WESTERN ASSET DIVERSIFIED IN WDI
COM SHS BEN INT · Closed-End Fund · CUSIP 95790K109
61
institutional holders
+2 vs Q1 2024
11.3m
shares reported held*
$163.2mreported value*
8 new
17 added
23 reduced
8 sold out
net sold ≈ $177.3m (-12.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.41.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 52 |
| Q1 2023 | 56 |
| Q2 2023 | 56 |
| Q3 2023 | 53 |
| Q4 2023 | 53 |
| Q1 2024 | 59 |
| Q2 2024 | 61 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 35 | 18 |
| Q1 2023 | 33 | 18 |
| Q2 2023 | 29 | 21 |
| Q3 2023 | 25 | 23 |
| Q4 2023 | 33 | 20 |
| Q1 2024 | 37 | 20 |
| Q2 2024 | 25 | 31 |
Biggest buyers
| Advisors Asset Management, Inc. | Added | +109.6k |
| WELLS FARGO & COMPANY/MN | Added | +78.6k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +77.7k |
| Consolidated Portfolio Review Corp | Added | +54.6k |
| Invesco Ltd. | Added | +52.1k |
| Simplicity Wealth,LLC | New | +46.9k |
| Shaker Financial Services, LLC | New | +39.3k |
| Hennion & Walsh Asset Management, Inc. | Added | +37.1k |
| FIRST TRUST ADVISORS LP | Added | +30.8k |
| GUGGENHEIM CAPITAL LLC | Added | +23.3k |
Biggest sellers
| MORGAN STANLEY | Reduced | -10.2m |
| Pathstone Holdings, LLC | Reduced | -507.3k |
| FRANKLIN RESOURCES INC | Sold out | -500.0k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | Reduced | -462.0k |
| 1607 Capital Partners, LLC | Reduced | -400.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -244.0k |
| Relative Value Partners Group, LLC | Sold out | -186.6k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -122.4k |
| PFG Investments, LLC | Reduced | -100.7k |
| STIFEL FINANCIAL CORP | Reduced | -69.1k |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $62.1k | 0 | — | — |
| Q1 2024 | 1 | $233.1k | 0 | — | — |
| Q2 2024 | 2 | $204.5k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-06-21 | CRONIN DANIEL P Director | Bought | $14.5k1.0k shares |
| 2024-04-08 | Kumar Nisha Director · Trustee | Bought | $100.0k6.9k shares |
| 2024-04-08 | Kumar Nisha Director · Trustee | Bought | $90.0k6.2k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 5.4m $78.5m | Reduced -10.2m |
| Penserra Capital Management LLC 0.17% of their portfolio | 946.7k $13.6m | Added +21.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 815.6k $11.8m | Added +78.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 576.3k $8.3m | Reduced -244.0k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 427.1k $6.2m | Unchanged |
| Advisors Asset Management, Inc. 0.09% of their portfolio | 324.7k $4.7m | Added +109.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 259.6k $3.7m | Reduced -69.1k |
| SIT INVESTMENT ASSOCIATES INC 0.08% of their portfolio | 230.7k $3.3m | Reduced -122.4k |
| Hennion & Walsh Asset Management, Inc. 0.14% of their portfolio | 192.9k $2.8m | Added +37.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 187.8k $2.7m | Added +21.8k |
| Invesco Ltd. 0.00% of their portfolio | 175.6k $2.5m | Added +52.1k |
| LPL Financial LLC 0.00% of their portfolio | 153.8k $2.2m | Reduced -6.9k |
| Consolidated Portfolio Review Corp 0.50% of their portfolio | 149.1k $2.1m | Added +54.6k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 127.6k $1.8m | Added +23.3k |
| Pathstone Holdings, LLC 0.01% of their portfolio | 116.2k $1.7m | Reduced -507.3k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 111.3k $1.6m | Added +77.7k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 104.6k $1.5m | Added +30.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 80.5k $1.2m | Reduced -9.0k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 62.5k $900.4k | Reduced -394 |
| UBS Group AG 0.00% of their portfolio | 61.6k $887.3k | Reduced -17.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 55.5k $799.8k | Added +8.6k |
| Sanctuary Advisors, LLC 0.01% of their portfolio | 54.1k $763.7k | First filing |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 52.2k $752.2k | Reduced -12.6k |
| Simplicity Wealth,LLC 0.02% of their portfolio | 46.9k $676.5k | New |
| Hilltop Holdings Inc. 0.07% of their portfolio | 41.1k $592.9k | Unchanged |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio | 40.1k $581.0k | Unchanged |
| Shaker Financial Services, LLC 0.23% of their portfolio | 39.3k $572.6k | New |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 36.6k $526.8k | Reduced -3.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 32.6k $469.1k | Reduced -3.3k |
| 1607 Capital Partners, LLC 0.04% of their portfolio | 31.3k $450.7k | Reduced -400.3k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 25.7k $371.0k | Added +4.4k |
| Private Advisor Group, LLC 0.00% of their portfolio | 24.0k $346.3k | Added +706 |
| Cetera Investment Advisers 0.00% of their portfolio | 22.4k $322.5k | Reduced -763 |
| COMERICA BANK 0.00% of their portfolio | 20.4k $293.9k | Reduced -3.0k |
| Allie Family Office LLC 0.09% of their portfolio | 20.0k $288.2k | Unchanged |
| JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio | 18.2k $262.6k | New |
| Walleye Capital LLC 0.00% of their portfolio | 18.1k $261.1k | Reduced -12.2k |
| Mariner, LLC 0.00% of their portfolio | 17.0k $244.9k | Added +3.9k |
| PFG Investments, LLC 0.02% of their portfolio | 16.0k $230.6k | Reduced -100.7k |
| Keel Point, LLC 0.02% of their portfolio | 15.3k $231.4k | New |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 14.5k $208.2k | New |
| Catalina Capital Group, LLC 0.08% of their portfolio | 14.4k $207.3k | Added +128 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.02% of their portfolio | 14.3k $205.5k | Reduced -462.0k |
| SeaCrest Wealth Management, LLC 0.02% of their portfolio | 13.4k $192.6k | Added +116 |
| Moors & Cabot, Inc. 0.01% of their portfolio | 13.0k $187.3k | Reduced -35.0k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 12.2k $175.8k | Reduced -5.0k |
| Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio | 11.4k $164.3k | Unchanged |
| Naviter Wealth, LLC 0.02% of their portfolio | 11.1k $161.0k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 10.7k $153.6k | Reduced -7.2k |
| Lido Advisors, LLC 0.00% of their portfolio | 10.0k $145.6k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 8.3k $119.9k | Added +246 |
| CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio | 2.4k $34.1k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 2.4k $34.0k | Reduced -8.6k |
| Coppell Advisory Solutions LLC 0.00% of their portfolio | 2.0k $28.7k | First filing |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 1.8k $26.5k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 925 $13.3k | Unchanged |
| Castleview Partners, LLC 0.00% of their portfolio | 401 $5.8k | New |
| CWM, LLC 0.00% of their portfolio | 302 $4.0k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 250 $3.6k | Reduced -127 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 0 $0 | New |