Vault-13

WESTERN DIGITAL CORP. WDC 1.5 02.01.24

NOTE 1.500% 2/0 · US DOMESTIC · CUSIP 958102AP0

108 institutional holders +8 vs Q3 2022
132,450,163132.5m shares reported held*
$1.0bnreported value*
16 new 21 added 26 reduced 10 sold out net bought ≈ $64.4m (+57.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.56.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 108108Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022100
Q4 2022108

Biggest buyers

LORD, ABBETT & CO. LLC New +49,063,000+49.1m
BlackRock Inc. Added +32,325,000+32.3m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +23,492,000+23.5m
CREDIT SUISSE AG/ Added +17,750,000+17.8m
Financial Sense Advisors, Inc. New +14,134,000+14.1m
SSI INVESTMENT MANAGEMENT LLC Added +10,550,000+10.6m
PALISADE CAPITAL MANAGEMENT, LP New +7,333,000+7.3m
ADVENT CAPITAL MANAGEMENT /DE/ Added +5,602,000+5.6m
DEUTSCHE BANK AG\ Added +4,000,000+4.0m
AEGON USA Investment Management, LLC Added +3,905,000+3.9m

Biggest sellers

Brandywine Global Investment Management, LLC Reduced -39,835,000-39.8m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,633,000-14.6m
LORD, ABBETT & CO. LLC Reduced -12,604,000-12.6m
PALISADE CAPITAL MANAGEMENT, LP Sold out -7,333,000-7.3m
VICTORY CAPITAL MANAGEMENT INC Reduced -7,208,000-7.2m
MORGAN STANLEY Reduced -6,130,000-6.1m
WELLS FARGO & COMPANY/MN Reduced -4,894,000-4.9m
BNP PARIBAS FINANCIAL MARKETS Sold out -4,647,000-4.6m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -4,000,000-4.0m
AXA S.A. Reduced -3,756,000-3.8m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VICTORY CAPITAL MANAGEMENT INC 0.14% of their portfolio San Antonio, TX 131,819,500131.8m $125.7m $125.7m 0.14% Reduced -7.2m -7,208,000
2 ADVENT CAPITAL MANAGEMENT /DE/ 2.00% of their portfolio NEW YORK, NY 117,209,000117.2m $112.2m $112.2m 2.00% Added +5.6m +5,602,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 1.15% of their portfolio NEW YORK, NY 50,000,00050.0m $48.2m $48.2m 1.15% Added +23.5m +23,492,000
4 LORD, ABBETT & CO. LLC 0.08% of their portfolio JERSEY CITY, NJ 49,063,00049.1m $46.8m $46.8m 0.08% New
5 LORD, ABBETT & CO. LLC 0.08% of their portfolio JERSEY CITY, NJ 49,063,00049.1m $46.8m $46.8m 0.08% Reduced -12.6m -12,604,000
6 BlackRock Inc. 0.00% of their portfolio New York, NY 48,775,00048.8m $46.5m $46.5m 0.00% Added +32.3m +32,325,000
7 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 48,200,00048.2m $45.9m $45.9m 0.02% Reduced -4.0m -4,000,000
8 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 46,426,00046.4m $44.2m $44.2m 0.01% Unchanged
9 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.08% of their portfolio FRANKFURT AM MAIN, 2M 45,450,00045.5m $43.4m $43.4m 0.08% Added +3.0m +3,000,000
10 Calamos Advisors LLC 0.13% of their portfolio NAPERVILLE, IL 28,028,00028.0m $26.8m $26.8m 0.13% Unchanged
11 OAKTREE CAPITAL MANAGEMENT LP 0.29% of their portfolio LOS ANGELES, CA 27,815,00027.8m $26.6m $26.6m 0.29% Reduced -2.2m -2,174,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 25,798,00025.8m $24.8m $24.8m 0.00% Added +450.0k +450,000
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 23,979,00024.0m $22.9m $22.9m 0.00% Reduced -1.2m -1,228,000
14 INCOME RESEARCH & MANAGEMENT 10.07% of their portfolio Boston, MA 22,400,00022.4m $21.3m $21.3m 10.07% Unchanged
15 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 20,750,00020.8m $19.7m $19.7m 0.02% Added +17.8m +17,750,000
16 PIER 88 INVESTMENT PARTNERS LLC 4.60% of their portfolio SAN FRANCISCO, CA 19,938,08019.9m $19.0m $19.0m 4.60% Reduced -66.9k -66,920
17 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 17,350,00017.4m $16.5m $16.5m 0.04% Added +3.7m +3,700,000
18 SSI INVESTMENT MANAGEMENT LLC 1.01% of their portfolio Los Angeles, CA 16,722,00016.7m $15.9m $15.9m 1.01% Added +10.6m +10,550,000
19 CQS (US), LLC 2.01% of their portfolio NEW YORK, NY 16,000,00016.0m $15.3m $15.3m 2.01% Unchanged
20 Brandywine Global Investment Management, LLC 0.11% of their portfolio PHILADELPHIA, PA 15,315,00015.3m $14.7m $14.7m 0.11% Reduced -39.8m -39,835,000
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,840,00014.8m $14.1m $14.1m 0.00% Reduced -488.0k -488,000
22 Financial Sense Advisors, Inc. 5.62% of their portfolio SAN DIEGO, CA 14,134,00014.1m $13.6m $13.6m 5.62% New
23 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.04% of their portfolio Paris, I0 12,500,00012.5m $11.9m $11.9m 0.04% Unchanged
24 RWC Asset Management LLP 0.36% of their portfolio LONDON, X0 11,850,00011.8m $11.3m $11.3m 0.36% Unchanged
25 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 11,386,00011.4m $10.8m $10.8m 0.01% Added +4.0m +4,000,000
26 SHENKMAN CAPITAL MANAGEMENT INC 0.64% of their portfolio NEW YORK, NY 10,771,00010.8m $10.4m $10.4m 0.64% Reduced -165.0k -165,000
27 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 10,765,00010.8m $10.3m $10.3m 0.01% Reduced -2.3m -2,299,000
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 10,585,00010.6m $10.1m $10.1m 0.02% Reduced -14.6m -14,633,000
29 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 9,533,0009.5m $9.1m $9.1m 0.01% Unchanged
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,263,0009.3m $8.8m $8.8m 0.00% Reduced -6.1m -6,130,000
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,817,0008.8m $8.4m $8.4m 0.00% Reduced -4.9m -4,894,000
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,813,0008.8m $8.4m $8.4m 0.00% Added +2.0m +2,024,000
33 CONNING INC. 0.26% of their portfolio HARTFORD, CT 8,485,0008.5m $8.1m $8.1m 0.26% Unchanged
34 SILVERBACK ASSET MANAGEMENT LLC 1.23% of their portfolio DURHAM, NC 8,000,0008.0m $7.7m $7.7m 1.23% Added +341.0k +341,000
35 PALISADE CAPITAL MANAGEMENT, LP 0.19% of their portfolio FORT LEE, NJ 7,333,0007.3m $7.0m $7.0m 0.19% New
36 TELEMUS CAPITAL, LLC 0.64% of their portfolio Southfield, MI 7,268,0007.3m $7.0m $7.0m 0.64% Added +3.6m +3,582,000
37 AEGON USA Investment Management, LLC 2.01% of their portfolio CEDAR RAPIDS, IA 7,090,0007.1m $6.8m $6.8m 2.01% Added +3.9m +3,905,000
38 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 6,693,0006.7m $6.4m $6.4m 0.00% Added +452.0k +452,000
39 AXA S.A. 0.02% of their portfolio PARIS, I0 6,356,0006.4m $6.1m $6.1m 0.02% Reduced -3.8m -3,756,000
40 MacKay Shields LLC 0.14% of their portfolio New York, NY 5,622,0005.6m $5.4m $5.4m 0.14% Unchanged
41 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 3,620,0003.6m $3.5m $3.5m 0.00% Unchanged
42 ONTARIO TEACHERS PENSION PLAN BOARD 0.03% of their portfolio Toronto, A6 3,000,0003.0m $2.9m $2.9m 0.03% Unchanged
43 Monashee Investment Management LLC 1.24% of their portfolio Boston, MA 3,000,0003.0m $2.9m $2.9m 1.24% New
44 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 23.60% of their portfolio TOKYO, M0 2,820,0002.8m $2.7m $2.7m 23.60% Added +500.0k +500,000
45 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 2,750,0002.8m $2.6m $2.6m 0.00% Added +1.5m +1,500,000
46 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 2,500,0002.5m $2.4m $2.4m 0.00% Added +1.5m +1,500,000
47 PACIFIC GLOBAL INVESTMENT MANAGEMENT CO 0.33% of their portfolio Glendale, CA 1,545,0001.5m $1.5m $1.5m 0.33% Unchanged
48 CANTOR FITZGERALD, L. P. 0.03% of their portfolio NEW YORK, NY 1,444,0001.4m $1.4m $1.4m 0.03% Reduced -437.0k -437,000
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,056,0001.1m $1.0m $1.0m 0.00% Added +78.0k +78,000
50 PRELUDE CAPITAL MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 1,000,0001.0m $957.5k $957.5k 0.06% Reduced -250.0k -250,000
51 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 886,000886.0k $848.3k $848.3k 0.00% Unchanged
52 Liberty Mutual Group Asset Management Inc. 0.19% of their portfolio Boston, MA 750,000750.0k $714.4k $714.4k 0.19% Unchanged
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $668.1k $668.1k 0.00% Unchanged
54 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 700,000700.0k $668.0k $668.0k 0.00% Reduced -9.0k -9,000
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 543,000543.0k $517.5k $517.5k 0.00% Reduced -350.0k -350,000
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 533,000533.0k $508.7k $508.7k 0.00% First filing
57 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 374,000374.0k $356.0k $356.0k 0.01% Added +200.0k +200,000
58 JAG CAPITAL MANAGEMENT, LLC 0.04% of their portfolio ST LOUIS, MO 261,000261.0k $248.6k $248.6k 0.04% Unchanged
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 245,000245.0k $234.0k $234.0k 0.00% Reduced -52.0k -52,000
60 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 215,000215.0k $206.8k $206.8k 0.00% Unchanged
61 Beck Bode, LLC 0.04% of their portfolio DEDHAM, MA 198,000198.0k $188.7k $188.7k 0.04% Reduced -510.0k -510,000
62 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 195,000195.0k $185.7k $185.7k 0.01% Unchanged
63 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 170,000170.0k $161.9k $161.9k 0.00% Unchanged
64 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 140,000140.0k $133.3k $133.3k 0.00% Unchanged
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 104,777104.8k $104.8k $104.8k 0.00% Added +33.8k +33,752
66 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 100,000100.0k $95.2k $95.2k 0.01% New
67 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 90,00090.0k $86.0k $86.0k 0.00% Added +10.0k +10,000
68 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 70,00070.0k $66.0k $66.0k 0.00% Unchanged
69 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 58,00058.0k $55.2k $55.2k 0.00% Unchanged
70 Sigma Planning Corp 0.00% of their portfolio ANN ARBOR, MI 51,00051.0k $48.6k $48.6k 0.00% Unchanged
71 Moors & Cabot, Inc. 0.00% of their portfolio BOSTON, MA 50,00050.0k $47.6k $47.6k 0.00% Unchanged
72 HOHIMER WEALTH MANAGEMENT, LLC 0.01% of their portfolio SEATTLE, WA 49,00049.0k $46.7k $46.7k 0.01% Unchanged
73 Claro Advisors Inc. 0.01% of their portfolio BOSTON, MA 47,00047.0k $44.8k $44.8k 0.01% Unchanged
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 46,00046.0k $43.8k $43.8k 0.00% Reduced -511.0k -511,000
75 Northside Capital Management, LLC 0.01% of their portfolio Hood River, OR 44,00044.0k $41.9k $41.9k 0.01% New
76 Schechter Investment Advisors, LLC 0.00% of their portfolio BIRMINGHAM, MI 40,00040.0k $38.1k $38.1k 0.00% New
77 Oaktree Fund Advisors, LLC 0.05% of their portfolio LOS ANGLES, CA 38,00038.0k $36.4k $36.4k 0.05% Reduced -6.0k -6,000
78 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 35,00035.0k $33.3k $33.3k 0.00% Unchanged
79 Pallas Capital Advisors LLC 0.00% of their portfolio BRAINTREE, MA 34,00034.0k $32.5k $32.5k 0.00% New
80 Goldstein Advisors, LLC 0.01% of their portfolio Madison, WI 34,00034.0k $32.0k $32.0k 0.01% First filing
81 PATRON PARTNERS, LLC 0.02% of their portfolio HOUSTON, TX 32,00032.0k $30.5k $30.5k 0.02% Unchanged
82 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 31,00031.0k $29.5k $29.5k 0.01% Unchanged
83 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 28,00028.0k $26.7k $26.7k 0.00% New
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 26,00026.0k $24.8k $24.8k 0.00% Unchanged
85 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 25,00025.0k $23.8k $23.8k 0.00% Unchanged
86 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 25,00025.0k $24.0k $24.0k 0.00% New
87 Traynor Capital Management, Inc. 0.00% of their portfolio MALVERN, PA 25,00025.0k $23.8k $23.8k 0.00% New
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 24,00024.0k $22.9k $22.9k 0.00% Unchanged
89 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 23,00023.0k $21.9k $21.9k 0.00% New
90 FourThought Financial Partners, LLC 0.00% of their portfolio VENICE, FL 23,00023.0k $21.9k $21.9k 0.00% First filing
91 Cutler Capital Management, LLC 0.09% of their portfolio WORCESTER, MA 22,00022.0k $209.6k $209.6k 0.09% Unchanged
92 Certified Advisory Corp 0.00% of their portfolio ALTAMONTE SPRINGS, FL 20,00020.0k $19.1k $19.1k 0.00% Unchanged
93 Financial & Tax Architects, LLC 0.01% of their portfolio ST LOUIS, MO 19,00019.0k $18.1k $18.1k 0.01% Unchanged
94 Elwood & Goetz Wealth Advisory Group, LLC 0.00% of their portfolio ATHENS, GA 16,00016.0k $15.2k $15.2k 0.00% New
95 LYELL WEALTH MANAGEMENT, LP 0.00% of their portfolio MENLO PARK, CA 15,00015.0k $14.3k $14.3k 0.00% Unchanged
96 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 14,00014.0k $13.4k $13.4k 0.00% New
97 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.00% of their portfolio CEDAR RAPIDS, IA 12,00012.0k $11.4k $11.4k 0.00% Unchanged
98 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,00011.0k $10.0k $10.0k 0.00% Unchanged
99 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,00011.0k $10.0k $10.0k 0.00% Reduced -34.0k -34,000
100 Ascent Wealth Partners, LLC 0.00% of their portfolio NEW HARTFORD, NY 10,00010.0k $9.5k $9.5k 0.00% New