Vault-13

VERTEX ENERGY INC VTNR

COM · Common Stock · CUSIP 92534K107

133 institutional holders
40,279,00240.3m shares reported held*
$251.1mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($890.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.23. Options: 22 managers hold calls ($41.4m notional), 19 hold puts ($35.7m).

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $9.2m1.5m shares
JANE STREET GROUP, LLC — $7.9m1.3m shares
GROUP ONE TRADING LLC — $6.3m1.0m shares
SIMPLEX TRADING, LLC — $6.2m1.0m shares
CITADEL ADVISORS LLC — $4.9m779.5k shares
GOLDMAN SACHS GROUP INC — $1.8m293.8k shares
WOLVERINE TRADING, LLC — $1.4m216.3k shares
NATIONAL BANK OF CANADA /FI/ — $1.2m2.0k shares
Paloma Partners Management Co — $726.0k116.5k shares
NOMURA HOLDINGS INC — $488.0k78.4k shares

Biggest puts

BANK OF AMERICA CORP /DE/ — $10.4m1.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $4.8m766.6k shares
JANE STREET GROUP, LLC — $3.4m552.7k shares
NATIONAL BANK OF CANADA /FI/ — $3.4m5.4k shares
CITADEL ADVISORS LLC — $3.2m511.1k shares
QVT Financial LP — $2.8m452.5k shares
GROUP ONE TRADING LLC — $2.5m402.2k shares
SIMPLEX TRADING, LLC — $2.3m369.6k shares
BANK OF MONTREAL /CAN/ — $837.0k129.0k shares
WOLVERINE TRADING, LLC — $550.0k84.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 10,025,51210.0m $62.5m $62.5m 0.00% —
2 BlackRock Inc. 0.00% of their portfolio New York, NY 3,664,9453.7m $22.8m $22.8m 0.00% —
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,264,0353.3m $20.3m $20.3m 0.00% —
4 Trellus Management Company, LLC 22.96% of their portfolio Delray Beach, FL 2,121,0762.1m $13.2m $13.2m 22.96% —
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,748,1041.7m $10.9m $10.9m 0.00% —
6 SONA ASSET MANAGEMENT (US) LLC 5.04% of their portfolio NEW YORK, NY 1,363,1591.4m $8.5m $8.5m 5.04% —
7 Driehaus Capital Management LLC 0.12% of their portfolio Chicago, IL 1,292,3881.3m $8.1m $8.1m 0.12% —
8 CastleKnight Management LP 2.24% of their portfolio New York, NY 1,138,9001.1m $7.1m $7.1m 2.24% —
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,058,1481.1m $6.6m $6.6m 0.00% —
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 854,596854.6k $5.3m $5.3m 0.00% —
11 Rafferty Asset Management, LLC 0.05% of their portfolio New York, NY 813,735813.7k $5.1m $5.1m 0.05% —
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 702,697702.7k $4.4m $4.4m 0.01% —
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 695,364695.4k $4.3m $4.3m 0.00% —
14 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 661,679661.7k $4.1m $4.1m 0.02% —
15 Yaupon Capital Management LP 1.34% of their portfolio NEW YORK, NY 639,534639.5k $4.0m $4.0m 1.34% —
16 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 590,810590.8k $3.7m $3.7m 0.00% —
17 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 552,192552.2k $3.4m $3.4m 0.00% —
18 Segment Wealth Management, LLC 0.42% of their portfolio HOUSTON, TX 538,775538.8k $3.4m $3.4m 0.42% —
19 Prescott Group Capital Management, L.L.C. 1.01% of their portfolio Tulsa, OK 526,873526.9k $3.3m $3.3m 1.01% —
20 Aventail Capital Group, LP 0.24% of their portfolio NEW YORK, NY 500,000500.0k $3.1m $3.1m 0.24% —
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 456,793456.8k $2.8m $2.8m 0.00% —
22 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 409,799409.8k $2.7m $2.7m 0.00% —
23 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 377,931377.9k $2.3m $2.3m 0.01% —
24 CAPITAL FUND MANAGEMENT S.A. 0.05% of their portfolio PARIS, I0 334,313334.3k $2.1m $2.1m 0.05% —
25 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 328,200328.2k $2.0m $2.0m 0.01% —
26 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 304,810304.8k $1.9m $1.9m 0.01% —
27 CenterBook Partners LP 0.31% of their portfolio GREENWICH, CT 255,235255.2k $1.6m $1.6m 0.31% —
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 250,440250.4k $1.6m $1.6m 0.00% —
29 Maven Securities LTD 0.15% of their portfolio ST HELIER, Y9 250,000250.0k $1.6m $1.6m 0.15% —
30 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 238,122238.1k $1.5m $1.5m 0.03% —
31 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 229,076229.1k $1.4m $1.4m 0.00% —
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 221,677221.7k $1.4m $1.4m 0.00% —
33 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 164,532164.5k $1.0m $1.0m 0.00% —
34 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 152,887152.9k $952.0k $952.0k 0.00% —
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 145,155145.2k $905.0k $905.0k 0.00% —
36 Ceeto Capital Group, LLC 0.50% of their portfolio CORAL GABLES, FL 140,000140.0k $872.0k $872.0k 0.50% —
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 133,417133.4k $831.0k $831.0k 0.00% —
38 Avidian Wealth Enterprises, LLC 0.06% of their portfolio Houston, TX 122,940122.9k $766.0k $766.0k 0.06% —
39 Potomac Capital Management, Inc. 0.99% of their portfolio NEW YORK, NY 117,000117.0k $729.0k $729.0k 0.99% —
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 111,548111.5k $695.0k $695.0k 0.00% —
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 109,025109.0k $679.0k $679.0k 0.00% —
42 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 105,617105.6k $657.0k $657.0k 0.00% —
43 Paloma Partners Management Co 0.13% of their portfolio GREENWICH, CT 104,586104.6k $652.0k $652.0k 0.13% —
44 Cadent Capital Advisors, LLC 0.36% of their portfolio TULSA, OK 95,70095.7k $596.0k $596.0k 0.36% —
45 OCCUDO QUANTITATIVE STRATEGIES LP 0.05% of their portfolio FORT LAUDERDALE, FL 94,54994.5k $589.0k $589.0k 0.05% —
46 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 91,36591.4k $569.0k $569.0k 0.00% —
47 Adams Asset Advisors, LLC 0.09% of their portfolio DALLAS, TX 90,00090.0k $560.0k $560.0k 0.09% —
48 Inscription Capital, LLC 0.15% of their portfolio HOUSTON, TX 85,50085.5k $533.0k $533.0k 0.15% —
49 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 83,78683.8k $522.0k $522.0k 0.00% —
50 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 78,15778.2k $507.0k $507.0k 0.02% —
51 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 75,14875.1k $468.2k $468.2k 0.00% —
52 LEAVELL INVESTMENT MANAGEMENT, INC. 0.04% of their portfolio MOBILE, AL 75,00075.0k $467.0k $467.0k 0.04% —
53 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 72,60072.6k $452.0k $452.0k 0.00% —
54 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 69,27869.3k $432.0k $432.0k 0.00% —
55 Sculptor Capital LP 0.01% of their portfolio New York, NY 66,40066.4k $414.0k $414.0k 0.01% —
56 Diametric Capital, LP 0.20% of their portfolio BOSTON, MA 63,44963.4k $395.0k $395.0k 0.20% —
57 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.01% of their portfolio BALA CYNWYD, PA 60,97961.0k $380.0k $380.0k 0.01% —
58 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 60,63960.6k $378.0k $378.0k 0.01% —
59 Apis Capital Advisors, LLC 0.56% of their portfolio New York, NY 60,00060.0k $374.0k $374.0k 0.56% —
60 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 59,81959.8k $372.0k $372.0k 0.01% —
61 GFG Capital, LLC 0.12% of their portfolio MIAMI, FL 59,40459.4k $370.0k $370.0k 0.12% —
62 SHEPHERD KAPLAN KROCHUK, LLC 0.18% of their portfolio Boston, MA 57,00057.0k $355.0k $355.0k 0.18% —
63 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 56,10156.1k $350.0k $350.0k 0.00% —
64 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 50,80050.8k $316.0k $316.0k 0.00% —
65 Grassi Investment Management 0.04% of their portfolio SANTA CLARA, CA 49,00049.0k $305.0k $305.0k 0.04% —
66 Caption Management, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 43,39843.4k $270.0k $270.0k 0.05% —
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 41,76141.8k $260.0k $260.0k 0.00% —
68 SUMMIT SECURITIES GROUP LLC 0.05% of their portfolio NEW YORK, NY 41,10041.1k $256.0k $256.0k 0.05% —
69 HighMark Wealth Management LLC 0.21% of their portfolio ST. PAUL, MN 40,34540.3k $251.0k $251.0k 0.21% —
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 37,76737.8k $235.0k $235.0k 0.00% —
71 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 36,61536.6k $228.0k $228.0k 0.03% —
72 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 35,77435.8k $223.0k $223.0k 0.00% —
73 ARS Investment Partners, LLC 0.03% of their portfolio New York, NY 32,02732.0k $200.0k $200.0k 0.03% —
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,34930.3k $189.0k $189.0k 0.00% —
75 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 30,00130.0k $187.0k $187.0k 0.01% —
76 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 29,84029.8k $186.0k $186.0k 0.00% —
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,55329.6k $184.0k $184.0k 0.00% —
78 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 28,29428.3k $176.3k $176.3k 0.00% —
79 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 27,69227.7k $173.0k $173.0k 0.01% —
80 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 25,67525.7k $160.0k $160.0k 0.00% —
81 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 23,94123.9k $149.0k $149.0k 0.00% —
82 XTX Topco Ltd 0.04% of their portfolio LONDON, X0 23,55923.6k $147.0k $147.0k 0.04% —
83 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 22,70422.7k $142.0k $142.0k 0.00% —
84 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 22,44022.4k $140.0k $140.0k 0.00% —
85 Aigen Investment Management, LP 0.02% of their portfolio NEW YORK, NY 22,11522.1k $138.0k $138.0k 0.02% —
86 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 22,09222.1k $138.0k $138.0k 0.01% —
87 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 21,34821.3k $133.0k $133.0k 0.00% —
88 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 21,05821.1k $131.2k $131.2k 0.00% —
89 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 20,58520.6k $128.2k $128.2k 0.00% —
90 Private Wealth Strategies, L.L.C. 0.04% of their portfolio New Albany, OH 20,00020.0k $125.0k $125.0k 0.04% —
91 MERIDIAN INVESTMENT COUNSEL INC. 0.05% of their portfolio LAFAYETTE, CA 17,50017.5k $109.0k $109.0k 0.05% —
92 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 15,71515.7k $98.0k $98.0k 0.01% —
93 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 15,45815.5k $96.0k $96.0k 0.00% —
94 Cadence Bank 0.01% of their portfolio Tupelo, MS 15,00015.0k $93.0k $93.0k 0.01% —
95 BLUEFIN CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 14,83114.8k $92.0k $92.0k 0.01% —
96 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 14,78914.8k $92.0k $92.0k 0.00% —
97 Virtu Financial LLC 0.01% of their portfolio New York, NY 14,74914.7k $92.0k $92.0k 0.01% —
98 Valeo Financial Advisors, LLC 0.01% of their portfolio CARMEL, IN 14,63414.6k $91.0k $91.0k 0.01% —
99 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 14,29014.3k $89.0k $89.0k 0.00% —
100 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 14,19314.2k $89.0k $89.0k 0.00% —