of their portfolio NEW YORK, NY 800,000800.0k $8.2m $8.2m 0.89% Unchanged
19 MMCAP International Inc. SPC 0.83% of their portfolio GRAND CAYMAN, E9 799,999800.0k $8.2m $8.2m 0.83% Unchanged
20 Magnetar Financial LLC 0.14% of their portfolio EVANSTON, IL 793,000793.0k $8.1m $8.1m 0.14% Unchanged
21 Hunting Hill Global Capital, LLC 4.94% of their portfolio New York, NY 712,155712.2k $7.3m $7.3m 4.94% Unchanged
22 HGC Investment Management Inc. 0.59% of their portfolio TORONTO, A6 560,577560.6k $5.7m $5.7m 0.59% Added +60.6k +60,577
23 Dryden Capital, LLC 7.30% of their portfolio MIAMI, FL 540,000540.0k $5.5m $5.5m 7.30% Reduced -948.2k -948,156
24 Taconic Capital Advisors LP 0.19% of their portfolio NEW YORK, NY 500,000500.0k $5.1m $5.1m 0.19% Unchanged
25 Boussard & Gavaudan Investment Management LLP 0.58% of their portfolio London, X0 500,000500.0k $5.1m $5.1m 0.58% Unchanged
26 EHP Funds Inc. 1.03% of their portfolio TORONTO, Z4 481,300481.3k $4.9m $4.9m 1.03% Added +457.2k +457,200
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 400,000400.0k $4.1m $4.1m 0.00% Added +5.0k +5,000
28 Sea Otter Advisors LLC 5.75% of their portfolio Miami, FL 378,695378.7k $3.9m $3.9m 5.75% Added +306.9k +306,902
29 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 372,813372.8k $3.8m $3.8m 0.00% First filing
30 WHITEBOX ADVISORS LLC 0.13% of their portfolio MINNEAPOLIS, MN 350,000350.0k $3.6m $3.6m 0.13% Unchanged
31 BERKLEY W R CORP 0.19% of their portfolio Greenwich, CT 347,862347.9k $3.6m $3.6m 0.19% Added +24.5k +24,514
32 Sage Rock Capital Management LP 1.10% of their portfolio NEW YORK, NY 346,470346.5k $3.5m $3.5m 1.10% Unchanged
33 Verition Fund Management LLC 0.06% of their portfolio GREENWICH, CT 300,522300.5k $3.1m $3.1m 0.06% Reduced -300.5k -300,522
34 Polar Asset Management Partners Inc. 0.04% of their portfolio TORONTO, A6 286,051286.1k $2.9m $2.9m 0.04% Unchanged
35 CANTOR FITZGERALD, L. P. 0.05% of their portfolio NEW YORK, NY 250,000250.0k $2.6m $2.6m 0.05% Unchanged
36 Cowen Investment Management LLC 0.52% of their portfolio NEW YORK, NY 250,000250.0k $2.6m $2.6m 0.52% New
37 Walleye Capital LLC 0.05% of their portfolio NEW YORK, NY 225,698225.7k $2.3m $2.3m 0.05% Unchanged
38 Periscope Capital Inc. 0.10% of their portfolio Toronto, A6 223,919223.9k $2.3m $2.3m 0.10% Reduced -300 -300
39 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 222,031222.0k $2.3m $2.3m 0.00% Reduced -53.5k -53,470
40 PICTON MAHONEY ASSET MANAGEMENT 0.11% of their portfolio Toronto, A6 200,000200.0k $2.0m $2.0m 0.11% Unchanged
41 Lynwood Capital Management Inc. 2.16% of their portfolio TORONTO, A6 175,459175.5k $1.8m $1.8m 2.16% Unchanged
42 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 172,712172.7k $1.8m $1.8m 0.00% Reduced -324.9k -324,873
43 Terrapin Asset Management, LLC 1.78% of their portfolio Miami, FL 169,296169.3k $1.7m $1.7m 1.78% First filing
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 165,700165.7k $1.7m $1.7m 0.00% Added +133.9k +133,912
45 KIM, LLC 0.08% of their portfolio WICHITA, KS 150,000150.0k $1.5m $1.5m 0.08% Unchanged
46 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 149,058149.1k $1.5m $1.5m 0.02% Added +82.6k +82,600
47 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 144,000144.0k $1.5m $1.5m 0.04% Unchanged
48 Virtu Financial LLC 0.15% of their portfolio New York, NY 112,512112.5k $1.1m $1.1m 0.15% New
49 Mint Tower Capital Management B.V. 0.12% of their portfolio AMSTERDAM, P7 100,000100.0k $1.0m $1.0m 0.12% New
50 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 84,17284.2k $859.8k $859.8k 0.00% Unchanged
51 PRELUDE CAPITAL MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 75,00075.0k $766.1k $766.1k 0.05% Unchanged
52 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.03% of their portfolio WEST PALM BEACH, FL 75,00075.0k $766.5k $766.5k 0.03% Unchanged
53 Tuttle Capital Management, LLC 3.04% of their portfolio RIVERSIDE, CT 75,00075.0k $766.1k $766.1k 3.04% Reduced -37.5k -37,500
54 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 40,00040.0k $408.6k $408.6k 0.00% Reduced -10.0k -10,000
55 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 25,00025.0k $255.4k $255.4k 0.00% Unchanged
56 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 20,00020.0k $204.3k $204.3k 0.03% New
57 FNY Investment Advisers, LLC 0.29% of their portfolio NEW YORK, NY 20,00020.0k $204.0k $204.0k 0.29% New
58 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 19,64119.6k $200.0k $200.0k 0.00% Unchanged
59 Centiva Capital, LP 0.01% of their portfolio New York, NY 14,10014.1k $144.1k $144.1k 0.01% New
60 DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio Wilmington, DE 8,0008.0k $81.7k $81.7k 0.00% Unchanged
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 291291 $3.0k $3.0k 0.00% Added +172 +172
62 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 251251 $2.6k $2.6k 0.00% Unchanged
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 6666 $675 $675 0.00% Reduced -593 -593
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged