Vault-13

VMWARE INC VMW

CL A COM · Common Stock · CUSIP 928563402 · ISIN US9285634021

857 institutional holders -20 vs Q4 2022
215,901,880215.9m shares reported held*
$26.7bnreported value*
60 new 262 added 301 reduced 78 sold out net bought ≈ $499.1m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($96.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $123.75. Options: 23 managers hold calls ($476.7m notional), 31 hold puts ($1.0bn).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 831Q4 22: 877Q1 23: 857857Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022831
Q4 2022877
Q1 2023857

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 353 bought or addedQ4 22: 344 cut or sold outQ4 22Q1 23: 322 bought or addedQ1 23: 379 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353344
Q1 2023322379

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ3 22 calls: $227.6mQ3 22 puts: $410.7mQ3 22P/C 1.80Q4 22 calls: $236.1mQ4 22 puts: $530.1mQ4 22P/C 2.24Q1 23 calls: $476.7mQ1 23 puts: $1.0bnQ1 23P/C 2.19
Numbers
QuarterCallsPutsP/C
Q3 2022$227.6m$410.7m1.80
Q4 2022$236.1m$530.1m2.24
Q1 2023$476.7m$1.0bn2.19

Biggest buyers

BARCLAYS PLC Added +2,186,999+2.2m
Swedbank AB Added +1,404,587+1.4m
Pentwater Capital Management LP Added +1,319,000+1.3m
Empyrean Capital Partners, LP New +1,300,000+1.3m
DEUTSCHE BANK AG\ Added +1,085,259+1.1m
Sculptor Capital LP Added +970,141+970.1k
Melqart Asset Management (UK) Ltd Added +899,063+899.1k
BlackRock Inc. Added +718,084+718.1k
FMR LLC Added +703,302+703.3k
ADAGE CAPITAL PARTNERS GP, L.L.C. Added +653,921+653.9k

Biggest sellers

Invesco Ltd. Reduced -1,839,768-1.8m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -1,640,315-1.6m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,436,271-1.4m
TIG Advisors, LLC Sold out -1,081,021-1.1m
Davidson Kempner Capital Management LP Reduced -724,816-724.8k
Dodge & Cox Reduced -682,023-682.0k
Antara Capital LP Sold out -600,306-600.3k
SG Americas Securities, LLC Sold out -563,812-563.8k
GOLDMAN SACHS GROUP INC Reduced -466,851-466.9k
NATIXIS Reduced -338,377-338.4k

Biggest calls

Antara Capital LP New $93.5m749.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $88.8m711.1k shares
Maven Securities LTD New $69.1m553.4k shares
Taconic Capital Advisors LP Not comparable $62.4m500.0k shares
CITADEL ADVISORS LLC Reduced $55.1m441.2k shares
JET CAPITAL INVESTORS L P New $25.2m202.2k shares
Walleye Trading LLC Added $19.7m158.0k shares
UBS Group AG Added $16.9m135.1k shares
JANE STREET GROUP, LLC Added $13.8m110.8k shares
Ursa Fund Management, LLC Added $7.8m62.4k shares

Biggest puts

Pentwater Capital Management LP New $224.9m1.8m shares
CITADEL ADVISORS LLC Added $216.5m1.7m shares
Ursa Fund Management, LLC Added $152.6m1.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $97.0m776.9k shares
Antara Capital LP Reduced $77.1m617.4k shares
Walleye Trading LLC Added $45.4m363.9k shares
Maven Securities LTD New $40.6m325.2k shares
GROUP ONE TRADING LLC Added $36.2m289.6k shares
Berry Street Capital Management LLP New $31.2m250.0k shares
BARCLAYS PLC New $26.8m215.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Silver Lake Group, L.L.C. 38.06% of their portfolio Menlo Park, CA 42,050,81842.1m $5.3bn $5.3bn 38.06% Unchanged
2 Dodge & Cox 2.26% of their portfolio San Francisco, CA 26,621,12826.6m $3.3bn $3.3bn 2.26% Reduced -682.0k -682,023
3 VANGUARD GROUP INC 0.05% of their portfolio Valley Forge, PA 14,945,91014.9m $1.9bn $1.9bn 0.05% Added +285.9k +285,913
4 BlackRock Inc. 0.05% of their portfolio New York, NY 14,309,49114.3m $1.8bn $1.8bn 0.05% Added +718.1k +718,084
5 Swedbank AB 2.68% of their portfolio STOCKHOLM, V7 10,868,98710.9m $1.4bn $1.4bn 2.68% Added +1.4m +1,404,587
6 STATE STREET CORP 0.04% of their portfolio BOSTON, MA 5,146,4705.1m $642.5m $642.5m 0.04% Added +122.0k +122,032
7 DEUTSCHE BANK AG\ 0.33% of their portfolio FRANKFURT AM MAIN, 2M 4,729,5054.7m $590.5m $590.5m 0.33% Added +1.1m +1,085,259
8 Temasek Holdings (Private) Ltd 3.39% of their portfolio SINGAPORE, U0 4,573,3464.6m $571.0m $571.0m 3.39% Unchanged
9 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.27% of their portfolio NEW YORK, NY 4,415,8674.4m $551.3m $551.3m 0.27% Reduced -1.6m -1,640,315
10 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,017,3383.0m $376.7m $376.7m 0.04% Added +361.4k +361,387
11 BARCLAYS PLC 0.35% of their portfolio LONDON, X0 2,702,6532.7m $337.4m $337.4m 0.35% Added +2.2m +2,186,999
12 Pentwater Capital Management LP 5.12% of their portfolio Naples, FL 2,470,0002.5m $308.4m $308.4m 5.12% Added +1.3m +1,319,000
13 GEODE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BOSTON, MA 2,144,4772.1m $267.2m $267.2m 0.03% Added +73.2k +73,231
14 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.33% of their portfolio BOSTON, MA 2,050,2092.1m $256.0m $256.0m 0.33% Added +92.3k +92,302
15 NORGES BANK 0.05% of their portfolio OSLO, Q8 1,955,2972.0m $244.1m $244.1m 0.05% Added +436.4k +436,419
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.37% of their portfolio BALA CYNWYD, PA 1,900,3321.9m $237.3m $237.3m 0.37% Added +355.6k +355,567
17 OFI INVEST ASSET MANAGEMENT 0.07% of their portfolio ISSY LES MOULINEAUX, I0 1,805,2061.8m $14.5k $14.5k 0.07% First filing
18 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 1,629,8161.6m $203.5m $203.5m 0.04% Added +18.0k +18,008
19 FARALLON CAPITAL MANAGEMENT, L.L.C. 1.14% of their portfolio SAN FRANCISCO, CA 1,510,6231.5m $188.6m $188.6m 1.14% Added +120.0k +120,000
20 Legal & General Group Plc 0.07% of their portfolio London, X0 1,491,8431.5m $186.3m $186.3m 0.07% Added +107.6k +107,563
21 NORDEA INVESTMENT MANAGEMENT AB 0.27% of their portfolio STOCKHOLM, V7 1,471,4931.5m $183.1m $183.1m 0.27% Reduced -4.7k -4,687
22 FMR LLC 0.01% of their portfolio BOSTON, MA 1,449,9061.4m $181.0m $181.0m 0.01% Added +703.3k +703,302
23 MILLENNIUM MANAGEMENT LLC 0.21% of their portfolio NEW YORK, NY 1,448,7971.4m $180.9m $180.9m 0.21% Reduced -261.6k -261,641
24 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,425,9991.4m $178.0m $178.0m 0.02% Added +431.1k +431,092
25 HBK INVESTMENTS L P 6.23% of their portfolio DALLAS, TX 1,375,2281.4m $171.7m $171.7m 6.23% Added +313.0k +312,976
26 HRT FINANCIAL LP 2.03% of their portfolio NEW YORK, NY 1,300,4561.3m $162.4m $162.4m 2.03% Added +16.5k +16,475
27 Empyrean Capital Partners, LP 6.59% of their portfolio LOS ANGELES, CA 1,300,0001.3m $162.3m $162.3m 6.59% New
28 ALPINE ASSOCIATES MANAGEMENT INC. 8.42% of their portfolio PALM BEACH, FL 1,262,9001.3m $157.7m $157.7m 8.42% Added +60.9k +60,900
29 Balyasny Asset Management L.P. 0.51% of their portfolio Chicago, IL 1,236,5011.2m $154.4m $154.4m 0.51% Added +80.1k +80,062
30 TWO SIGMA ADVISERS, LP 0.39% of their portfolio NEW YORK, NY 1,212,0421.2m $151.3m $151.3m 0.39% Added +28.5k +28,500
31 MARSHALL WACE, LLP 0.37% of their portfolio LONDON, X0 1,187,7911.2m $148.3m $148.3m 0.37% Reduced -175.4k -175,376
32 Nuveen Asset Management, LLC 0.05% of their portfolio CHICAGO, IL 1,182,9801.2m $147.7m $147.7m 0.05% Reduced -86.5k -86,487
33 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,180,4761.2m $147.4m $147.4m 0.05% Added +44.6k +44,589
34 Sculptor Capital LP 3.65% of their portfolio New York, NY 1,169,2061.2m $146.0m $146.0m 3.65% Added +970.1k +970,141
35 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,165,5201.2m $145.5m $145.5m 0.02% Added +335.4k +335,429
36 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 1,159,7391.2m $144.8m $144.8m 0.06% Reduced -305.2k -305,154
37 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.32% of their portfolio Boston, MA 1,145,6761.1m $143.0m $143.0m 0.32% Added +653.9k +653,921
38 Taconic Capital Advisors LP 8.72% of their portfolio NEW YORK, NY 1,130,0001.1m $141.1m $141.1m 8.72% Added +65.0k +65,000
39 Westchester Capital Management, LLC 4.41% of their portfolio VALHALLA, NY 1,107,3701.1m $138.3m $138.3m 4.41% Unchanged
40 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 3.25% of their portfolio CHICAGO, IL 1,092,0871.1m $136.3m $136.3m 3.25% Added +103.2k +103,188
41 Melqart Asset Management (UK) Ltd 9.53% of their portfolio London, X0 1,022,7901.0m $127.7m $127.7m 9.53% Added +899.1k +899,063
42 RENAISSANCE TECHNOLOGIES LLC 0.16% of their portfolio NEW YORK, NY 985,208985.2k $123.0m $123.0m 0.16% Added +341.9k +341,900
43 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 955,351955.4k $119.3m $119.3m 0.03% Reduced -32.9k -32,933
44 LSV ASSET MANAGEMENT 0.26% of their portfolio CHICAGO, IL 934,451934.5k $116.7m $116.7m 0.26% Reduced -6.4k -6,375
45 Swiss National Bank 0.07% of their portfolio ZURICH, V8 842,348842.3k $105.2m $105.2m 0.07% Reduced -16.4k -16,400
46 California Public Employees Retirement System 0.09% of their portfolio Sacramento, CA 808,223808.2k $100.9m $100.9m 0.09% Added +58.7k +58,666
47 FIL Ltd 0.11% of their portfolio HAMILTON, D0 769,440769.4k $96.1m $96.1m 0.11% Reduced -156.3k -156,344
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 766,634766.6k $95.7m $95.7m 0.03% Added +21.0k +20,968
49 CREDIT SUISSE AG/ 0.09% of their portfolio ZURICH, V8 688,190688.2k $85.9m $85.9m 0.09% Added +28.4k +28,420
50 UBS Group AG 0.04% of their portfolio ZURICH, V8 616,172616.2k $76.9m $76.9m 0.04% Added +149.8k +149,819
51 Korea Investment CORP 0.22% of their portfolio SEOUL, M5 606,425606.4k $75.7m $75.7m 0.22% Added +43.0k +42,960
52 Sumitomo Mitsui Trust Group, Inc. 0.06% of their portfolio CHIYODA-KU, TOKYO, M0 602,873602.9k $75.3m $75.3m 0.06% Reduced -4.7k -4,731
53 Magnetar Financial LLC 1.43% of their portfolio EVANSTON, IL 586,617586.6k $73.2m $73.2m 1.43% Reduced -216.3k -216,261
54 Qube Research & Technologies Ltd 0.41% of their portfolio LONDON, X0 575,089575.1k $71.8m $71.8m 0.41% Added +554.4k +554,447
55 CITADEL ADVISORS LLC 0.08% of their portfolio MIAMI, FL 574,434574.4k $71.7m $71.7m 0.08% Added +107.5k +107,537
56 Amundi 0.04% of their portfolio Paris, I0 546,796546.8k $67.2m $67.2m 0.04% Reduced -37.1k -37,096
57 WATER ISLAND CAPITAL LLC 5.22% of their portfolio NEW YORK, NY 515,303515.3k $64.3m $64.3m 5.22% Added +47.2k +47,210
58 HSBC HOLDINGS PLC 0.08% of their portfolio LONDON, X0 515,241515.2k $64.2m $64.2m 0.08% Reduced -161.6k -161,608
59 DNB Asset Management AS 0.39% of their portfolio Oslo, Q8 490,265490.3k $61.2m $61.2m 0.39% Reduced -31.2k -31,209
60 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 482,552482.6k $60.2m $60.2m 0.02% Reduced -466.9k -466,851
61 PRIMECAP MANAGEMENT CO/CA/ 0.05% of their portfolio PASADENA, CA 476,995477.0k $59.6m $59.6m 0.05% Reduced -8.6k -8,632
62 BANK OF NOVA SCOTIA 0.17% of their portfolio TORONTO, A6 472,163472.2k $58.9m $58.9m 0.17% Reduced -128.7k -128,728
63 KBC Group NV 0.23% of their portfolio Brussels, C9 434,771434.8k $54.3m $54.3m 0.23% Reduced -115.7k -115,693
64 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.29% of their portfolio TORONTO, A6 415,311415.3k $51.9m $51.9m 0.29% Added +203.2k +203,210
65 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 412,679412.7k $51.5m $51.5m 0.02% Reduced -194.2k -194,197
66 D. E. Shaw & Co., Inc. 0.08% of their portfolio New York, NY 410,382410.4k $51.2m $51.2m 0.08% Added +355.9k +355,932
67 LMR Partners LLP 0.90% of their portfolio LONDON, X0 390,452390.5k $48.7m $48.7m 0.90% Added +24.5k +24,451
68 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 378,530378.5k $47.3m $47.3m 0.02% Added +390 +390
69 TD Asset Management Inc 0.06% of their portfolio Toronto, A6 376,025376.0k $46.9m $46.9m 0.06% Added +3.0k +2,952
70 AQR Arbitrage LLC 1.43% of their portfolio Greenwich, CT 374,240374.2k $46.6m $46.6m 1.43% Reduced -108.2k -108,211
71 Bank Julius Baer & Co. Ltd, Zurich 0.30% of their portfolio ZURICH, V8 374,046374.0k $46.7m $46.7m 0.30% Added +6.8k +6,789
72 Epoch Investment Partners, Inc. 0.28% of their portfolio New York, NY 370,289370.3k $46.2m $46.2m 0.28% Added +7.3k +7,285
73 STATE OF WISCONSIN INVESTMENT BOARD 0.14% of their portfolio MADISON, WI 367,795367.8k $45.9m $45.9m 0.14% Added +41.3k +41,285
74 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.07% of their portfolio WEST SACRAMENTO, CA 361,702361.7k $45.2m $45.2m 0.07% Reduced -1.4k -1,409
75 NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio ALBANY, NY 355,870355.9k $44.4m $44.4m 0.06% Reduced -12.9k -12,918
76 Grantham, Mayo, Van Otterloo & Co. LLC 0.22% of their portfolio Boston, MA 341,493341.5k $42.6m $42.6m 0.22% Added +136.8k +136,804
77 National Pension Service 0.07% of their portfolio JEONJU-SI, JEOLLABUK-DO, M5 330,568330.6k $41.0m $41.0m 0.07% Reduced -9.3k -9,258
78 Caisse de depot et placement du Quebec 0.12% of their portfolio Montreal, A8 327,579327.6k $40.9m $40.9m 0.12% Reduced -322.1k -322,096
79 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 326,937326.9k $40.8m $40.8m 0.01% Reduced -1.8m -1,839,768
80 JET CAPITAL INVESTORS L P 24.59% of their portfolio NEW YORK, NY 325,000325.0k $40.6m $40.6m 24.59% Reduced -175.0k -175,000
81 MANGROVE PARTNERS IM, LLC 2.68% of their portfolio Greenwich, CT 319,818319.8k $39.9m $39.9m 2.68% Added +46.6k +46,559
82 LETKO, BROSSEAU & ASSOCIATES INC 0.72% of their portfolio MONTREAL, A8 310,109310.1k $38.7m $38.7m 0.72% Added +29.1k +29,079
83 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.07% of their portfolio FRANKFURT AM MAIN, 2M 309,770309.8k $38.7m $38.7m 0.07% Added +169.8k +169,815
84 Calamos Advisors LLC 0.19% of their portfolio NAPERVILLE, IL 298,500298.5k $37.3m $37.3m 0.19% Added +108.0k +108,000
85 Aberdeen Group plc 0.09% of their portfolio EDINBURGH, X0 297,697297.7k $37.2m $37.2m 0.09% Added +49.5k +49,516
86 Berry Street Capital Management LLP 12.87% of their portfolio LONDON, X0 293,750293.8k $36.7m $36.7m 12.87% Reduced -6.2k -6,250
87 SEIZERT CAPITAL PARTNERS, LLC 2.01% of their portfolio BIRMINGHAM, MI 292,712292.7k $36.5m $36.5m 2.01% Reduced -35.0k -34,951
88 STOREBRAND ASSET MANAGEMENT AS 0.18% of their portfolio LYSAKER, Q8 285,912285.9k $35.7m $35.7m 0.18% Added +40.6k +40,556
89 Retirement Systems of Alabama 0.15% of their portfolio MONTGOMERY, AL 270,000270.0k $33.7m $33.7m 0.15% Reduced -50.0k -50,000
90 TWO SIGMA INVESTMENTS, LP 0.10% of their portfolio NEW YORK, NY 266,200266.2k $33.2m $33.2m 0.10% Reduced -58.8k -58,795
91 Woodline Partners LP 0.46% of their portfolio San Francisco, CA 262,932262.9k $32.8m $32.8m 0.46% Reduced -156.9k -156,863
92 STRS OHIO 0.05% of their portfolio COLUMBUS, OH 253,719253.7k $31.7m $31.7m 0.05% Added +170.0k +169,981
93 CANADA PENSION PLAN INVESTMENT BOARD 0.05% of their portfolio TORONTO ONTARIO, A6 252,375252.4k $31.5m $31.5m 0.05% Added +111 +111
94 REDWOOD CAPITAL MANAGEMENT, LLC 4.55% of their portfolio New York, NY 246,631246.6k $30.8m $30.8m 4.55% New
95 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 240,921240.9k $30.1m $30.1m 0.01% Added +3.4k +3,359
96 RHUMBLINE ADVISERS 0.04% of their portfolio BOSTON, MA 234,426234.4k $29.3m $29.3m 0.04% Added +3.0k +2,981
97 MARTINGALE ASSET MANAGEMENT L P 0.55% of their portfolio BOSTON, MA 228,441228.4k $28.5m $28.5m 0.55% Reduced -12.7k -12,708
98 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.07% of their portfolio TALLAHASSEE, FL 228,182228.2k $28.5m $28.5m 0.07% Reduced -30 -30
99 PICTET ASSET MANAGEMENT SA 0.04% of their portfolio GENEVA 73, V8 226,709226.7k $28.3m $28.3m 0.04% Reduced -19.1k -19,117
100 Versor Investments LP 3.70% of their portfolio New York, NY 225,839225.8k $28.2m $28.2m 3.70% Reduced -82.2k -82,196