Vault-13

WISDOMTREE TR DGS

EMG MKTS SMCAP · ETP · CUSIP 97717W281

216 institutional holders +16 vs Q3 2023
56,956,02257.0m shares reported held*
$2.4bnreported value*
14 new 81 added 74 reduced 17 sold out net bought ≈ $79.1m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.41. Options: 2 managers hold calls ($329.5k notional), 2 hold puts ($953.5k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 177Q4 22: 181Q1 23: 196Q2 23: 193Q3 23: 200Q4 23: 216216Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022177
Q4 2022181
Q1 2023196
Q2 2023193
Q3 2023200
Q4 2023216

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 83 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 80 cut or sold outQ3 23Q4 23: 95 bought or addedQ4 23: 91 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228382
Q1 202310664
Q2 20239284
Q3 20239780
Q4 20239591

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $366.3kQ1 23 puts: $1.5mQ1 23P/C 3.96Q2 23 calls: $251.3kQ2 23 puts: $1.1mQ2 23P/C 4.56Q3 23 calls: $175.8kQ3 23 puts: $888.2kQ3 23P/C 5.05Q4 23 calls: $329.5kQ4 23 puts: $953.5kQ4 23P/C 2.89
Numbers
QuarterCallsPutsP/C
Q1 2023$366.3k$1.5m3.96
Q2 2023$251.3k$1.1m4.56
Q3 2023$175.8k$888.2k5.05
Q4 2023$329.5k$953.5k2.89

Biggest buyers

Creative Planning Added +1,038,157+1.0m
MORGAN STANLEY Added +599,595+599.6k
LPL Financial LLC Added +228,532+228.5k
Checchi Capital Advisers, LLC Added +118,869+118.9k
Laurel Wealth Planning LLC Added +94,390+94.4k
Relative Value Partners Group, LLC Added +48,610+48.6k
RENAISSANCE TECHNOLOGIES LLC New +30,000+30.0k
OLD MISSION CAPITAL LLC New +27,291+27.3k
HighTower Advisors, LLC Added +25,297+25.3k
JPMORGAN CHASE & CO Added +22,059+22.1k

Biggest sellers

JANE STREET GROUP, LLC Sold out -440,863-440.9k
BANK OF AMERICA CORP /DE/ Reduced -56,268-56.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -53,553-53.6k
Financial Planning & Information Services, Inc. Reduced -46,740-46.7k
Cetera Advisors LLC Reduced -33,039-33.0k
WELLS FARGO & COMPANY/MN Reduced -32,314-32.3k
Marion Wealth Management Sold out -26,578-26.6k
Clearstead Advisors, LLC Reduced -21,364-21.4k
FIFTH THIRD BANCORP Reduced -18,289-18.3k
Baker Ellis Asset Management LLC Reduced -16,072-16.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $229.6k4.6k shares
CITADEL ADVISORS LLC Reduced $99.8k2.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $948.5k19.0k shares
CITADEL ADVISORS LLC Reduced $5.0k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 3.04% of their portfolio OVERLAND PARK, KS 32,827,09332.8m $1.6bn $1.6bn 3.04% Added +1.0m +1,038,157
2 BKM Wealth Management, LLC 5.55% of their portfolio BROOKFIELD, WI 8,824,6488.8m $13.0m $13.0m 5.55% First filing
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,290,2681.3m $64.4m $64.4m 0.01% Reduced -56.3k -56,268
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,267,7301.3m $63.3m $63.3m 0.00% Added +599.6k +599,595
5 Unison Advisors LLC 5.87% of their portfolio PROVIDENCE, RI 1,108,2421.1m $55.3m $55.3m 5.87% Added +8.7k +8,688
6 Cerity Partners LLC 0.13% of their portfolio NEW YORK, NY 773,302773.3k $38.6m $38.6m 0.13% Added +8.8k +8,833
7 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 526,178526.2k $26.3m $26.3m 0.04% Added +25.3k +25,297
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 461,539461.5k $23.0m $23.0m 0.01% Added +228.5k +228,532
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 412,094412.1k $20.6m $20.6m 0.01% Reduced -32.3k -32,314
10 Financial Planning & Information Services, Inc. 3.15% of their portfolio DE PERE, WI 400,184400.2k $20.0m $20.0m 3.15% Reduced -46.7k -46,740
11 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 396,690396.7k $19.5m $19.5m 0.04% Added +1.3k +1,337
12 EASTERN BANK 0.89% of their portfolio BOSTON, MA 394,356394.4k $19.7m $19.7m 0.89% Reduced -750 -750
13 BOSTON FINANCIAL MANGEMENT LLC 0.61% of their portfolio BOSTON, MA 362,731362.7k $18.1m $18.1m 0.61% Reduced -7.7k -7,652
14 GREAT VALLEY ADVISOR GROUP, INC. 0.54% of their portfolio WILMINGTON, DE 308,814308.8k $15.4m $15.4m 0.54% Added +9.7k +9,700
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 290,224290.2k $14.5m $14.5m 0.02% Reduced -53.6k -53,553
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 289,054289.1k $14.4m $14.4m 0.01% Added +7.4k +7,411
17 HENGEHOLD CAPITAL MANAGEMENT LLC 1.69% of their portfolio CINCINNATI, OH 285,404285.4k $14.2m $14.2m 1.69% Added +3.0k +2,991
18 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 284,323284.3k $14.2m $14.2m 0.01% Unchanged
19 Great Point Wealth Advisors, LLC 3.57% of their portfolio BOSTON, MA 274,874274.9k $13.7m $13.7m 3.57% Added +14.4k +14,407
20 BIP Wealth, LLC 0.98% of their portfolio ATLANTA, GA 249,576249.6k $12.5m $12.5m 0.98% Added +18.6k +18,641
21 MFA WEALTH ADVISORS, LLC 3.29% of their portfolio PITTSBURGH, PA 234,084234.1k $11.7m $11.7m 3.29% Added +5.6k +5,570
22 Relative Value Partners Group, LLC 0.65% of their portfolio NORTHBROOK, IL 212,304212.3k $10.6m $10.6m 0.65% Added +48.6k +48,610
23 EisnerAmper Wealth Management Corporate Benefits, LLC 3.74% of their portfolio ISELIN, NJ 205,081205.1k $10.2m $10.2m 3.74% Reduced -9.8k -9,838
24 Checchi Capital Advisers, LLC 0.83% of their portfolio BEVERLY HILLS, CA 203,994204.0k $10.2m $10.2m 0.83% Added +118.9k +118,869
25 Csenge Advisory Group 0.63% of their portfolio CLEARWATER, FL 203,196203.2k $10.1m $10.1m 0.63% Added +1.3k +1,265
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 203,040203.0k $10.1m $10.1m 0.00% Reduced -5.2k -5,236
27 Efficient Advisors, LLC 0.68% of their portfolio BEAVERTON, OR 201,671201.7k $10.1m $10.1m 0.68% Reduced -3.0k -2,994
28 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 200,753200.8k $10.0m $10.0m 0.02% Reduced -1.2k -1,226
29 Tortoise Investment Management, LLC 1.13% of their portfolio WHITE PLAINS, NY 166,621166.6k $8.3m $8.3m 1.13% Added +10.0k +10,010
30 Neumann Capital Management, LLC 3.30% of their portfolio FOSTER CITY, CA 166,588166.6k $8.3m $8.3m 3.30% Reduced -912 -912
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 158,680158.7k $8.0m $8.0m 0.00% Reduced -11.0k -11,004
32 FIFTH THIRD BANCORP 0.03% of their portfolio CINCINNATI, OH 151,665151.7k $7.6m $7.6m 0.03% Reduced -18.3k -18,289
33 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 146,919146.9k $7.3m $7.3m 0.10% Added +8.1k +8,083
34 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 127,881127.9k $6.4m $6.4m 0.02% Added +581 +581
35 Baker Ellis Asset Management LLC 0.98% of their portfolio Vancouver, WA 122,246122.2k $6.1m $6.1m 0.98% Reduced -16.1k -16,072
36 Laurel Wealth Planning LLC 4.01% of their portfolio EDINA, MN 113,450113.5k $5.7m $5.7m 4.01% Added +94.4k +94,390
37 Shore Point Advisors, LLC 3.45% of their portfolio BRIELLE, NJ 111,465111.5k $5.6m $5.6m 3.45% Added +5.0k +4,966
38 Portland Global Advisors LLC 0.79% of their portfolio PORTLAND, ME 106,161106.2k $5.3m $5.3m 0.79% Added +4.2k +4,219
39 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 105,522105.5k $5.3m $5.3m 0.07% Added +2.7k +2,732
40 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 2.86% of their portfolio WALTHAM, MA 90,76890.8k $4.5m $4.5m 2.86% Added +6.5k +6,468
41 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 80,35580.4k $4.0m $4.0m 0.01% Added +2.7k +2,685
42 SMITH, MOORE & CO. 0.45% of their portfolio CLAYTON, MO 75,98376.0k $3.8m $3.8m 0.45% Added +338 +338
43 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 70,84570.8k $3.5m $3.5m 0.02% Added +6.0k +6,037
44 O'Connor Financial Group LLC 2.17% of their portfolio QUINCY, IL 70,21670.2k $3.5m $3.5m 2.17% Added +2.4k +2,425
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 63,31563.3k $3.2m $3.2m 0.01% Reduced -1.3k -1,268
46 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 62,36462.4k $3.1m $3.1m 0.02% Added +2.0k +2,048
47 Sound Stewardship, LLC 2.05% of their portfolio Overland Park, KS 62,04362.0k $3.1m $3.1m 2.05% Added +1.3k +1,282
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,70354.7k $2.7m $2.7m 0.00% Added +609 +609
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,57654.6k $2.7m $2.7m 0.00% Added +22.1k +22,059
50 AlphaQ Advisors LLC 1.80% of their portfolio Winter Park, FL 51,89951.9k $2.6m $2.6m 1.80% Added +9.9k +9,931
51 Texas Yale Capital Corp. 0.12% of their portfolio ST. PETERSBURG, FL 50,05750.1k $2.5m $2.5m 0.12% Unchanged
52 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 48,09048.1k $2.4m $2.4m 0.04% Reduced -4.8k -4,819
53 Alpha Omega Wealth Management LLC 0.39% of their portfolio RICHMOND, VA 47,76947.8k $2.4m $2.4m 0.39% Reduced -2.4k -2,406
54 Nicholas Hoffman & Company, LLC. 0.14% of their portfolio ATLANTA, GA 46,72146.7k $2.3m $2.3m 0.14% Added +584 +584
55 Focus Partners Advisor Solutions, LLC 0.11% of their portfolio SAINT LOUIS, MO 44,10944.1k $2.2m $2.2m 0.11% Added +10.5k +10,504
56 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 43,95044.0k $2.2m $2.2m 0.03% Added +20.3k +20,305
57 WESCAP Management Group, Inc. 0.70% of their portfolio Glendale, CA 43,21543.2k $2.2m $2.2m 0.70% Reduced -239 -239
58 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 40,43040.4k $2.0m $2.0m 0.02% Reduced -1.8k -1,829
59 Addison Advisors LLC 0.76% of their portfolio MIDDLEBURY, VT 39,10239.1k $2.0m $2.0m 0.76% Added +1.4k +1,351
60 Sterling Financial Planning, Inc. 0.80% of their portfolio SPARTA, NJ 37,01937.0k $1.8m $1.8m 0.80% Added +390 +390
61 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 36,74736.7k $1.8m $1.8m 0.01% Added +363 +363
62 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.06% of their portfolio Seattle, WA 36,35936.4k $1.8m $1.8m 0.06% Reduced -1.4k -1,439
63 Global Retirement Partners, LLC 0.07% of their portfolio San Rafael, CA 35,88735.9k $1.7m $1.7m 0.07% Reduced -5.0k -4,972
64 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 35,03335.0k $1.7m $1.7m 0.03% Reduced -125 -125
65 VISTA INVESTMENT MANAGEMENT 0.77% of their portfolio PITTSBURGH, PA 33,22633.2k $1.7m $1.7m 0.77% Reduced -2.3k -2,341
66 FAMILY WEALTH PARTNERS, LLC 1.26% of their portfolio MATTHEWS, NC 32,61032.6k $1.6m $1.6m 1.26% First filing
67 Quantum Portfolio Management LLC 0.97% of their portfolio NEW YORK, NY 30,86630.9k $1.5m $1.5m 0.97% First filing
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,24430.2k $1.5m $1.5m 0.00% Reduced -1.6k -1,635
69 FFG RETIREMENT ADVISORS LLC 1.16% of their portfolio CENTENNIAL, CO 30,18330.2k $1.5m $1.5m 1.16% Added +14 +14
70 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 30,01130.0k $1.5m $1.5m 0.03% Added +3.9k +3,856
71 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 30,00030.0k $1.5m $1.5m 0.00% New
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,94929.9k $1.5m $1.5m 0.00% Added +328 +328
73 JOHNSON INVESTMENT COUNSEL INC 0.02% of their portfolio Cincinnati, OH 28,85828.9k $1.4m $1.4m 0.02% Reduced -1.3k -1,310
74 INVENIO WEALTH PARTNERS LLC 1.00% of their portfolio CORAL GABLES, FL 27,60027.6k $1.4m $1.4m 1.00% Added +9.0k +8,976
75 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 27,29127.3k $1.4m $1.4m 0.04% New
76 Insight Advisors, LLC/ PA 0.27% of their portfolio Newtown, PA 25,91625.9k $1.3m $1.3m 0.27% Reduced -10.8k -10,829
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,70725.7k $1.3m $1.3m 0.00% Reduced -337 -337
78 ProVise Management Group, LLC 0.11% of their portfolio CLEARWATER, FL 25,62825.6k $1.3m $1.3m 0.11% Added +1.6k +1,605
79 Marathon Strategic Advisors, LLC 1.73% of their portfolio PITTSBURGH, PA 25,58225.6k $1.3m $1.3m 1.73% First filing
80 Tacita Capital Inc 0.92% of their portfolio TORONTO, A6 24,75024.8k $1.2m $1.2m 0.92% Reduced -13.0k -12,995
81 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,60924.6k $1.2m $1.2m 0.00% Added +113 +113
82 BOSTON FAMILY OFFICE LLC 0.09% of their portfolio BOSTON, MA 24,33324.3k $1.2m $1.2m 0.09% Reduced -178 -178
83 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 24,12224.1k $1.2m $1.2m 0.04% Reduced -5.4k -5,389
84 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,37423.4k $1.2m $1.2m 0.00% Added +817 +817
85 Occidental Asset Management, LLC 0.24% of their portfolio Burlingame, CA 22,81122.8k $1.1m $1.1m 0.24% Added +184 +184
86 Evanson Asset Management, LLC 0.09% of their portfolio CARMEL, CA 22,68322.7k $1.1m $1.1m 0.09% Added +45 +45
87 Moser Wealth Advisors, LLC 0.72% of their portfolio BELLEVUE, WA 22,56222.6k $1.1m $1.1m 0.72% Added +573 +573
88 Waterfront Wealth Inc. 0.33% of their portfolio OVERLAND PARK, KS 22,55322.6k $1.1m $1.1m 0.33% Reduced -373 -373
89 AVAII WEALTH MANAGEMENT, LLC 0.73% of their portfolio APPLETON, WI 22,41622.4k $1.1m $1.1m 0.73% Added +1.5k +1,460
90 Smartleaf Asset Management LLC 0.29% of their portfolio BOSTON, MA 22,13622.1k $1.1m $1.1m 0.29% First filing
91 TRUSTMARK BANK TRUST DEPARTMENT 0.10% of their portfolio JACKSON, MS 22,03722.0k $1.1m $1.1m 0.10% Reduced -5.7k -5,654
92 MIDLAND WEALTH ADVISORS, LLC 0.08% of their portfolio EFFINGHAM, IL 21,96222.0k $1.1m $1.1m 0.08% First filing
93 Betterment LLC 0.00% of their portfolio NEW YORK, NY 20,71620.7k $1.0m $1.0m 0.00% Added +148 +148
94 Total Clarity Wealth Management, Inc. 0.41% of their portfolio ST. CHARLES, IL 20,22120.2k $1.0m $1.0m 0.41% Added +1.0k +1,021
95 Kathleen S. Wright Associates Inc. 0.51% of their portfolio PITTSBURGH, PA 19,97020.0k $996.4k $996.4k 0.51% Reduced -3.3k -3,299
96 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,16519.2k $956.7k $956.7k 0.01% Reduced -3.3k -3,268
97 Farmers & Merchants Trust Co of Chambersburg PA 0.49% of their portfolio CHAMBERSBURG, PA 19,07519.1k $952.0k $952.0k 0.49% Added +7.5k +7,515
98 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 18,90918.9k $943.9k $943.9k 0.00% New
99 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,58818.6k $928.0k $928.0k 0.00% Reduced -36 -36
100 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,69017.7k $883.1k $883.1k 0.01% Reduced -33.0k -33,039