Vault-13

XPENG INC XPEV

ADS · ADR · CUSIP 98422D105 · ISIN US98422D1054

197 institutional holders +14 vs Q3 2023
109,518,510109.5m shares reported held*
$1.6bnreported value*
35 new 55 added 50 reduced 25 sold out net bought ≈ $388.4m (+26.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($100.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.59. Options: 29 managers hold calls ($354.2m notional), 26 hold puts ($302.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 264Q4 22: 230Q1 23: 222Q2 23: 203Q3 23: 183Q4 23: 197197Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022264
Q4 2022230
Q1 2023222
Q2 2023203
Q3 2023183
Q4 2023197

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 97 bought or addedQ4 22: 150 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 118 cut or sold outQ1 23Q2 23: 86 bought or addedQ2 23: 103 cut or sold outQ2 23Q3 23: 80 bought or addedQ3 23: 95 cut or sold outQ3 23Q4 23: 90 bought or addedQ4 23: 75 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202297150
Q1 202398118
Q2 202386103
Q3 20238095
Q4 20239075

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ1 23 calls: $278.6mQ1 23 puts: $200.8mQ1 23P/C 0.72Q2 23 calls: $325.7mQ2 23 puts: $203.6mQ2 23P/C 0.62Q3 23 calls: $463.9mQ3 23 puts: $439.1mQ3 23P/C 0.95Q4 23 calls: $354.2mQ4 23 puts: $302.9mQ4 23P/C 0.86
Numbers
QuarterCallsPutsP/C
Q1 2023$278.6m$200.8m0.72
Q2 2023$325.7m$203.6m0.62
Q3 2023$463.9m$439.1m0.95
Q4 2023$354.2m$302.9m0.86

Biggest buyers

JANE STREET GROUP, LLC Added +12,093,090+12.1m
BANK OF AMERICA CORP /DE/ Added +4,692,087+4.7m
MORGAN STANLEY Added +3,846,850+3.8m
RWC ASSET ADVISORS (US) LLC Added +2,793,550+2.8m
GOLDMAN SACHS GROUP INC Added +2,781,488+2.8m
Electron Capital Partners, LLC New +1,785,273+1.8m
NORGES BANK Added +1,769,047+1.8m
MILLENNIUM MANAGEMENT LLC Added +1,306,737+1.3m
CITIGROUP INC Added +1,286,895+1.3m
BANK OF MONTREAL /CAN/ Added +1,165,369+1.2m

Biggest sellers

VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -3,829,262-3.8m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,355,007-2.4m
NATIONAL BANK OF CANADA /FI/ Reduced -1,746,025-1.7m
UBS Group AG Reduced -1,656,736-1.7m
OLD MISSION CAPITAL LLC Sold out -949,762-949.8k
HRT FINANCIAL LP Sold out -848,567-848.6k
Capricorn Fund Managers Ltd Sold out -727,489-727.5k
CREDIT SUISSE AG/ Reduced -686,963-687.0k
CANTOR FITZGERALD, L. P. Sold out -498,725-498.7k
JPMORGAN CHASE & CO Reduced -482,674-482.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $65.5m4.5m shares
CITADEL ADVISORS LLC Added $45.0m3.1m shares
NATIONAL BANK OF CANADA /FI/ Reduced $43.6m31.1k shares
SIMPLEX TRADING, LLC Added $38.0m2.6m shares
JANE STREET GROUP, LLC Added $33.4m2.3m shares
GROUP ONE TRADING LLC Added $32.6m2.2m shares
Squarepoint Ops LLC Added $23.8m1.6m shares
GOLDMAN SACHS GROUP INC Added $16.4m1.1m shares
IMC-Chicago, LLC Reduced $12.6m861.3k shares
PEAK6 Investments LLC Reduced $12.1m829.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $60.8m4.2m shares
NATIONAL BANK OF CANADA /FI/ Reduced $44.0m31.3k shares
Point72 Asset Management, L.P. Unchanged $30.8m2.1m shares
Squarepoint Ops LLC Added $22.2m1.5m shares
CITADEL ADVISORS LLC Added $22.0m1.5m shares
JANE STREET GROUP, LLC Added $18.9m1.3m shares
SIMPLEX TRADING, LLC Reduced $17.8m1.2m shares
JPMORGAN CHASE & CO Added $15.8m1.1m shares
Sculptor Capital LP Added $10.8m741.4k shares
D. E. Shaw & Co., Inc. Added $8.9m609.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.23% of their portfolio NEW YORK, NY 13,041,28413.0m $190.3m $190.3m 0.23% Added +12.1m +12,093,090
2 PRIMECAP MANAGEMENT CO/CA/ 0.14% of their portfolio PASADENA, CA 12,497,82312.5m $182.3m $182.3m 0.14% Added +624.9k +624,926
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,655,8108.7m $126.3m $126.3m 0.01% Added +3.8m +3,846,850
4 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 7,785,5217.8m $113.6m $113.6m 0.02% Added +2.8m +2,781,488
5 Alibaba Group Holding Ltd 23.06% of their portfolio Causeway Bay, K3 6,650,0006.7m $97.0m $97.0m 23.06% Unchanged
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,646,9895.6m $82.4m $82.4m 0.01% Added +4.7m +4,692,087
7 FMR LLC 0.01% of their portfolio BOSTON, MA 5,260,4255.3m $76.7m $76.7m 0.01% Reduced -51.1k -51,074
8 D. E. Shaw & Co., Inc. 0.11% of their portfolio New York, NY 5,190,4625.2m $75.7m $75.7m 0.11% Added +626.8k +626,830
9 RWC ASSET ADVISORS (US) LLC 5.12% of their portfolio MIAMI, FL 4,434,3924.4m $64.7m $64.7m 5.12% Added +2.8m +2,793,550
10 Orland Properties Ltd 25.11% of their portfolio Washington, DC 3,524,4623.5m $51.4m $51.4m 25.11% Unchanged
11 Primavera Capital Management Ltd 7.52% of their portfolio GRAND CAYMAN, E9 3,306,5673.3m $48.2m $48.2m 7.52% Unchanged
12 NORGES BANK 0.01% of their portfolio OSLO, Q8 2,878,1812.9m $42.0m $42.0m 0.01% Added +1.8m +1,769,047
13 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 2,495,6002.5m $36.8m $36.8m 0.01% Added +1.2m +1,165,369
14 Robeco Schweiz AG 0.57% of their portfolio ZURICH, V8 2,336,3302.3m $34.1m $34.1m 0.57% Added +85.0k +85,000
15 Electron Capital Partners, LLC 1.21% of their portfolio NEW YORK, NY 1,785,2731.8m $26.0m $26.0m 1.21% New
16 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,579,0081.6m $23.0m $23.0m 0.02% Added +1.3m +1,306,737
17 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 1,505,4371.5m $22.0m $22.0m 0.03% Added +1.3m +1,286,895
18 RWC Asset Management LLP 1.08% of their portfolio LONDON, X0 1,221,8991.2m $17.8m $17.8m 1.08% Added +765.8k +765,824
19 Segantii Capital Management Ltd 1.01% of their portfolio HONG KONG, K3 1,150,0001.1m $16.7m $16.7m 1.01% Added +700.0k +700,000
20 BlackRock Inc. 0.00% of their portfolio New York, NY 1,133,9451.1m $16.5m $16.5m 0.00% Added +33.3k +33,313
21 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 1,068,9341.1m $15.6m $15.6m 0.02% Added +992.8k +992,827
22 Pictet Asset Management Holding SA 0.02% of their portfolio CAROUGE, V8 950,743950.7k $13.9m $13.9m 0.02% New
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 927,522927.5k $13.5m $13.5m 0.02% Reduced -2.4m -2,355,007
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 831,020831.0k $12.1m $12.1m 0.00% Reduced -482.7k -482,674
25 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 815,131815.1k $11.9m $11.9m 0.02% Added +806.3k +806,293
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 786,199786.2k $11.5m $11.5m 0.00% Reduced -1.7m -1,656,736
27 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 739,984740.0k $10.8m $10.8m 0.00% Reduced -54.5k -54,473
28 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 721,288721.3k $10.5m $10.5m 0.02% Reduced -67.4k -67,385
29 Ghisallo Capital Management LLC 0.99% of their portfolio BOSTON, MA 653,692653.7k $9.5m $9.5m 0.99% New
30 CAPITAL FUND MANAGEMENT S.A. 0.10% of their portfolio PARIS, I0 564,181564.2k $8.2m $8.2m 0.10% New
31 DekaBank Deutsche Girozentrale 0.02% of their portfolio FRANKFURT, 2M 550,000550.0k $8.1m $8.1m 0.02% Unchanged
32 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 515,937515.9k $7.5m $7.5m 0.00% Reduced -20.4k -20,415
33 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 509,843509.8k $7.4m $7.4m 0.03% Added +485.2k +485,239
34 Sculptor Capital LP 0.18% of their portfolio New York, NY 490,900490.9k $7.2m $7.2m 0.18% Reduced -120.1k -120,100
35 Covalis Capital LLP 1.10% of their portfolio LONDON, X0 462,955463.0k $6.8m $6.8m 1.10% Added +188.9k +188,853
36 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 358,942358.9k $5.2m $5.2m 0.01% Reduced -687.0k -686,963
37 LMR Partners LLP 0.12% of their portfolio LONDON, X0 329,146329.1k $4.8m $4.8m 0.12% New
38 GTS SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 312,365312.4k $4.6m $4.6m 0.10% Added +271.0k +270,997
39 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 306,944306.9k $4.5m $4.5m 0.06% New
40 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 296,679296.7k $4.3m $4.3m 0.01% New
41 Neumann Advisory Hong Kong Ltd 1.29% of their portfolio CENTRAL, K3 231,635231.6k $3.4m $3.4m 1.29% Unchanged
42 Robeco Institutional Asset Management B.V. 0.01% of their portfolio ROTTERDAM, P7 210,883210.9k $3.1m $3.1m 0.01% Reduced -13.6k -13,581
43 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 202,280202.3k $2.9m $2.9m 0.01% Reduced -140.8k -140,820
44 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 199,045199.0k $2.9m $2.9m 0.00% Reduced -61.7k -61,699
45 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 197,640197.6k $2.9m $2.9m 0.01% Added +1.5k +1,523
46 SIH Partners, LLLP 2.24% of their portfolio Wilmington, DE 192,000192.0k $2.8m $2.8m 2.24% First filing
47 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 183,020183.0k $2.7m $2.7m 0.00% Added +110.1k +110,141
48 Twenty Acre Capital LP 2.43% of their portfolio NEWTOWN, PA 175,100175.1k $2.6m $2.6m 2.43% Added +50.3k +50,300
49 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 155,220155.2k $2.3m $2.3m 0.01% New
50 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 154,276154.3k $2.3m $2.3m 0.00% Reduced -135.1k -135,116
51 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 137,620137.6k $2.0m $2.0m 0.00% Added +137.5k +137,454
52 STOREBRAND ASSET MANAGEMENT AS 0.01% of their portfolio LYSAKER, Q8 132,635132.6k $1.9m $1.9m 0.01% Reduced -61.5k -61,515
53 Walleye Trading LLC 0.03% of their portfolio NEW YORK, NY 125,643125.6k $1.8m $1.8m 0.03% Added +40.6k +40,564
54 KIM, LLC 0.16% of their portfolio WICHITA, KS 110,000110.0k $1.6m $1.6m 0.16% Unchanged
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 104,783104.8k $1.5m $1.5m 0.00% Added +3.5k +3,502
56 Legal & General Group Plc 0.00% of their portfolio London, X0 104,088104.1k $1.5m $1.5m 0.00% Unchanged
57 Bayesian Capital Management, LP 0.15% of their portfolio Brooklyn, NY 99,39699.4k $1.5m $1.5m 0.15% New
58 Susquehanna International Group Ltd. 0.31% of their portfolio DUBLIN, L2 91,83991.8k $1.3m $1.3m 0.31% New
59 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 83,20383.2k $1.2m $1.2m 0.00% Reduced -13.0k -12,976
60 China Universal Asset Management Co., Ltd. 0.22% of their portfolio SHANGHAI, F4 77,40077.4k $1.1m $1.1m 0.22% Added +7.0k +7,000
61 XY Capital Ltd 1.14% of their portfolio CENTRAL, K3 76,65076.7k $1.1m $1.1m 1.14% Reduced -250.6k -250,579
62 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 75,04675.0k $1.1m $1.1m 0.00% Added +1.6k +1,646
63 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 74,59474.6k $1.1m $1.1m 0.03% Reduced -28.3k -28,315
64 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 72,86772.9k $1.1m $1.1m 0.01% Reduced -56.3k -56,312
65 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 71,14571.1k $1.0m $1.0m 0.01% Added +4.2k +4,227
66 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 70,70070.7k $1.0m $1.0m 0.00% Unchanged
67 OPTIMAS CAPITAL Ltd 0.96% of their portfolio CENTRAL, K3 70,00070.0k $1.0m $1.0m 0.96% Reduced -71.1k -71,100
68 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 67,50567.5k $985.0k $985.0k 0.01% Reduced -258.8k -258,783
69 Virtu Financial LLC 0.07% of their portfolio New York, NY 64,60664.6k $943.0k $943.0k 0.07% New
70 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 61,13761.1k $892.0k $892.0k 0.00% New
71 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.10% of their portfolio DUBLIN 2, L2 58,96359.0k $860.3k $860.3k 0.10% New
72 Laird Norton Wetherby Wealth Management, LLC 0.04% of their portfolio Seattle, WA 52,77752.8k $770.0k $770.0k 0.04% Added +2.7k +2,670
73 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 50,00050.0k $729.5k $729.5k 0.01% New
74 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 49,50049.5k $722.2k $722.2k 0.02% New
75 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 47,16647.2k $688.2k $688.2k 0.00% Added +1.7k +1,684
76 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 46,43146.4k $677.4k $677.4k 0.00% Reduced -1.0k -1,008
77 Concorde Asset Management, LLC 0.30% of their portfolio ANN ARBOR, MI 43,44743.4k $441.2k $441.2k 0.30% New
78 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 41,95642.0k $612.0k $612.0k 0.00% Added +28.5k +28,549
79 Leonteq Securities AG 0.08% of their portfolio ZURICH, V8 40,84240.8k $595.9k $595.9k 0.08% Added +27.6k +27,597
80 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 39,71339.7k $579.4k $579.4k 0.00% Unchanged
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 39,21639.2k $572.2k $572.2k 0.00% Added +792 +792
82 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 38,67538.7k $564.3k $564.3k 0.00% Unchanged
83 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 36,92336.9k $538.7k $538.7k 0.02% New
84 Green Alpha Advisors, LLC 0.38% of their portfolio NIWOT, CO 36,46536.5k $532.0k $532.0k 0.38% Reduced -1.1k -1,137
85 BI Asset Management Fondsmaeglerselskab A/S 0.01% of their portfolio KOBENHAVN, G7 36,13036.1k $527.0k $527.0k 0.01% New
86 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 36,04236.0k $525.9k $525.9k 0.00% First filing
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 34,76834.8k $507.3k $507.3k 0.00% Added +1.5k +1,492
88 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 33,67633.7k $491.3k $491.3k 0.00% Reduced -15.4k -15,357
89 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 32,98333.0k $481.2k $481.2k 0.01% Reduced -934 -934
90 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 32,51432.5k $474.4k $474.4k 0.00% Added +3.0k +3,014
91 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 32,10032.1k $468.3k $468.3k 0.00% New
92 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 31,79731.8k $463.9k $463.9k 0.00% Unchanged
93 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 30,35030.4k $442.8k $442.8k 0.01% Added +1.8k +1,785
94 Marex Group Ltd 0.02% of their portfolio London, X0 27,64327.6k $403.3k $403.3k 0.02% New
95 PROFUND ADVISORS LLC 0.02% of their portfolio BETHESDA, MD 27,37027.4k $399.3k $399.3k 0.02% Reduced -4.4k -4,449
96 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 25,52525.5k $372.4k $372.4k 0.01% Added +3.9k +3,911
97 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 24,70224.7k $360.4k $360.4k 0.01% New
98 KBC Group NV 0.00% of their portfolio Brussels, C9 22,78422.8k $332.0k $332.0k 0.00% Unchanged
99 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 22,76222.8k $332.1k $332.1k 0.01% Reduced -758 -758
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,46222.5k $327.7k $327.7k 0.00% Reduced -2.7k -2,679