CARLYLE CREDIT INCOME FUND CCIF
SHS BEN INT · Closed-End Fund · CUSIP 92535C104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.86.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 45 |
| Q4 2022 | 45 |
| Q1 2023 | 39 |
| Q2 2023 | 39 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 14 | 15 |
| Q1 2023 | 12 | 20 |
| Q2 2023 | 11 | 15 |
Biggest buyers
| Terrapin Asset Management, LLC | Added | +163.0k |
| CSS LLC/IL | Added | +102.9k |
| Alpine Global Management, LLC | New | +46.7k |
| Koshinski Asset Management, Inc. | New | +38.6k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +22.6k |
| Arete Wealth Advisors, LLC | New | +19.1k |
| Sea Otter Advisors LLC | New | +10.0k |
| MORGAN STANLEY | Added | +4.9k |
| OSAIC HOLDINGS, INC. | Added | +2.4k |
| Cambridge Investment Research Advisors, Inc. | Added | +210 |
Biggest sellers
| Relative Value Partners Group, LLC | Reduced | -1.7m |
| Almitas Capital LLC | Sold out | -546.2k |
| ICON ADVISERS INC/CO | Reduced | -89.5k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -40.7k |
| CENTAURUS FINANCIAL, INC. | Sold out | -25.9k |
| GUGGENHEIM CAPITAL LLC | Reduced | -19.3k |
| WELLS FARGO & COMPANY/MN | Reduced | -17.0k |
| WEDBUSH SECURITIES INC | Sold out | -14.1k |
| Bulldog Investors, LLP | Reduced | -12.8k |
| Pekin Hardy Strauss, Inc. | Sold out | -10.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Karpus Management, Inc. 13G · institution new · filed 2025-12-05 | 22.1% |
| Eagle Point Credit Management LLC 13G · passive investor -6.0 pts · filed 2026-09-08 | 12.9% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Relative Value Partners Group, LLC 1.06% of their portfolio | 1.7m $16.4m | Reduced -1.7m |
| Saba Capital Management, L.P. 0.28% of their portfolio | 844.0k $8.4m | Unchanged |
| SIT INVESTMENT ASSOCIATES INC 0.15% of their portfolio | 573.6k $5.7m | Unchanged |
| Terrapin Asset Management, LLC 6.59% of their portfolio | 473.2k $4.7m | Added +163.0k |
| Thomas J. Herzfeld Advisors, Inc. 1.63% of their portfolio | 465.0k $4.1m | Reduced -40.7k |
| Bulldog Investors, LLP 1.38% of their portfolio | 420.1k $4.2m | Reduced -12.8k |
| ICON ADVISERS INC/CO 0.83% of their portfolio | 329.7k $3.3m | Reduced -89.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 224.1k $2.2m | Added +22.6k |
| CSS LLC/IL 0.15% of their portfolio | 198.1k $2.0m | Added +102.9k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 145.6k $1.4m | Reduced -3.7k |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 102.7k $1.0m | Reduced -8.0k |
| ACCESS FINANCIAL SERVICES, INC. 0.40% of their portfolio | 69.6k $692.4k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 58.2k $579.0k | Added +210 |
| Alpine Global Management, LLC 0.07% of their portfolio | 46.7k $464.6k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 40.3k $402.0k | Unchanged |
| Koshinski Asset Management, Inc. 0.04% of their portfolio | 38.6k $384.0k | New |
| TOWNSQUARE CAPITAL LLC 0.01% of their portfolio | 30.4k $302.6k | Reduced -579 |
| MELFA WEALTH MANAGEMENT, INC. 0.21% of their portfolio | 20.9k $207.4k | Added +177 |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 20.2k $201.2k | Reduced -19.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 20.0k $198.9k | Unchanged |
| Arete Wealth Advisors, LLC 0.02% of their portfolio | 19.1k $190.0k | New |
| WealthPLAN Partners, LLC 0.02% of their portfolio | 13.4k $133.2k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 13.2k $130.9k | Added +2.4k |
| LPL Financial LLC 0.00% of their portfolio | 12.1k $120.2k | Reduced -2.9k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 11.8k $117.3k | Unchanged |
| EWG Elevate Inc. 0.05% of their portfolio | 11.5k $114.2k | Unchanged |
| VERUS CAPITAL PARTNERS, LLC 0.02% of their portfolio | 11.5k $114.0k | Unchanged |
| CANTOR FITZGERALD, L. P. 0.00% of their portfolio | 11.2k $111.3k | Unchanged |
| Sea Otter Advisors LLC 0.08% of their portfolio | 10.0k $99.5k | New |
| MORGAN STANLEY 0.00% of their portfolio | 5.7k $56.4k | Added +4.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.0k $40.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 1.4k $13.9k | Reduced -1.7k |
| Kistler-Tiffany Companies, LLC 0.00% of their portfolio | 1.0k $9.9k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 860 $8.6k | Unchanged |
| Luken Investment Analytics, LLC 0.00% of their portfolio | 819 $8.1k | Unchanged |
| Avion Wealth 0.00% of their portfolio | 500 $4.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 182 $2.0k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $6 | Reduced -17.0k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |