VERTEX ENERGY INC VTNR
COM · Common Stock · CUSIP 92534K107
113
institutional holders
-5 vs Q1 2024
27.5m
shares reported held*
$26.1mreported value*
27 new
17 added
36 reduced
33 sold out
net sold ≈ $4.9m (-5.2m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.95. Options: 15 managers hold calls ($2.1m notional), 9 hold puts ($712.2k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 133 |
| Q4 2022 | 135 |
| Q1 2023 | 154 |
| Q2 2023 | 144 |
| Q3 2023 | 145 |
| Q4 2023 | 134 |
| Q1 2024 | 118 |
| Q2 2024 | 113 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 67 | 58 |
| Q1 2023 | 88 | 60 |
| Q2 2023 | 87 | 64 |
| Q3 2023 | 79 | 62 |
| Q4 2023 | 58 | 73 |
| Q1 2024 | 51 | 76 |
| Q2 2024 | 44 | 69 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $13.7m | $10.5m | 0.76 |
| Q4 2023 | $14.8m | $16.2m | 1.09 |
| Q1 2024 | $4.8m | $8.2m | 1.73 |
| Q2 2024 | $2.1m | $712.2k | 0.34 |
Biggest buyers
| VANGUARD GROUP INC | Added | +1.3m |
| QVT Financial LP | Added | +1.2m |
| MILLENNIUM MANAGEMENT LLC | New | +705.2k |
| JANE STREET GROUP, LLC | Added | +303.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +297.1k |
| Alpine Global Management, LLC | New | +228.0k |
| BANK OF MONTREAL /CAN/ | New | +190.2k |
| Squarepoint Ops LLC | New | +167.6k |
| Mariner, LLC | New | +158.8k |
| Y-Intercept (Hong Kong) Ltd | New | +152.4k |
Biggest sellers
| BlackRock Inc. | Reduced | -3.2m |
| AQR CAPITAL MANAGEMENT LLC | Reduced | -1.2m |
| STATE STREET CORP | Reduced | -1.0m |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -718.7k |
| BANK OF AMERICA CORP /DE/ | Reduced | -706.7k |
| MORGAN STANLEY | Reduced | -680.8k |
| HENNESSY ADVISORS INC | Sold out | -463.8k |
| JPMORGAN CHASE & CO | Reduced | -372.5k |
| CITADEL ADVISORS LLC | Reduced | -236.6k |
| SONA ASSET MANAGEMENT (US) LLC | Sold out | -219.5k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $649.4k690.8k shares |
| QVT Financial LP | New | $472.4k500.0k shares |
| SIMPLEX TRADING, LLC | Added | $329.0k348.5k shares |
| CITADEL ADVISORS LLC | Reduced | $261.3k276.6k shares |
| Caption Management, LLC | Unchanged | $103.9k110.0k shares |
| GROUP ONE TRADING LLC | Reduced | $74.5k78.9k shares |
| JANE STREET GROUP, LLC | New | $52.1k55.1k shares |
| WOLVERINE TRADING, LLC | Reduced | $49.0k51.9k shares |
| D. E. Shaw & Co., Inc. | Unchanged | $47.2k50.0k shares |
| Squarepoint Ops LLC | Unchanged | $23.6k25.0k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $304.2k323.6k shares |
| CITADEL ADVISORS LLC | Reduced | $240.6k254.7k shares |
| Skaana Management L.P. | Unchanged | $52.2k55.3k shares |
| GTS SECURITIES LLC | Reduced | $44.7k47.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $32.0k34.5k shares |
| JANE STREET GROUP, LLC | Reduced | $29.1k30.8k shares |
| GROUP ONE TRADING LLC | Reduced | $8.9k9.4k shares |
| Parallax Volatility Advisers, L.P. | New | $472500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 6.2m $5.9m | Added +1.3m |
| QVT Financial LP 0.37% of their portfolio | 4.1m $3.9m | Added +1.2m |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 2.2m $2.1m | Added +19.5k |
| BlackRock Inc. 0.00% of their portfolio | 1.5m $1.4m | Reduced -3.2m |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio | 1.3m $1.2m | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 933.6k $882.2k | Reduced -718.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 850.4k $803.4k | Added +297.1k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 705.2k $666.2k | New |
| NWAM LLC 0.18% of their portfolio | 649.4k $613.5k | Unchanged |
| Segment Wealth Management, LLC 0.04% of their portfolio | 538.8k $509.0k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 537.3k $507.6k | Added +303.5k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 516.3k $487.8k | Reduced -54.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 507.6k $479.6k | Reduced -600 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 388.0k $366.6k | Added +114.8k |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 347.8k $328.6k | Added +71.1k |
| Avidian Wealth Enterprises, LLC 0.02% of their portfolio | 343.1k $324.1k | Unchanged |
| Invesco Ltd. 0.00% of their portfolio | 317.8k $300.3k | Reduced -185.5k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 311.1k $293.9k | Reduced -1.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 301.0k $284.3k | Reduced -53.9k |
| STATE STREET CORP 0.00% of their portfolio | 295.9k $279.5k | Reduced -1.0m |
| Baird Financial Group, Inc. 0.00% of their portfolio | 289.6k $273.6k | Reduced -27.0k |
| Alpine Global Management, LLC 0.04% of their portfolio | 228.0k $215.4k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 218.4k $206.4k | Reduced -236.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 199.0k $187.9k | Reduced -706.7k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 190.2k $214.9k | New |
| Adams Asset Advisors, LLC 0.02% of their portfolio | 180.0k $170.0k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 167.6k $158.3k | New |
| Mariner, LLC 0.00% of their portfolio | 158.8k $150.0k | New |
| Ceeto Capital Group, LLC 0.06% of their portfolio | 155.0k $146.0k | Reduced -82.0k |
| XTX Topco Ltd 0.01% of their portfolio | 154.3k $145.8k | Added +73.0k |
| Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio | 152.4k $144.0k | New |
| MORGAN STANLEY 0.00% of their portfolio | 146.0k $137.9k | Reduced -680.8k |
| HRT FINANCIAL LP 0.00% of their portfolio | 144.3k $136.0k | New |
| SummerHaven Investment Management, LLC 0.08% of their portfolio | 130.4k $123.2k | Added +13.5k |
| Centiva Capital, LP 0.01% of their portfolio | 116.9k $110.4k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 100.8k $95.3k | Reduced -8.6k |
| Point72 Asia (Singapore) Pte. Ltd. 0.02% of their portfolio | 99.8k $94.3k | New |
| Virtu Financial LLC 0.01% of their portfolio | 98.5k $93.0k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 90.2k $85.0k | Reduced -65.2k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 88.4k $83.5k | Reduced -1.2m |
| SEI INVESTMENTS CO 0.00% of their portfolio | 86.8k $82.0k | Unchanged |
| GTS SECURITIES LLC 0.00% of their portfolio | 79.2k $74.8k | Reduced -12.6k |
| Paloma Partners Management Co 0.01% of their portfolio | 74.4k $70.3k | Added +63.4k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 72.3k $68.3k | Unchanged |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 69.8k $65.9k | New |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 63.5k $59.0k | Reduced -45.9k |
| LEAVELL INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio | 60.0k $57.0k | Unchanged |
| Grassi Investment Management 0.00% of their portfolio | 58.0k $55.0k | Unchanged |
| Point72 (DIFC) Ltd 0.00% of their portfolio | 57.5k $54.3k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 49.5k $47.0k | Reduced -15.5k |
| Skaana Management L.P. 0.02% of their portfolio | 48.4k $45.7k | Added +31.6k |
| Private Wealth Strategies, L.L.C. 0.01% of their portfolio | 45.0k $42.5k | Unchanged |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 40.4k $38.2k | New |
| StoneX Group Inc. 0.00% of their portfolio | 40.1k $37.8k | New |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 34.0k $32.2k | Reduced -53.4k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 32.5k $30.7k | First filing |
| Verition Fund Management LLC 0.00% of their portfolio | 31.8k $30.0k | Reduced -57.5k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 31.1k $29.4k | Unchanged |
| LMG Wealth Partners, LLC 0.01% of their portfolio | 27.2k $25.7k | Reduced -781 |
| Engineers Gate Manager LP 0.00% of their portfolio | 24.7k $23.4k | Added +12.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 24.2k $22.9k | Added +16.5k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 23.9k $22.6k | Reduced -1.3k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 21.7k $20.6k | Reduced -10.3k |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 21.2k $20.0k | Unchanged |
| MITCHELL MCLEOD PUGH & WILLIAMS INC 0.00% of their portfolio | 19.6k $18.5k | Unchanged |
| Willis Johnson & Associates, Inc. 0.00% of their portfolio | 17.8k $16.8k | Reduced -2.2k |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 17.6k $16.6k | New |
| Aptus Capital Advisors, LLC 0.00% of their portfolio | 17.5k $16.5k | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 17.4k $16.5k | Reduced -42.8k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 16.9k $16.0k | Added +12.7k |
| Catalyst Funds Management Pty Ltd 0.00% of their portfolio | 16.5k $15.6k | Reduced -18.8k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 15.9k $15.0k | New |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 15.8k $15.0k | New |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 15.1k $14.3k | New |
| Cadence Bank 0.00% of their portfolio | 15.0k $14.2k | Unchanged |
| Composition Wealth, LLC 0.00% of their portfolio | 14.6k $13.8k | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 14.0k $13.2k | Unchanged |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 13.4k $12.6k | New |
| Saltoro Capital, LP 1.95% of their portfolio | 13.0k $12.3k | New |
| Cravens & Co Advisors, LLC 0.01% of their portfolio | 12.8k $12.1k | New |
| Wellington Wealth Strategies, LLC. 0.06% of their portfolio | 12.1k $13.4k | New |
| Jump Financial, LLC 0.00% of their portfolio | 12.1k $11.4k | Reduced -899 |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 11.2k $10.6k | Unchanged |
| GFG Capital, LLC 0.00% of their portfolio | 10.6k $10.0k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 10.0k $9.0k | Unchanged |
| Coyle Financial Counsel LLC 0.01% of their portfolio | 10.0k $14.0k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 8.1k $7.7k | Reduced -2.7k |
| UBS Group AG 0.00% of their portfolio | 6.9k $6.5k | Reduced -94.2k |
| COMERICA BANK 0.00% of their portfolio | 5.0k $4.7k | Reduced -4.0k |
| Global Financial Private Client, LLC 0.00% of their portfolio | 5.0k $4.7k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.5k $4.0k | Added +2.9k |
| FMR LLC 0.00% of their portfolio | 4.3k $4.1k | Reduced -4.4k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.2k $4.0k | Reduced -2.9k |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 3.2k $3.0k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.1k $3.0k | Reduced -372.5k |
| NFSG Corp 0.00% of their portfolio | 2.5k $2.4k | Unchanged |
| Stone House Investment Management, LLC 0.00% of their portfolio | 2.4k $2.3k | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 2.0k $1.9k | Unchanged |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 1.4k $1.3k | Added +560 |
| CoreCap Advisors, LLC 0.00% of their portfolio | 1.3k $1.2k | Unchanged |