Vault-13

ALLSPRING INCOME OPPORTUNIT XEADX

INC OPPTY FD · Closed-End Fund · CUSIP 94987B105

93 institutional holders +8 vs Q4 2025
16,397,05816.4m shares reported held*
$106.3mreported value*
16 new 26 added 26 reduced 7 sold out net sold ≈ $186.4k (-28.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.48.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 75Q4 22: 79Q1 23: 79Q2 23: 72Q3 23: 76Q4 23: 80Q1 24: 76Q2 24: 74Q3 24: 77Q4 24: 78Q1 25: 84Q2 25: 79Q3 25: 81Q4 25: 85Q1 26: 9393Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202275
Q4 202279
Q1 202379
Q2 202372
Q3 202376
Q4 202380
Q1 202476
Q2 202474
Q3 202477
Q4 202478
Q1 202584
Q2 202579
Q3 202581
Q4 202585
Q1 202693

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 30 bought or addedQ2 24: 31 cut or sold outQ3 24: 31 bought or addedQ3 24: 28 cut or sold outQ3 24Q4 24: 33 bought or addedQ4 24: 20 cut or sold outQ1 25: 35 bought or addedQ1 25: 26 cut or sold outQ1 25Q2 25: 33 bought or addedQ2 25: 26 cut or sold outQ3 25: 33 bought or addedQ3 25: 35 cut or sold outQ3 25Q4 25: 45 bought or addedQ4 25: 30 cut or sold outQ1 26: 42 bought or addedQ1 26: 33 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243031
Q3 20243128
Q4 20243320
Q1 20253526
Q2 20253326
Q3 20253335
Q4 20254530
Q1 20264233

Biggest buyers

Advisors Asset Management, Inc. Added +182,531+182.5k
SIT INVESTMENT ASSOCIATES INC Added +115,381+115.4k
ENVESTNET ASSET MANAGEMENT INC Added +86,968+87.0k
Invesco Ltd. Added +81,251+81.3k
Cetera Investment Advisers Added +61,894+61.9k
LPL Financial LLC Added +38,746+38.7k
Pathstone Holdings, LLC Added +35,040+35.0k
WOLVERINE ASSET MANAGEMENT LLC Added +25,655+25.7k
UBS Group AG Added +25,597+25.6k
NOMURA HOLDINGS INC New +21,335+21.3k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -207,647-207.6k
GUGGENHEIM CAPITAL LLC Reduced -144,855-144.9k
Corient Private Wealth LP Reduced -124,234-124.2k
READYSTATE ASSET MANAGEMENT LP Sold out -87,559-87.6k
Peak Planning Group, LLC Reduced -46,322-46.3k
MORGAN STANLEY Reduced -30,201-30.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -23,602-23.6k
JANE STREET GROUP, LLC Reduced -20,513-20.5k
Shaker Financial Services, LLC Reduced -19,234-19.2k
Marex Group Ltd Sold out -17,834-17.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2025-02-03 5.1% new 3.0m≈ $19.7m 2025-02-03

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,932,3393.9m $25.5m $25.5m 0.00% Reduced -30.2k -30,201
2 SIT INVESTMENT ASSOCIATES INC 0.23% of their portfolio Minneapolis, MN 1,735,0831.7m $11.2m $11.2m 0.23% Added +115.4k +115,381
3 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 1,558,0611.6m $10.1m $10.1m 0.04% Added +35.0k +35,040
4 Peak Planning Group, LLC 2.05% of their portfolio CENTENNIAL, CO 1,142,7661.1m $7.4m $7.4m 2.05% Reduced -46.3k -46,322
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,044,4941.0m $6.8m $6.8m 0.00% Added +81.3k +81,251
6 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 898,819898.8k $5.8m $5.8m 0.05% Reduced -144.9k -144,855
7 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 864,743864.7k $5.6m $5.6m 0.01% Unchanged
8 Shaker Financial Services, LLC 1.29% of their portfolio Arlington, VA 567,595567.6k $3.7m $3.7m 1.29% Reduced -19.2k -19,234
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 393,980394.0k $2.6m $2.6m 0.00% Added +25.6k +25,597
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 385,978386.0k $2.5m $2.5m 0.00% Added +38.7k +38,746
11 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 326,901326.9k $2.1m $2.1m 0.00% Added +17.3k +17,326
12 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 305,177305.2k $2.0m $2.0m 0.03% Added +182.5k +182,531
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 224,084224.1k $1.5m $1.5m 0.00% Added +87.0k +86,968
14 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 204,649204.6k $1.3m $1.3m 0.00% Unchanged
15 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 173,542173.5k $1.1m $1.1m 0.02% Added +5.2k +5,195
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 168,990169.0k $1.1m $1.1m 0.00% Added +338 +338
17 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 166,605166.6k $1.1m $1.1m 0.00% Reduced -6.2k -6,212
18 Marks Group Wealth Management, Inc 0.10% of their portfolio MINNETONKA, MN 162,945162.9k $1.1m $1.1m 0.10% Reduced -13.5k -13,495
19 EASTERLY INVESTMENT PARTNERS LLC 0.08% of their portfolio BEVERLY, MA 158,861158.9k $1.0m $1.0m 0.08% Unchanged
20 Luken Investment Analytics, LLC 0.36% of their portfolio BRENTWOOD, TN 143,441143.4k $929.5k $929.5k 0.36% Added +2.0k +1,963
21 ADAPT WEALTH ADVISORS, LLC 0.28% of their portfolio ATLANTA, GA 120,904120.9k $783.5k $783.5k 0.28% Unchanged
22 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 117,234117.2k $759.7k $759.7k 0.00% Reduced -124.2k -124,234
23 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 111,048111.0k $719.6k $719.6k 0.01% Added +25.7k +25,655
24 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 103,500103.5k $670.7k $670.7k 0.02% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100,927100.9k $654.0k $654.0k 0.00% Reduced -1.1k -1,117
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 87,99288.0k $570.2k $570.2k 0.00% Reduced -326 -326
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 84,41284.4k $547.0k $547.0k 0.00% Reduced -3.5k -3,483
28 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.03% of their portfolio WEST PALM BEACH, FL 83,03083.0k $538.0k $538.0k 0.03% Reduced -207.6k -207,647
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 77,37277.4k $501.4k $501.4k 0.00% Added +61.9k +61,894
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 72,16672.2k $468.0k $468.0k 0.00% Added +2.1k +2,116
31 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 69,98570.0k $453.5k $453.5k 0.02% Added +90 +90
32 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 66,78066.8k $436.2k $436.2k 0.00% Added +1.5k +1,464
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 64,11264.1k $415.4k $415.4k 0.00% Reduced -2.7k -2,660
34 Rareview Capital LLC 0.23% of their portfolio LAS VEGAS, NV 55,90055.9k $394.7k $394.7k 0.23% Unchanged
35 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 41,49041.5k $268.9k $268.9k 0.00% Unchanged
36 Logan Stone Capital, LLC 0.07% of their portfolio CHICAGO, IL 41,44541.4k $268.6k $268.6k 0.07% Added +1.7k +1,711
37 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 40,90040.9k $265.0k $265.0k 0.00% Reduced -6.4k -6,400
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,07528.1k $181.9k $181.9k 0.00% Reduced -20.5k -20,513
39 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 25,55425.6k $167.0k $167.0k 0.00% Added +137 +137
40 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,57822.6k $146.3k $146.3k 0.00% Reduced -957 -957
41 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 21,94221.9k $142.2k $142.2k 0.00% Reduced -287 -287
42 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 21,33521.3k $138.3k $138.3k 0.00% New
43 Fingerlakes Wealth Management, Inc. 0.09% of their portfolio ITHACA, NY 21,25021.2k $137.7k $137.7k 0.09% Added +492 +492
44 ACCREDITED INVESTOR SERVICES, LLC 0.09% of their portfolio ST. CLOUD, MN 21,11621.1k $136.8k $136.8k 0.09% Reduced -1.1k -1,102
45 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 20,79520.8k $134.8k $134.8k 0.00% Reduced -625 -625
46 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 20,14220.1k $130.5k $130.5k 0.00% Reduced -1.3k -1,266
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,92718.9k $119.8k $119.8k 0.00% Reduced -1.6k -1,569
48 MELFA WEALTH MANAGEMENT, INC. 0.07% of their portfolio WESTBOROUGH, MA 17,92317.9k $116.1k $116.1k 0.07% Unchanged
49 NWF Advisory Services Inc. 0.01% of their portfolio Los Angeles, CA 17,30017.3k $112.1k $112.1k 0.01% Unchanged
50 GC Wealth Management RIA, LLC 0.00% of their portfolio Cambridge, MA 16,93716.9k $109.8k $109.8k 0.00% Reduced -1.9k -1,882
51 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 16,64816.6k $107.9k $107.9k 0.00% Added +191 +191
52 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 16,00016.0k $103.7k $103.7k 0.00% Unchanged
53 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 15,55415.6k $101.0k $101.0k 0.00% Reduced -1.7k -1,712
54 Collaborative Wealth Managment Inc. 0.05% of their portfolio LAKE MARY, FL 15,44015.4k $100.1k $100.1k 0.05% Unchanged
55 WEST MICHIGAN ADVISORS, LLC 0.02% of their portfolio HOLLAND, MI 13,67613.7k $89.3k $89.3k 0.02% Added +317 +317
56 Rothschild Wealth LLC 0.01% of their portfolio OAK BROOK, IL 13,25013.2k $85.9k $85.9k 0.01% Unchanged
57 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 13,14613.1k $85.2k $85.2k 0.00% Unchanged
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,02913.0k $84.4k $84.4k 0.00% New
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,90011.9k $77.1k $77.1k 0.00% Reduced -3.9k -3,897
60 VSM Wealth Advisory, LLC 0.02% of their portfolio HUNT VALLEY, MD 11,48011.5k $74.4k $74.4k 0.02% New
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,36511.4k $73.6k $73.6k 0.00% New
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 10,96611.0k $71.1k $71.1k 0.00% Unchanged
63 RETIREMITTEN FINANCIAL LLC 0.03% of their portfolio MILFORD, MI 10,00010.0k $64.8k $64.8k 0.03% First filing
64 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 6,5026.5k $42.1k $42.1k 0.00% Reduced -664 -664
65 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 5,6695.7k $36.7k $36.7k 0.00% Added +387 +387
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,4834.5k $29.0k $29.0k 0.00% Added +75 +75
67 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 4,0004.0k $25.9k $25.9k 0.07% New
68 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,4343.4k $22.3k $22.3k 0.00% Added +3.4k +3,375
69 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,3303.3k $21.6k $21.6k 0.00% Reduced -3.0k -3,000
70 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,0783.1k $19.9k $19.9k 0.00% New
71 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 3,0003.0k $19.6k $19.6k 0.00% New
72 Axiom Investment Management LLC 0.01% of their portfolio NEW YORK, NY 2,9012.9k $18.8k $18.8k 0.01% First filing
73 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 2,9002.9k $18.8k $18.8k 0.01% Unchanged
74 WPG Advisers, LLC 0.01% of their portfolio BALTIMORE, MD 2,8142.8k $18.2k $18.2k 0.01% Added +145 +145
75 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 1,8001.8k $11.0k $11.0k 0.00% New
76 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,3391.3k $8.7k $8.7k 0.00% New
77 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 1,2101.2k $7.8k $7.8k 0.00% Unchanged
78 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,1191.1k $7.3k $7.3k 0.00% New
79 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,0001.0k $6.5k $6.5k 0.00% Unchanged
80 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 850850 $5.5k $5.5k 0.00% New
81 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 798798 $5.2k $5.2k 0.00% New
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 631631 $4.1k $4.1k 0.00% Unchanged
83 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 440440 $2.9k $2.9k 0.00% Added +40 +40
84 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 409409 $2.6k $2.6k 0.00% Unchanged
85 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 300300 $1.9k $1.9k 0.00% Unchanged
86 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 200200 $1.3k $1.3k 0.00% New
87 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 144144 $906 $906 0.00% New
88 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 5454 $350 $350 0.00% New
89 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4646 $298 $298 0.00% New
90 Cheviot Value Management, LLC 0.00% of their portfolio BEVERLY HILLS, CA 1919 $123 $123 0.00% Unchanged
91 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 99 $58 $58 0.00% Unchanged
92 Advocate Investing Services LLC 0.00% of their portfolio WOODBINE, MD 11 $6 $6 0.00% Unchanged
93 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $1 $1 0.00% Reduced -1 -1