Vault-13

APOLLO STRATEGIC GRWT CPTL I

SHS CL A · CUSIP G0412A102

98 institutional holders -3 vs Q3 2022
61,515,65761.5m shares reported held*
$614.5mreported value*
11 new 19 added 19 reduced 16 sold out net bought ≈ $30.0m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.99. Options: 2 managers hold calls ($5.2m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 9898Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022101
Q4 202298

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $5.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $5.2mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$5.1m$00.00
Q4 2022$5.2m$00.00

Biggest buyers

D. E. Shaw & Co., Inc. Added +2,039,422+2.0m
Westchester Capital Management, LLC Added +1,909,996+1.9m
ARISTEIA CAPITAL, L.L.C. Added +1,377,468+1.4m
Hudson Bay Capital Management LP Added +888,638+888.6k
CSS LLC/IL Added +661,025+661.0k
CANTOR FITZGERALD, L. P. New +500,000+500.0k
First Trust Capital Management L.P. Added +324,466+324.5k
KIM, LLC Added +252,900+252.9k
Cohanzick Management, LLC Added +245,596+245.6k
Exos TFP Holdings LLC New +223,453+223.5k

Biggest sellers

GLAZER CAPITAL, LLC Reduced -1,059,286-1.1m
Phoenix Financial Ltd. Sold out -640,085-640.1k
RP Investment Advisors LP Sold out -612,547-612.5k
FIR TREE CAPITAL MANAGEMENT LP Reduced -587,009-587.0k
Kepos Capital LP Reduced -500,000-500.0k
NOMURA HOLDINGS INC Reduced -500,000-500.0k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -474,298-474.3k
SOROS FUND MANAGEMENT LLC Sold out -400,000-400.0k
Ghisallo Capital Management LLC Sold out -350,000-350.0k
PICTON MAHONEY ASSET MANAGEMENT Sold out -275,000-275.0k

Biggest calls

Public Sector Pension Investment Board Unchanged $4.0m400.0k shares
Paloma Partners Management Co Unchanged $1.2m119.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 4,072,8614.1m $40.8m $40.8m 0.05% Reduced -57.0k -57,043
2 MARSHALL WACE, LLP 0.10% of their portfolio LONDON, X0 3,797,3333.8m $38.0m $38.0m 0.10% Unchanged
3 ARISTEIA CAPITAL, L.L.C. 0.69% of their portfolio GREENWICH, CT 3,413,0893.4m $34.2m $34.2m 0.69% Added +1.4m +1,377,468
4 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 3,071,3053.1m $30.8m $30.8m 0.05% Added +2.0m +2,039,422
5 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 3,035,5313.0m $30.4m $30.4m 0.03% Reduced -158.6k -158,617
6 Hudson Bay Capital Management LP 0.33% of their portfolio STAMFORD, CT 2,841,5802.8m $28.5m $28.5m 0.33% Added +888.6k +888,638
7 Westchester Capital Management, LLC 0.77% of their portfolio VALHALLA, NY 2,669,6852.7m $26.8m $26.8m 0.77% Added +1.9m +1,909,996
8 CSS LLC/IL 1.68% of their portfolio CHICAGO, IL 2,565,5102.6m $25.7m $25.7m 1.68% Added +661.0k +661,025
9 HSBC HOLDINGS PLC 0.03% of their portfolio LONDON, X0 2,453,4632.5m $24.6m $24.6m 0.03% Added +70.0k +69,999
10 NOMURA HOLDINGS INC 0.22% of their portfolio TOKYO, M0 2,116,8152.1m $21.2m $21.2m 0.22% Reduced -500.0k -500,000
11 Taconic Capital Advisors LP 0.71% of their portfolio NEW YORK, NY 1,955,5862.0m $19.6m $19.6m 0.71% Unchanged
12 Public Sector Pension Investment Board 0.15% of their portfolio MONTREAL, A8 1,940,1001.9m $19.4m $19.4m 0.15% Unchanged
13 FIR TREE CAPITAL MANAGEMENT LP 0.99% of their portfolio New York, NY 1,921,5191.9m $19.3m $19.3m 0.99% Reduced -587.0k -587,009
14 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 1,500,0001.5m $15.0m $15.0m 0.02% Unchanged
15 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio Boston, MA 1,500,0001.5m $15.0m $15.0m 0.04% Unchanged
16 Woodline Partners LP 0.19% of their portfolio San Francisco, CA 1,347,1751.3m $13.5m $13.5m 0.19% Added +128.1k +128,100
17 Magnetar Financial LLC 0.21% of their portfolio EVANSTON, IL 1,246,9751.2m $12.5m $12.5m 0.21% Unchanged
18 Sculptor Capital LP 0.20% of their portfolio New York, NY 1,082,0421.1m $10.8m $10.8m 0.20% Reduced -169.0k -169,018
19 MOORE CAPITAL MANAGEMENT, LP 0.28% of their portfolio NEW YORK, NY 1,000,0001.0m $10.0m $10.0m 0.28% Unchanged
20 Saba Capital Management, L.P. 0.16% of their portfolio NEW YORK, NY 929,115929.1k $9.3m $9.3m 0.16% Unchanged
21 KIM, LLC 0.42% of their portfolio WICHITA, KS 752,900752.9k $7.5m $7.5m 0.42% Added +252.9k +252,900
22 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio SAN FRANCISCO, CA 750,000750.0k $7.5m $7.5m 0.05% Unchanged
23 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 750,000750.0k $7.5m $7.5m 0.00% Unchanged
24 Radcliffe Capital Management, L.P. 0.24% of their portfolio BALA CYNWYD, PA 710,508710.5k $7.1m $7.1m 0.24% Unchanged
25 AQR Arbitrage LLC 0.18% of their portfolio Greenwich, CT 682,409682.4k $6.8m $6.8m 0.18% Unchanged
26 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio TORONTO, A6 601,235601.2k $6.0m $6.0m 0.03% Unchanged
27 Silver Rock Financial LP 1.90% of their portfolio Los Angeles, CA 600,000600.0k $6.0m $6.0m 1.90% Unchanged
28 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 594,585594.6k $6.0m $6.0m 0.01% Added +89.9k +89,924
29 First Trust Capital Management L.P. 0.31% of their portfolio CHICAGO, IL 580,494580.5k $5.8m $5.8m 0.31% Added +324.5k +324,466
30 Vestcor Inc 0.21% of their portfolio FREDERICTON, A3 570,100570.1k $5.7m $5.7m 0.21% Unchanged
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 539,600539.6k $5.4m $5.4m 0.00% Unchanged
32 Sage Rock Capital Management LP 1.65% of their portfolio NEW YORK, NY 529,320529.3k $5.3m $5.3m 1.65% Unchanged
33 CANTOR FITZGERALD, L. P. 0.11% of their portfolio NEW YORK, NY 500,000500.0k $5.0m $5.0m 0.11% New
34 Davidson Kempner Capital Management LP 0.11% of their portfolio New York, NY 500,000500.0k $5.0m $5.0m 0.11% Unchanged
35 Cohanzick Management, LLC 1.29% of their portfolio Pleasantville, NY 443,914443.9k $4.4m $4.4m 1.29% Added +245.6k +245,596
36 Owl Creek Asset Management, L.P. 0.30% of their portfolio New York, NY 421,000421.0k $4.2m $4.2m 0.30% Unchanged
37 P SCHOENFELD ASSET MANAGEMENT LP 0.44% of their portfolio NEW YORK, NY 375,065375.1k $3.8m $3.8m 0.44% Unchanged
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 350,718350.7k $3.5m $3.5m 0.00% Added +16.6k +16,608
39 GLAZER CAPITAL, LLC 0.09% of their portfolio New York, NY 350,100350.1k $3.5m $3.5m 0.09% Reduced -1.1m -1,059,286
40 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 313,762313.8k $3.1m $3.1m 0.00% Reduced -96.3k -96,260
41 Athos Capital Ltd 1.82% of their portfolio HONG KONG, K3 299,990300.0k $3.0m $3.0m 1.82% Unchanged
42 WHITEBOX ADVISORS LLC 0.10% of their portfolio MINNEAPOLIS, MN 265,000265.0k $2.7m $2.7m 0.10% Unchanged
43 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 250,000250.0k $2.5m $2.5m 0.01% Unchanged
44 Oribel Capital Management, LP 0.57% of their portfolio NEW YORK, NY 246,130246.1k $2.5m $2.5m 0.57% Unchanged
45 PRELUDE CAPITAL MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 241,000241.0k $2.4m $2.4m 0.15% Reduced -20.0k -20,000
46 SONA ASSET MANAGEMENT (US) LLC 0.66% of their portfolio NEW YORK, NY 228,000228.0k $2.3m $2.3m 0.66% Unchanged
47 Exos TFP Holdings LLC 0.62% of their portfolio NEW YORK, NY 223,453223.5k $2.2m $2.2m 0.62% New
48 DARK FOREST CAPITAL MANAGEMENT LP 0.53% of their portfolio NEW YORK, NY 214,701214.7k $2.2m $2.2m 0.53% Added +7.5k +7,467
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 210,713210.7k $2.1m $2.1m 0.00% Reduced -1.2k -1,222
50 TENOR CAPITAL MANAGEMENT Co., L.P. 0.05% of their portfolio NEW YORK, NY 200,000200.0k $2.0m $2.0m 0.05% Unchanged
51 RiverPark Advisors, LLC 0.95% of their portfolio NEW YORK, NY 200,000200.0k $2.0m $2.0m 0.95% New
52 LMR Partners LLP 0.04% of their portfolio LONDON, X0 200,000200.0k $2.0m $2.0m 0.04% Unchanged
53 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.09% of their portfolio WEST PALM BEACH, FL 193,768193.8k $1.9m $1.9m 0.09% Added +9.5k +9,505
54 COWEN AND COMPANY, LLC 0.20% of their portfolio NEW YORK, NY 188,459188.5k $1.9m $1.9m 0.20% New
55 HGC Investment Management Inc. 0.19% of their portfolio TORONTO, A6 184,401184.4k $1.8m $1.8m 0.19% Added +68.8k +68,750
56 Akaris Global Partners, LP 0.01% of their portfolio NEW YORK, NY 180,000180.0k $25.2k $25.2k 0.01% Unchanged
57 Context Capital Management, LLC 0.13% of their portfolio LAJOLLA, CA 179,900179.9k $1.8m $1.8m 0.13% Unchanged
58 Paloma Partners Management Co 0.38% of their portfolio GREENWICH, CT 172,000172.0k $1.7m $1.7m 0.38% Unchanged
59 Periscope Capital Inc. 0.07% of their portfolio Toronto, A6 170,500170.5k $1.7m $1.7m 0.07% Reduced -200 -200
60 Atlas Merchant Capital LLC 0.28% of their portfolio New York, NY 167,210167.2k $1.7m $1.7m 0.28% First filing
61 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 150,000150.0k $1.5m $1.5m 0.00% New
62 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 150,000150.0k $1.5m $1.5m 0.00% Reduced -69.7k -69,660
63 Segantii Capital Management Ltd 0.06% of their portfolio HONG KONG, K3 150,000150.0k $1.5m $1.5m 0.06% Unchanged
64 Tetragon Partners GP Ltd 0.21% of their portfolio GRAND CAYMAN, E9 149,123149.1k $1.5m $1.5m 0.21% Unchanged
65 PEAK6 Investments LLC 0.08% of their portfolio CHICAGO, IL 139,999140.0k $1.4m $1.4m 0.08% Reduced -1 -1
66 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 135,000135.0k $1.4m $1.4m 0.01% Reduced -15.0k -15,000
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 105,374105.4k $1.1m $1.1m 0.00% Added +1.4k +1,400
68 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 100,021100.0k $1.0m $1.0m 0.00% Unchanged
69 Kepos Capital LP 0.14% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.14% Reduced -500.0k -500,000
70 Mint Tower Capital Management B.V. 0.11% of their portfolio AMSTERDAM, P7 98,40098.4k $986.0k $986.0k 0.11% New
71 MASO CAPITAL PARTNERS Ltd 0.35% of their portfolio HONG KONG, K3 95,72595.7k $959.0k $959.0k 0.35% Unchanged
72 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 93,20493.2k $933.9k $933.9k 0.11% New
73 Linden Advisors LP 0.01% of their portfolio New York, NY 85,51785.5k $856.9k $856.9k 0.01% Unchanged
74 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio NEW YORK, NY 76,93876.9k $770.9k $770.9k 0.06% Unchanged
75 BERKLEY W R CORP 0.04% of their portfolio Greenwich, CT 74,28074.3k $744.3k $744.3k 0.04% Added +15.0k +15,000
76 Shaolin Capital Management LLC 0.02% of their portfolio Miami, FL 68,75068.8k $689.0k $689.0k 0.02% New
77 Schechter Investment Advisors, LLC 0.05% of their portfolio BIRMINGHAM, MI 60,00060.0k $601.2k $601.2k 0.05% Unchanged
78 CAAS CAPITAL MANAGEMENT LP 0.10% of their portfolio NEW YORK, NY 50,20050.2k $503.0k $503.0k 0.10% Unchanged
79 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio HARRISBURG, PA 50,00050.0k $501.0k $501.0k 0.00% Unchanged
80 SkyView Investment Advisors, LLC 0.15% of their portfolio SHREWSBURY, NJ 50,00050.0k $501.0k $501.0k 0.15% Unchanged
81 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 44,49344.5k $445.8k $445.8k 0.01% Unchanged
82 DUPONT CAPITAL MANAGEMENT CORP 0.02% of their portfolio Wilmington, DE 40,00040.0k $400.8k $400.8k 0.02% Unchanged
83 Virtu Financial LLC 0.05% of their portfolio New York, NY 36,48536.5k $366.0k $366.0k 0.05% Reduced -13.3k -13,305
84 Spartan Fund Management Inc. 0.10% of their portfolio TORONTO, ONTARIO, Z4 28,35028.4k $284.0k $284.0k 0.10% New
85 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 27,75027.8k $278.1k $278.1k 0.00% Unchanged
86 Ergoteles LLC 0.01% of their portfolio NEW YORK, NY 27,74827.7k $278.0k $278.0k 0.01% Added +7.7k +7,748
87 Wealthspring Capital LLC 0.37% of their portfolio WEST HARRISON, NY 24,70024.7k $247.5k $247.5k 0.37% Reduced -76.5k -76,500
88 Sea Otter Advisors LLC 0.30% of their portfolio Miami, FL 20,00020.0k $200.4k $200.4k 0.30% New
89 Terrapin Asset Management, LLC 0.21% of their portfolio Miami, FL 19,99920.0k $200.4k $200.4k 0.21% First filing
90 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 19,28519.3k $193.2k $193.2k 0.01% New
91 Evolution Capital Management LLC 0.52% of their portfolio CRYSTAL BAY, NV 15,00015.0k $150.3k $150.3k 0.52% Unchanged
92 GRITSTONE ASSET MANAGEMENT LLC 0.19% of their portfolio Bethesda, MD 14,65514.7k $146.8k $146.8k 0.19% First filing
93 CAPSTONE INVESTMENT ADVISORS, LLC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $100.2k $100.2k 0.00% Unchanged
94 PenderFund Capital Management Ltd. 0.04% of their portfolio VANCOUVER, A1 8,7008.7k $118 $118 0.04% Added +1.7k +1,700
95 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5991.6k $16.0k $16.0k 0.00% Reduced -1.1k -1,060
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 372372 $4.0k $4.0k 0.00% Reduced -711 -711
97 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 7171 $711 $711 0.00% Reduced -33.0k -32,964
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged