XAI FLOATING RATE & ALTER IN XFLT
COM SHS BENF INT · Closed-End Fund · CUSIP 98400T304
59
institutional holders
+8 vs Q1 2026
4.4m
shares reported held*
$76.8mreported value*
11 new
17 added
15 reduced
6 sold out
net bought ≈ $15.8m (+899.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.55.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q1 2026 | 51 |
| Q2 2026 | 59 |
Biggest buyers
| CITADEL ADVISORS LLC | New | +286.8k |
| ENVESTNET ASSET MANAGEMENT INC | New | +163.3k |
| Thomas J. Herzfeld Advisors, Inc. | Added | +139.1k |
| Bulldog Investors, LLP | Added | +129.6k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | New | +91.7k |
| J.W. COLE ADVISORS, INC. | New | +88.4k |
| GUGGENHEIM CAPITAL LLC | Added | +69.6k |
| Arlington Capital Management, Inc. | New | +58.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +32.5k |
| Invesco Ltd. | Added | +29.1k |
Biggest sellers
| RPO LLC | Sold out | -89.9k |
| TORONTO DOMINION BANK | Reduced | -78.5k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -30.0k |
| JANE STREET GROUP, LLC | Reduced | -29.4k |
| Sculptor Capital LP | Sold out | -15.7k |
| Chicago Partners Investment Group LLC | Sold out | -12.5k |
| Virtus Investment Advisers, LLC | Reduced | -10.0k |
| Samalin Investment Counsel, LLC | Reduced | -8.4k |
| Kestra Advisory Services, LLC | Reduced | -6.5k |
| UBS Group AG | Reduced | -5.3k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SUN LIFE FINANCIAL INC 13G · institution new · filed 2025-11-05 | 65.0% |
| Sun Life Assurance Co of Canada 13G · institution new · filed 2025-11-05 | 65.0% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 1 | $32.0k | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 1 | — | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.21% of their portfolio | 633.0k $11.1m | Reduced -30.0k |
| MORGAN STANLEY 0.00% of their portfolio | 619.5k $10.9m | Added +17.3k |
| Eagle Point Credit Management LLC 11.66% of their portfolio | 439.9k $7.7m | Unchanged |
| Matisse Capital 2.43% of their portfolio | 346.1k $6.1m | Added +2.0k |
| Bulldog Investors, LLP 1.22% of their portfolio | 316.5k $5.6m | Added +129.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 286.8k $5.0m | New |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 222.2k $3.9m | Added +69.6k |
| Thomas J. Herzfeld Advisors, Inc. 1.07% of their portfolio | 198.7k $3.5m | Added +139.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 163.3k $2.9m | New |
| Cresset Asset Management, LLC 0.01% of their portfolio | 144.0k $2.5m | Unchanged |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.16% of their portfolio | 142.7k $2.5m | Reduced -1.5k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.08% of their portfolio | 91.7k $1.6m | New |
| Invesco Ltd. 0.00% of their portfolio | 89.0k $1.6m | Added +29.1k |
| J.W. COLE ADVISORS, INC. 0.03% of their portfolio | 88.4k $1.6m | New |
| Arlington Capital Management, Inc. 0.64% of their portfolio | 58.6k $1.0m | New |
| Closed-End Fund Advisors, Inc. 0.97% of their portfolio | 56.8k $996.4k | Added +4.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 54.1k $949.5k | Added +32.5k |
| Virtus Investment Advisers, LLC 0.19% of their portfolio | 45.7k $802.4k | Reduced -10.0k |
| LPL Financial LLC 0.00% of their portfolio | 36.5k $639.9k | Reduced -2.3k |
| UBS Group AG 0.00% of their portfolio | 34.2k $601.1k | Reduced -5.3k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.22% of their portfolio | 28.5k $500.2k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 25.9k $453.8k | Reduced -29.4k |
| Private Advisor Group, LLC 0.00% of their portfolio | 25.4k $446.0k | Added +2.2k |
| Belpointe Asset Management LLC 0.01% of their portfolio | 24.0k $421.6k | Reduced -4.9k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 23.1k $406.3k | Reduced -6.5k |
| HRT FINANCIAL LP 0.00% of their portfolio | 23.0k $404.0k | New |
| CHOREO, LLC 0.00% of their portfolio | 22.2k $392.9k | New |
| XTX Topco Ltd 0.01% of their portfolio | 22.0k $386.6k | Added +4.3k |
| TORONTO DOMINION BANK 0.00% of their portfolio | 21.5k $377.3k | Reduced -78.5k |
| Samalin Investment Counsel, LLC 0.11% of their portfolio | 19.5k $342.7k | Reduced -8.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 16.5k $290.2k | Added +7.3k |
| Cetera Investment Advisers 0.00% of their portfolio | 15.5k $272.1k | Reduced -1.1k |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 12.6k $221.7k | Added +28 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 6.2k $108.0k | Reduced -594 |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 5.0k $87.8k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 2.9k $51.2k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.9k $50.6k | First filing |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.00% of their portfolio | 2.0k $35.1k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 1.7k $29.8k | Reduced -16 |
| Triumph Capital Management 0.01% of their portfolio | 1.6k $28.9k | Added +278 |
| Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio | 1.0k $17.6k | Added +119 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 768 $13.5k | Reduced -147 |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 721 $12.7k | Added +704 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 641 $11.3k | Reduced -417 |
| COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio | 517 $9.1k | First filing |
| WPG Advisers, LLC 0.00% of their portfolio | 435 $7.6k | Added +56 |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 382 $6.7k | New |
| Quent Capital, LLC 0.00% of their portfolio | 340 $6.0k | New |
| HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio | 300 $5.3k | Unchanged |
| SWAN Capital LLC 0.00% of their portfolio | 246 $4.3k | Unchanged |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio | 220 $3.9k | Unchanged |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 200 $3.0k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 180 $3.2k | Unchanged |
| Allied Private Wealth LLC 0.00% of their portfolio | 152 $2.7k | First filing |
| WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio | 100 $1.8k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 59 $1.0k | Unchanged |
| Comprehensive Financial Planning, Inc./PA 0.00% of their portfolio | 3 $53 | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2 $31 | Added +1 |
| DANSKE BANK A/S 0.00% of their portfolio | 1 $18 | Unchanged |