Vault-13

VIRTUS DIVIDEND INTEREST & P NFJ

COM · Closed-End Fund · CUSIP 92840R101

133 institutional holders +1 vs Q2 2024
42,456,35342.5m shares reported held*
$550.6mreported value*
16 new 40 added 42 reduced 15 sold out net bought ≈ $23.6m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.97.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 115Q4 22: 126Q1 23: 133Q2 23: 133Q3 23: 139Q4 23: 133Q1 24: 130Q2 24: 132Q3 24: 133133Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022115
Q4 2022126
Q1 2023133
Q2 2023133
Q3 2023139
Q4 2023133
Q1 2024130
Q2 2024132
Q3 2024133

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 47 cut or sold outQ1 23: 65 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 55 cut or sold outQ3 23: 56 bought or addedQ3 23: 52 cut or sold outQ3 23Q4 23: 54 bought or addedQ4 23: 59 cut or sold outQ1 24: 57 bought or addedQ1 24: 58 cut or sold outQ1 24Q2 24: 63 bought or addedQ2 24: 54 cut or sold outQ3 24: 56 bought or addedQ3 24: 57 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226747
Q1 20236554
Q2 20236255
Q3 20235652
Q4 20235459
Q1 20245758
Q2 20246354
Q3 20245657

Biggest buyers

Saba Capital Management, L.P. Added +2,012,111+2.0m
NorthCoast Asset Management LLC New +1,323,046+1.3m
MORGAN STANLEY Added +330,311+330.3k
CAPSTONE INVESTMENT ADVISORS, LLC New +236,120+236.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +193,844+193.8k
BENJAMIN EDWARDS INC New +110,134+110.1k
Invesco Ltd. Added +105,673+105.7k
SIT INVESTMENT ASSOCIATES INC New +79,084+79.1k
Pathstone Holdings, LLC Added +76,054+76.1k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +52,256+52.3k

Biggest sellers

Penserra Capital Management LLC Reduced -658,867-658.9k
Allspring Global Investments Holdings, LLC Reduced -592,429-592.4k
1607 Capital Partners, LLC Reduced -263,579-263.6k
AQR Arbitrage LLC Reduced -204,128-204.1k
Cornerstone Advisors, LLC Sold out -188,856-188.9k
BANK OF AMERICA CORP /DE/ Reduced -148,302-148.3k
GUGGENHEIM CAPITAL LLC Reduced -133,588-133.6k
Advisors Asset Management, Inc. Reduced -112,278-112.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -111,224-111.2k
Karpus Management, Inc. Reduced -78,497-78.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-05-07 7.7% 7.3m≈ $111.3m 2025-05-07

Fell to 5% or below in the last year: Saba Capital Management, L.P. (2.8%, 2026-10-14)

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 1 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20231$15.0k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,850,57110.9m $141.5m $141.5m 0.01% Added +330.3k +330,311
2 Saba Capital Management, L.P. 2.12% of their portfolio NEW YORK, NY 7,388,5607.4m $96.3m $96.3m 2.12% Added +2.0m +2,012,111
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,594,1913.6m $46.9m $46.9m 0.00% Reduced -148.3k -148,302
4 Karpus Management, Inc. 0.81% of their portfolio Pittsford, NY 2,234,5682.2m $29.1m $29.1m 0.81% Reduced -78.5k -78,497
5 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 2,163,7082.2m $28.2m $28.2m 0.04% Reduced -592.4k -592,429
6 Pathstone Holdings, LLC 0.10% of their portfolio ENGLEWOOD, NJ 1,689,3621.7m $22.0m $22.0m 0.10% Added +76.1k +76,054
7 Advisors Asset Management, Inc. 0.37% of their portfolio Monument, CO 1,539,4931.5m $20.1m $20.1m 0.37% Reduced -112.3k -112,278
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,530,3101.5m $20.0m $20.0m 0.00% Added +105.7k +105,673
9 NorthCoast Asset Management LLC 0.12% of their portfolio STAMFORD, CT 1,323,0461.3m $17.1m $17.1m 0.12% New
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 1,059,8851.1m $13.8m $13.8m 0.01% Added +8.3k +8,317
11 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 903,499903.5k $11.8m $11.8m 0.08% Reduced -133.6k -133,588
12 1607 Capital Partners, LLC 0.79% of their portfolio Richmond, VA 662,772662.8k $8.6m $8.6m 0.79% Reduced -263.6k -263,579
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 521,287521.3k $6.8m $6.8m 0.00% Reduced -14.3k -14,286
14 Arete Wealth Advisors, LLC 0.57% of their portfolio CHICAGO, IL 517,830517.8k $6.7m $6.7m 0.57% Added +2.2k +2,226
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 447,337447.3k $5.8m $5.8m 0.00% Reduced -5.5k -5,528
16 AQR Arbitrage LLC 0.12% of their portfolio Greenwich, CT 405,651405.7k $5.2m $5.2m 0.12% Reduced -204.1k -204,128
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 391,059391.1k $5.1m $5.1m 0.00% Added +135 +135
18 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 351,304351.3k $4.6m $4.6m 0.10% Reduced -658.9k -658,867
19 Edmonds Duncan Registered Investment Advisors, LLC 0.81% of their portfolio LAWRENCE, KS 284,655284.7k $3.7m $3.7m 0.81% Added +14.8k +14,784
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 270,559270.6k $3.5m $3.5m 0.00% Reduced -5.7k -5,716
21 CAPSTONE INVESTMENT ADVISORS, LLC 0.06% of their portfolio NEW YORK, NY 236,120236.1k $3.1m $3.1m 0.06% New
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.56% of their portfolio BLUE BELL, PA 223,857223.9k $2.9m $2.9m 0.56% Added +52.3k +52,256
23 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 217,110217.1k $2.8m $2.8m 0.01% Added +11.3k +11,342
24 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 209,944209.9k $16.1k $16.1k 0.04% Added +193.8k +193,844
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 200,768200.8k $2.6m $2.6m 0.00% Reduced -11.5k -11,498
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 198,191198.2k $2.6m $2.6m 0.00% Added +14.9k +14,923
27 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 179,506179.5k $2.3m $2.3m 0.01% Reduced -1.2k -1,194
28 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 167,694167.7k $2.2m $2.2m 0.02% Reduced -1.2k -1,155
29 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 154,141154.1k $2.0m $2.0m 0.02% Added +98 +98
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,841114.8k $1.5m $1.5m 0.00% Reduced -5.1k -5,075
31 Modern Wealth Management, LLC 0.09% of their portfolio KANSAS CITY, MO 114,222114.2k $1.5m $1.5m 0.09% Reduced -368 -368
32 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 110,134110.1k $1.4m $1.4m 0.02% New
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 105,833105.8k $1.4m $1.4m 0.00% Added +7.4k +7,445
34 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 92,05292.1k $1.2m $1.2m 0.02% Reduced -552 -552
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 87,22687.2k $1.1m $1.1m 0.01% Added +661 +661
36 Pointe Capital Management LLC 0.63% of their portfolio GROSSE POINTE FARMS, MI 82,15382.2k $1.1m $1.1m 0.63% Reduced -2.0k -2,038
37 SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio Minneapolis, MN 79,08479.1k $1.0m $1.0m 0.02% New
38 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 65,39965.4k $852.8k $852.8k 0.00% Reduced -8.0k -8,002
39 Opal Wealth Advisors, LLC 0.26% of their portfolio JERICHO, NY 63,72663.7k $831.0k $831.0k 0.26% Reduced -10.3k -10,320
40 Advisor OS, LLC 0.08% of their portfolio CHICAGO, IL 60,68860.7k $791.4k $791.4k 0.08% Added +13.4k +13,414
41 Beckerman Institutional, LLC 0.63% of their portfolio OCEAN GROVE, NJ 57,48757.5k $750.0k $750.0k 0.63% First filing
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 57,06557.1k $744.1k $744.1k 0.00% Reduced -8.0k -7,998
43 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 56,25956.3k $733.6k $733.6k 0.00% Added +115 +115
44 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 52,87852.9k $689.5k $689.5k 0.00% Added +1.4k +1,351
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 51,97952.0k $678.0k $678.0k 0.00% Added +3.9k +3,875
46 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 50,81550.8k $662.6k $662.6k 0.00% New
47 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 48,98049.0k $638.7k $638.7k 0.01% Added +150 +150
48 WealthShield Partners, LLC 0.09% of their portfolio CARY, NC 48,74748.7k $635.7k $635.7k 0.09% Added +4.8k +4,761
49 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio Englewood, NJ 44,23244.2k $576.8k $576.8k 0.06% Reduced -111.2k -111,224
50 COMERICA BANK 0.00% of their portfolio DALLAS, TX 43,25643.3k $564.1k $564.1k 0.00% Reduced -6.3k -6,324
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 43,19943.2k $563.3k $563.3k 0.00% Reduced -161 -161
52 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 42,32742.3k $552.0k $552.0k 0.02% Added +4.5k +4,516
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,24039.2k $511.7k $511.7k 0.00% Reduced -63 -63
54 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 38,06938.1k $491.1k $491.1k 0.03% Reduced -1.2k -1,230
55 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 36,83236.8k $480.3k $480.3k 0.03% Unchanged
56 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 33,64833.6k $438.8k $438.8k 0.01% Added +3.2k +3,205
57 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 30,00030.0k $391.2k $391.2k 0.02% Unchanged
58 UHLMANN PRICE SECURITIES, LLC 0.31% of their portfolio SKOKIE, IL 29,97530.0k $390.8k $390.8k 0.31% First filing
59 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 29,78929.8k $388.4k $388.4k 0.15% New
60 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,31328.3k $369.2k $369.2k 0.00% Reduced -1.2k -1,221
61 Venture Visionary Partners LLC 0.02% of their portfolio Sylvania, OH 27,99028.0k $365.0k $365.0k 0.02% Unchanged
62 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 26,86626.9k $350.3k $350.3k 0.02% Reduced -1.2k -1,172
63 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 26,02826.0k $339.4k $339.4k 0.01% New
64 ASHTON THOMAS SECURITIES, LLC 0.06% of their portfolio ROCHESTER, NY 24,22524.2k $315.9k $315.9k 0.06% Unchanged
65 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 24,05424.1k $313.7k $313.7k 0.01% Reduced -500 -500
66 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 24,00024.0k $313.0k $313.0k 0.05% Unchanged
67 INTEGRATED CAPITAL MANAGEMENT, INC. 0.24% of their portfolio JESSUP, PA 23,59223.6k $307.6k $307.6k 0.24% Added +1.4k +1,440
68 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,01723.0k $300.0k $300.0k 0.00% Reduced -4.3k -4,271
69 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,42922.4k $292.5k $292.5k 0.00% Reduced -848 -848
70 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 21,24921.2k $277.1k $277.1k 0.00% Reduced -1.9k -1,853
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,93819.9k $260.0k $260.0k 0.00% Reduced -2.3k -2,267
72 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 19,62619.6k $247.1k $247.1k 0.01% Added +5.4k +5,353
73 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 19,50019.5k $254.3k $254.3k 0.02% Unchanged
74 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 19,39619.4k $252.9k $252.9k 0.01% Unchanged
75 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 19,33819.3k $252.0k $252.0k 0.01% Added +2.1k +2,057
76 Pinnacle Wealth Planning Services, Inc. 0.03% of their portfolio MANSFIELD, OH 18,38018.4k $239.7k $239.7k 0.03% Reduced -4.3k -4,279
77 Fortitude Family Office, LLC 0.09% of their portfolio SCOTTSDALE, AZ 18,10018.1k $236.0k $236.0k 0.09% New
78 Occidental Asset Management, LLC 0.04% of their portfolio Burlingame, CA 16,76616.8k $218.6k $218.6k 0.04% Added +1.3k +1,293
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 16,13516.1k $210.4k $210.4k 0.00% Added +1.5k +1,500
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,52215.5k $202.4k $202.4k 0.00% Reduced -55 -55
81 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 15,30515.3k $199.6k $199.6k 0.05% Unchanged
82 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 14,88314.9k $194.1k $194.1k 0.00% Added +720 +720
83 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,85014.8k $194.0k $194.0k 0.00% Reduced -3.7k -3,682
84 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 14,02814.0k $182.9k $182.9k 0.00% Unchanged
85 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 13,61713.6k $177.6k $177.6k 0.03% Added +43 +43
86 Argent Advisors, Inc. 0.06% of their portfolio RUSTON, LA 13,22713.2k $172.5k $172.5k 0.06% Unchanged
87 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 12,99613.0k $169.5k $169.5k 0.01% Unchanged
88 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 12,48512.5k $162.8k $162.8k 0.01% Added +291 +291
89 Investment Partners Asset Management, Inc. 0.13% of their portfolio METUCHEN, NJ 12,04112.0k $157.0k $157.0k 0.13% Unchanged
90 Heritage Wealth Management, Inc. /CA/ 0.14% of their portfolio SAN DIEGO, CA 11,96912.0k $156.1k $156.1k 0.14% Added +115 +115
91 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,30011.3k $147.4k $147.4k 0.00% Reduced -556 -556
92 Camelot Portfolios, LLC 0.14% of their portfolio Maumee, OH 11,19711.2k $146.0k $146.0k 0.14% Reduced -7.2k -7,188
93 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 11,19311.2k $143.3k $143.3k 0.01% Unchanged
94 Vanguard Capital Wealth Advisors 0.15% of their portfolio DENVER, CO 10,74010.7k $140.1k $140.1k 0.15% Reduced -1.1k -1,113
95 Snowden Capital Advisors LLC 0.00% of their portfolio New York, NY 10,71010.7k $139.7k $139.7k 0.00% Unchanged
96 Berry Wealth Group, LP 0.10% of their portfolio GRANBURY, TX 10,56210.6k $137.7k $137.7k 0.10% Added +209 +209
97 CHATHAM CAPITAL GROUP, INC. 0.02% of their portfolio SAVANNAH, GA 10,00010.0k $130.4k $130.4k 0.02% Unchanged
98 Colonial Trust Co / SC 0.02% of their portfolio SPARTANBURG, SC 8,8638.9k $115.0k $115.0k 0.02% Unchanged
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 6,5066.5k $84.8k $84.8k 0.00% New
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,0266.0k $78.6k $78.6k 0.00% Unchanged