Vault-13

VIRTUS DIVIDEND INTEREST & P NFJ

COM · Closed-End Fund · CUSIP 92840R101

134 institutional holders +1 vs Q3 2024
42,322,30642.3m shares reported held*
$534.7mreported value*
12 new 49 added 35 reduced 13 sold out net bought ≈ $3.8m (+103.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.63.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 126Q1 23: 133Q2 23: 133Q3 23: 139Q4 23: 133Q1 24: 130Q2 24: 132Q3 24: 133Q4 24: 134134Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022115
Q4 2022126
Q1 2023133
Q2 2023133
Q3 2023139
Q4 2023133
Q1 2024130
Q2 2024132
Q3 2024133
Q4 2024134

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 65 bought or addedQ1 23: 54 cut or sold outQ2 23: 62 bought or addedQ2 23: 55 cut or sold outQ2 23Q3 23: 56 bought or addedQ3 23: 52 cut or sold outQ4 23: 54 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 57 bought or addedQ1 24: 58 cut or sold outQ2 24: 63 bought or addedQ2 24: 54 cut or sold outQ2 24Q3 24: 56 bought or addedQ3 24: 57 cut or sold outQ4 24: 61 bought or addedQ4 24: 48 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236554
Q2 20236255
Q3 20235652
Q4 20235459
Q1 20245758
Q2 20246354
Q3 20245657
Q4 20246148

Biggest buyers

Saba Capital Management, L.P. Added +777,052+777.1k
MORGAN STANLEY Added +420,943+420.9k
CAPSTONE INVESTMENT ADVISORS, LLC Added +290,552+290.6k
Creative Planning New +283,637+283.6k
Pathstone Holdings, LLC Added +193,524+193.5k
WELLS FARGO & COMPANY/MN Added +159,410+159.4k
SIT INVESTMENT ASSOCIATES INC Added +84,954+85.0k
Kestra Advisory Services, LLC New +68,390+68.4k
HighTower Advisors, LLC Added +59,251+59.3k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC New +49,492+49.5k

Biggest sellers

Allspring Global Investments Holdings, LLC Reduced -681,743-681.7k
Karpus Management, Inc. Reduced -583,107-583.1k
1607 Capital Partners, LLC Reduced -381,594-381.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -193,844-193.8k
AQR Arbitrage LLC Reduced -187,968-188.0k
NorthCoast Asset Management LLC Reduced -87,444-87.4k
BANK OF AMERICA CORP /DE/ Reduced -78,691-78.7k
MILLENNIUM MANAGEMENT LLC Sold out -50,815-50.8k
Advisors Asset Management, Inc. Reduced -37,543-37.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -32,299-32.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-05-07 7.7% 7.3m≈ $111.3m 2025-05-07

Fell to 5% or below in the last year: Saba Capital Management, L.P. (2.8%, 2026-10-14)

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20231$15.0k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,271,51411.3m $142.4m $142.4m 0.01% Added +420.9k +420,943
2 Saba Capital Management, L.P. 2.59% of their portfolio NEW YORK, NY 8,165,6128.2m $103.1m $103.1m 2.59% Added +777.1k +777,052
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,515,5003.5m $44.4m $44.4m 0.00% Reduced -78.7k -78,691
4 Pathstone Holdings, LLC 0.11% of their portfolio ENGLEWOOD, NJ 1,882,8861.9m $23.8m $23.8m 0.11% Added +193.5k +193,524
5 Karpus Management, Inc. 0.62% of their portfolio Pittsford, NY 1,651,4611.7m $20.9m $20.9m 0.62% Reduced -583.1k -583,107
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,519,0071.5m $19.2m $19.2m 0.00% Reduced -11.3k -11,303
7 Advisors Asset Management, Inc. 0.35% of their portfolio Monument, CO 1,501,9501.5m $19.0m $19.0m 0.35% Reduced -37.5k -37,543
8 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 1,481,9651.5m $18.7m $18.7m 0.03% Reduced -681.7k -681,743
9 NorthCoast Asset Management LLC 0.08% of their portfolio STAMFORD, CT 1,235,6021.2m $15.6m $15.6m 0.08% Reduced -87.4k -87,444
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 1,100,0761.1m $13.9m $13.9m 0.01% Added +40.2k +40,191
11 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 907,061907.1k $11.5m $11.5m 0.09% Added +3.6k +3,562
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 680,697680.7k $8.6m $8.6m 0.00% Added +159.4k +159,410
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 672,299672.3k $8.5m $8.5m 0.00% First filing
14 CAPSTONE INVESTMENT ADVISORS, LLC 0.07% of their portfolio NEW YORK, NY 526,672526.7k $6.7m $6.7m 0.07% Added +290.6k +290,552
15 Arete Wealth Advisors, LLC 0.48% of their portfolio CHICAGO, IL 521,634521.6k $6.6m $6.6m 0.48% Added +3.8k +3,804
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 434,180434.2k $5.5m $5.5m 0.00% Reduced -13.2k -13,157
17 Penserra Capital Management LLC 0.09% of their portfolio ORINDA, CA 376,677376.7k $4.8m $4.8m 0.09% Added +25.4k +25,373
18 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 283,637283.6k $3.6m $3.6m 0.00% New
19 1607 Capital Partners, LLC 0.29% of their portfolio Richmond, VA 281,178281.2k $3.6m $3.6m 0.29% Reduced -381.6k -381,594
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.56% of their portfolio BLUE BELL, PA 231,667231.7k $2.9m $2.9m 0.56% Added +7.8k +7,810
21 AQR Arbitrage LLC 0.07% of their portfolio Greenwich, CT 217,683217.7k $2.7m $2.7m 0.07% Reduced -188.0k -187,968
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 217,114217.1k $2.7m $2.7m 0.00% Added +18.9k +18,923
23 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 214,110214.1k $2.7m $2.7m 0.01% Reduced -3.0k -3,000
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 205,365205.4k $2.6m $2.6m 0.00% Added +4.6k +4,597
25 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 195,221195.2k $2.5m $2.5m 0.02% Added +15.7k +15,715
26 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 172,932172.9k $2.2m $2.2m 0.02% Added +5.2k +5,238
27 SIT INVESTMENT ASSOCIATES INC 0.05% of their portfolio Minneapolis, MN 164,038164.0k $2.1m $2.1m 0.05% Added +85.0k +84,954
28 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 151,826151.8k $1.9m $1.9m 0.02% Reduced -2.3k -2,315
29 Modern Wealth Management, LLC 0.06% of their portfolio KANSAS CITY, MO 119,891119.9k $1.5m $1.5m 0.06% Added +5.7k +5,669
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 113,897113.9k $1.4m $1.4m 0.00% Reduced -944 -944
31 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 99,21899.2k $1.3m $1.3m 0.02% Reduced -10.9k -10,916
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 97,29097.3k $1.2m $1.2m 0.00% Reduced -8.5k -8,543
33 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 93,00893.0k $1.2m $1.2m 0.02% Added +956 +956
34 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 87,20687.2k $1.1m $1.1m 0.01% Reduced -20 -20
35 Pointe Capital Management LLC 0.61% of their portfolio GROSSE POINTE FARMS, MI 84,20884.2k $1.1m $1.1m 0.61% Added +2.1k +2,055
36 WealthShield Partners, LLC 0.13% of their portfolio CARY, NC 74,24174.2k $937.7k $937.7k 0.13% Added +25.5k +25,494
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 74,10174.1k $935.9k $935.9k 0.00% Added +59.3k +59,251
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 68,39068.4k $863.8k $863.8k 0.00% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 65,66265.7k $829.3k $829.3k 0.00% Added +263 +263
40 Opal Wealth Advisors, LLC 0.24% of their portfolio JERICHO, NY 62,19262.2k $785.5k $785.5k 0.24% Reduced -1.5k -1,534
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 58,15958.2k $734.5k $734.5k 0.00% Added +1.1k +1,094
42 Beckerman Institutional, LLC 0.59% of their portfolio OCEAN GROVE, NJ 58,11358.1k $734.0k $734.0k 0.59% Added +626 +626
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 50,99151.0k $644.0k $644.0k 0.00% Reduced -988 -988
44 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.18% of their portfolio LEAWOOD, KS 49,49249.5k $625.1k $625.1k 0.18% New
45 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 49,06249.1k $619.7k $619.7k 0.00% Reduced -3.8k -3,816
46 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 45,87545.9k $579.4k $579.4k 0.02% New
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 45,47645.5k $574.4k $574.4k 0.00% Reduced -10.8k -10,783
48 Advisor OS, LLC 0.07% of their portfolio CHICAGO, IL 45,27045.3k $571.8k $571.8k 0.07% Reduced -15.4k -15,418
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 44,99945.0k $568.3k $568.3k 0.00% Added +5.8k +5,759
50 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 43,30143.3k $546.9k $546.9k 0.02% Added +974 +974
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 43,15743.2k $545.1k $545.1k 0.00% Reduced -42 -42
52 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 38,06938.1k $474.3k $474.3k 0.03% Unchanged
53 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 36,83236.8k $465.2k $465.2k 0.03% Unchanged
54 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 35,16535.2k $444.1k $444.1k 0.01% Reduced -13.8k -13,815
55 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 34,78334.8k $439.3k $439.3k 0.01% Added +1.1k +1,135
56 COMERICA BANK 0.00% of their portfolio DALLAS, TX 31,04231.0k $392.1k $392.1k 0.00% Reduced -12.2k -12,214
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 30,74830.7k $388.3k $388.3k 0.00% Added +2.4k +2,435
58 UHLMANN PRICE SECURITIES, LLC 0.29% of their portfolio SKOKIE, IL 30,69230.7k $387.6k $387.6k 0.29% Added +717 +717
59 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 30,00030.0k $378.9k $378.9k 0.02% Unchanged
60 Comprehensive Money Management Services LLC 0.31% of their portfolio CORAL GABLES, FL 29,37029.4k $370.9k $370.9k 0.31% First filing
61 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 27,99028.0k $353.5k $353.5k 0.01% Unchanged
62 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 27,35227.4k $345.5k $345.5k 0.01% Added +486 +486
63 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 25,94525.9k $327.7k $327.7k 0.00% New
64 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 25,92725.9k $327.0k $327.0k 0.00% Added +2.9k +2,910
65 INTEGRATED CAPITAL MANAGEMENT, INC. 0.24% of their portfolio JESSUP, PA 24,40524.4k $308.3k $308.3k 0.24% Added +813 +813
66 ASHTON THOMAS SECURITIES, LLC 0.08% of their portfolio ROCHESTER, NY 24,22524.2k $306.0k $306.0k 0.08% Unchanged
67 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 23,93623.9k $302.3k $302.3k 0.01% Reduced -118 -118
68 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,95423.0k $289.9k $289.9k 0.00% Added +525 +525
69 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 21,64921.6k $273.4k $273.4k 0.00% Added +400 +400
70 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 21,42321.4k $270.6k $270.6k 0.01% Added +1.8k +1,797
71 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 20,19620.2k $255.0k $255.0k 0.01% Added +858 +858
72 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 19,50019.5k $246.3k $246.3k 0.02% Unchanged
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,48119.5k $246.0k $246.0k 0.00% Reduced -457 -457
74 Occidental Asset Management, LLC 0.03% of their portfolio Burlingame, CA 17,07317.1k $215.6k $215.6k 0.03% Added +307 +307
75 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,03217.0k $215.1k $215.1k 0.00% Added +1.5k +1,510
76 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 16,10016.1k $204.1k $204.1k 0.02% Reduced -193.8k -193,844
77 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 15,30515.3k $193.3k $193.3k 0.05% Unchanged
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 15,23515.2k $192.4k $192.4k 0.00% Reduced -900 -900
79 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,02814.0k $177.2k $177.2k 0.00% Unchanged
80 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 13,66213.7k $172.5k $172.5k 0.03% Added +45 +45
81 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 13,31113.3k $168.1k $168.1k 0.00% Reduced -1.6k -1,572
82 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 12,99613.0k $164.1k $164.1k 0.01% Unchanged
83 Alteri Wealth LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 12,16812.2k $153.7k $153.7k 0.04% First filing
84 Investment Partners Asset Management, Inc. 0.12% of their portfolio METUCHEN, NJ 12,04112.0k $152.1k $152.1k 0.12% Unchanged
85 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 11,93311.9k $150.7k $150.7k 0.02% Reduced -32.3k -32,299
86 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 11,76911.8k $148.6k $148.6k 0.00% New
87 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,61611.6k $146.7k $146.7k 0.00% Added +316 +316
88 Snowden Capital Advisors LLC 0.00% of their portfolio New York, NY 11,47311.5k $144.9k $144.9k 0.00% Added +763 +763
89 Heritage Wealth Management, Inc. /CA/ 0.12% of their portfolio SAN DIEGO, CA 11,42211.4k $144.3k $144.3k 0.12% Reduced -547 -547
90 Fortitude Family Office, LLC 0.05% of their portfolio SCOTTSDALE, AZ 11,40011.4k $144.0k $144.0k 0.05% Reduced -6.7k -6,700
91 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 11,19311.2k $141.4k $141.4k 0.01% Unchanged
92 Vanguard Capital Wealth Advisors 0.15% of their portfolio DENVER, CO 10,99811.0k $138.9k $138.9k 0.15% Added +258 +258
93 Camelot Portfolios, LLC 0.15% of their portfolio Maumee, OH 10,92110.9k $137.9k $137.9k 0.15% Reduced -276 -276
94 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,78910.8k $136.0k $136.0k 0.00% New
95 Berry Wealth Group, LP 0.10% of their portfolio GRANBURY, TX 10,77710.8k $136.1k $136.1k 0.10% Added +215 +215
96 CHATHAM CAPITAL GROUP, INC. 0.02% of their portfolio SAVANNAH, GA 10,00010.0k $126.3k $126.3k 0.02% Unchanged
97 WPG Advisers, LLC 0.11% of their portfolio BALTIMORE, MD 9,4999.5k $120.0k $120.0k 0.11% First filing
98 Colonial Trust Co / SC 0.02% of their portfolio SPARTANBURG, SC 8,8638.9k $112.3k $112.3k 0.02% Unchanged
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 6,5856.6k $83.2k $83.2k 0.00% Added +79 +79
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,1266.1k $77.4k $77.4k 0.00% Added +100 +100