Vault-13

VANGUARD SCOTTSDALE FDS VONG

VNG RUS1000GRW · ETP · CUSIP 92206C680

423 institutional holders +21 vs Q4 2022
114,534,339114.5m shares reported held*
$7.2bnreported value*
54 new 179 added 117 reduced 32 sold out net bought ≈ $298.0m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.91. Options: 1 managers hold calls ($176.1k notional), 1 hold puts ($75.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 362Q4 22: 402Q1 23: 423423Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022362
Q4 2022402
Q1 2023423

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 241 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 233 bought or addedQ1 23: 149 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022241114
Q1 2023233149

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $27.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $372.5kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $176.1kQ1 23 puts: $75.5kQ1 23P/C 0.43
Numbers
QuarterCallsPutsP/C
Q3 2022$27.0k$00.00
Q4 2022$372.5k$00.00
Q1 2023$176.1k$75.5k0.43

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,596,038+1.6m
LPL Financial LLC Added +855,673+855.7k
SageView Advisory Group, LLC Added +540,702+540.7k
Raymond James Financial Services Advisors, Inc. Added +524,469+524.5k
WELLS FARGO & COMPANY/MN Added +494,517+494.5k
Modera Wealth Management, LLC Added +460,997+461.0k
AMERIPRISE FINANCIAL INC Added +364,942+364.9k
AVANTAX ADVISORY SERVICES, INC. Added +237,419+237.4k
ENVESTNET ASSET MANAGEMENT INC Added +230,356+230.4k
Quent Capital, LLC Added +222,835+222.8k

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -1,151,485-1.2m
HBK Sorce Advisory LLC Reduced -953,815-953.8k
Amplius Wealth Advisors, LLC Reduced -896,109-896.1k
OSAIC HOLDINGS, INC. Reduced -133,904-133.9k
Crestone Asset Management LLC Reduced -133,861-133.9k
CITADEL ADVISORS LLC Reduced -130,251-130.3k
Apollon Wealth Management, LLC Reduced -117,091-117.1k
Cetera Investment Advisers Reduced -89,275-89.3k
UBS Group AG Reduced -83,712-83.7k
GAMCO INVESTORS, INC. ET AL Sold out -69,625-69.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $176.1k2.8k shares

Biggest puts

CITADEL ADVISORS LLC New $75.5k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.23% of their portfolio CHARLOTTE, NC 32,310,63932.3m $2.0bn $2.0bn 0.23% Added +1.6m +1,596,038
2 CITIGROUP INC 0.44% of their portfolio NEW YORK, NY 5,191,6765.2m $326.5m $326.5m 0.44% Added +2.3k +2,306
3 AVANTAX ADVISORY SERVICES, INC. 3.81% of their portfolio DALLAS, TX 4,945,6504.9m $311.0m $311.0m 3.81% Added +237.4k +237,419
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,626,9824.6m $291.0m $291.0m 0.03% Added +86.5k +86,511
5 TIAA, FSB 1.01% of their portfolio ST. LOUIS, MO 4,313,4784.3m $271.3m $271.3m 1.01% Added +182.1k +182,072
6 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 3,409,2963.4m $214.4m $214.4m 0.10% Added +230.4k +230,356
7 Equitable Holdings, Inc. 3.32% of their portfolio NEW YORK, NY 3,305,6703.3m $207.9m $207.9m 3.32% Added +73.1k +73,099
8 UBS Group AG 0.09% of their portfolio ZURICH, V8 3,250,0003.2m $204.4m $204.4m 0.09% Reduced -83.7k -83,712
9 Sequoia Financial Advisors, LLC 4.11% of their portfolio Akron, OH 2,938,2912.9m $184.8m $184.8m 4.11% Added +60.6k +60,638
10 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,875,4262.9m $180.8m $180.8m 0.06% Added +494.5k +494,517
11 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 2,765,8172.8m $173.9m $173.9m 0.14% Added +855.7k +855,673
12 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,412,9202.4m $151.7m $151.7m 0.05% Added +364.9k +364,942
13 Janney Montgomery Scott LLC 0.51% of their portfolio PHILADELPHIA, PA 1,968,3882.0m $123.8m $123.8m 0.51% Added +120.2k +120,218
14 SageView Advisory Group, LLC 7.42% of their portfolio Newport Beach, CA 1,850,2381.9m $116.4m $116.4m 7.42% Added +540.7k +540,702
15 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,619,1511.6m $101.8m $101.8m 0.21% Added +186.1k +186,100
16 Wealthquest Corp 11.45% of their portfolio CINCINNATI, OH 1,403,4171.4m $88.3m $88.3m 11.45% Reduced -1.2k -1,222
17 Raymond James Financial Services Advisors, Inc. 0.17% of their portfolio ST. PETERSBURG, FL 1,400,7681.4m $88.1m $88.1m 0.17% Added +524.5k +524,469
18 HighTower Advisors, LLC 0.18% of their portfolio CHICAGO, IL 1,294,8541.3m $81.5m $81.5m 0.18% Added +52.5k +52,533
19 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 1,241,7651.2m $78.1m $78.1m 0.13% Added +78.0k +77,961
20 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 1,147,8001.1m $72.2m $72.2m 0.06% Added +17.8k +17,824
21 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.54% of their portfolio NEW YORK, NY 1,120,4571.1m $70.5m $70.5m 0.54% Added +7.8k +7,763
22 Quent Capital, LLC 11.03% of their portfolio NEW YORK, NY 1,027,6761.0m $64.6m $64.6m 11.03% Added +222.8k +222,835
23 HBK Sorce Advisory LLC 2.84% of their portfolio ERIE, PA 993,161993.2k $62.5m $62.5m 2.84% Reduced -953.8k -953,815
24 FIRST HAWAIIAN BANK 1.78% of their portfolio HONOLULU, HI 835,044835.0k $52.5m $52.5m 1.78% Unchanged
25 Crestone Asset Management LLC 10.40% of their portfolio BOULDER, CO 778,178778.2k $48.9m $48.9m 10.40% Reduced -133.9k -133,861
26 ASSETMARK, INC 0.20% of their portfolio CONCORD, CA 751,037751.0k $47.2m $47.2m 0.20% Reduced -34.6k -34,618
27 WestHill Financial Advisors, Inc. 14.00% of their portfolio San Rafael, CA 744,347744.3k $46.8m $46.8m 14.00% Added +27.6k +27,612
28 LPWM LLC 20.07% of their portfolio MINNEAPOLIS, MN 663,867663.9k $41.8m $41.8m 20.07% Added +13.9k +13,866
29 Waldron Private Wealth LLC 1.84% of their portfolio BRIDGEVILLE, PA 601,961602.0k $37.9m $37.9m 1.84% Added +217.7k +217,738
30 LVW Advisors, LLC 7.29% of their portfolio PITTSFORD, NY 578,137578.1k $36.4m $36.4m 7.29% Added +10.0k +10,041
31 Aaron Wealth Advisors LLC 4.92% of their portfolio Chicago, IL 568,727568.7k $35.8m $35.8m 4.92% Added +90.4k +90,381
32 Nadler Financial Group, Inc. 5.68% of their portfolio DEERFIELD, IL 567,259567.3k $35.7m $35.7m 5.68% Added +20.0k +19,974
33 Global Strategic Investment Solutions, LLC 5.00% of their portfolio Scottsdale, AZ 555,014555.0k $34.9m $34.9m 5.00% Added +1.1k +1,127
34 CITIZENS & NORTHERN CORP 13.60% of their portfolio WELLSBORO, PA 554,209554.2k $34.9m $34.9m 13.60% Reduced -3.6k -3,566
35 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 539,176539.2k $33.9m $33.9m 0.03% Reduced -53.4k -53,404
36 Hapanowicz & Associates Financial Services, Inc 23.37% of their portfolio PITTSBURGH, PA 538,596538.6k $33.9m $33.9m 23.37% Added +5.0k +4,983
37 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 530,059530.1k $33.3m $33.3m 0.01% Added +1.1k +1,104
38 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 518,871518.9k $32.6m $32.6m 0.13% Added +1.6k +1,643
39 CAROLINAS WEALTH CONSULTING LLC 6.50% of their portfolio CHARLOTTE, NC 485,358485.4k $30.5m $30.5m 6.50% Reduced -14.6k -14,601
40 Modera Wealth Management, LLC 1.15% of their portfolio WESTWOOD, NJ 469,378469.4k $29.5m $29.5m 1.15% Added +461.0k +460,997
41 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 441,813441.8k $27.8m $27.8m 0.01% Added +222.8k +222,800
42 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 419,121419.1k $26.4m $26.4m 0.01% Added +38.9k +38,910
43 CAPTRUST FINANCIAL ADVISORS 0.11% of their portfolio RALEIGH, NC 389,019389.0k $24.5m $24.5m 0.11% Added +35.9k +35,945
44 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 389,000389.0k $24.5m $24.5m 0.04% Added +185.4k +185,414
45 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 379,125379.1k $23.8m $23.8m 0.01% Reduced -15.7k -15,746
46 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 365,587365.6k $23.0m $23.0m 0.16% Added +138.5k +138,547
47 Windward Private Wealth Management Inc. 9.52% of their portfolio OVERLAND PARK, KS 354,617354.6k $22.3m $22.3m 9.52% Added +10.7k +10,651
48 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 339,385339.4k $21.3m $21.3m 0.06% Added +82.3k +82,288
49 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio OMAHA, NE 338,764338.8k $21.3m $21.3m 0.22% Reduced -65.0k -65,009
50 COLONY GROUP LLC 0.29% of their portfolio Boston, MA 314,530314.5k $19.8m $19.8m 0.29% Added +20.3k +20,297
51 Wealthspire Retirement, LLC 3.52% of their portfolio ALISO VIEJO, CA 281,104281.1k $17.7m $17.7m 3.52% Added +44.8k +44,823
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 281,050281.1k $17.7m $17.7m 0.00% Added +35.9k +35,865
53 Pegasus Partners Ltd. 2.65% of their portfolio MEQUON, WI 266,097266.1k $16.7m $16.7m 2.65% Reduced -52.9k -52,865
54 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 256,418256.4k $16.1m $16.1m 0.06% Added +2.4k +2,417
55 Legacy Financial Advisors, Inc. 3.29% of their portfolio COVINGTON, KY 255,892255.9k $16.1m $16.1m 3.29% Reduced -4.6k -4,585
56 CREATIVE FINANCIAL DESIGNS INC /ADV 2.10% of their portfolio KOKOMO, IN 254,904254.9k $16.0m $16.0m 2.10% Added +19.2k +19,155
57 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 1.19% of their portfolio BLOOMFIELD HILLS, MI 249,770249.8k $15.7m $15.7m 1.19% Added +6.3k +6,280
58 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 246,221246.2k $15.5m $15.5m 0.03% Reduced -133.9k -133,904
59 Beacon Pointe Advisors, LLC 0.26% of their portfolio NEWPORT BEACH, CA 244,458244.5k $15.4m $15.4m 0.26% Reduced -2.0k -2,000
60 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 216,245216.2k $13.6m $13.6m 0.10% Added +54.0k +54,013
61 SWAN Capital LLC 12.37% of their portfolio PENSACOLA, FL 203,885203.9k $12.8m $12.8m 12.37% First filing
62 Apollon Wealth Management, LLC 0.77% of their portfolio MOUNT PLEASANT, SC 198,494198.5k $12.5m $12.5m 0.77% Reduced -117.1k -117,091
63 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 198,093198.1k $12.5m $12.5m 0.06% Added +166.2k +166,230
64 D.A. DAVIDSON & CO. 0.14% of their portfolio GREAT FALLS, MT 197,980198.0k $12.4m $12.4m 0.14% Reduced -1.1k -1,057
65 CONDOR CAPITAL MANAGEMENT 1.54% of their portfolio MARTINSVILLE, NJ 195,006195.0k $12.3m $12.3m 1.54% Added +1.4k +1,355
66 Wealth Dimensions Group, Ltd. 4.71% of their portfolio CINCINNATI, OH 193,777193.8k $12.2m $12.2m 4.71% Added +7.8k +7,802
67 Windsor Wealth Management, Inc. 2.33% of their portfolio INDIANAPOLIS, IN 192,525192.5k $12.0m $12.0m 2.33% Reduced -2.0k -1,998
68 COMMERCE BANK 0.09% of their portfolio KANSAS CITY, MO 192,226192.2k $12.1m $12.1m 0.09% Reduced -3.2k -3,234
69 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 180,918180.9k $11.4m $11.4m 0.10% Reduced -89.3k -89,275
70 Bernardo Wealth Planning LLC 4.88% of their portfolio HARLEYSVILLE, PA 180,853180.9k $11.4m $11.4m 4.88% Added +5.7k +5,732
71 Perkins Coie Trust Co 3.39% of their portfolio SEATTLE, WA 180,193180.2k $11.3m $11.3m 3.39% Added +6.2k +6,196
72 Blue Barn Wealth, LLC 6.92% of their portfolio OREM, UT 177,519177.5k $11.2m $11.2m 6.92% Added +9.5k +9,536
73 Valley Financial Management, Inc. 6.89% of their portfolio NEW YORK, NY 177,230177.2k $11.1m $11.1m 6.89% Reduced -24.8k -24,834
74 Brand Asset Management Group, Inc. 5.46% of their portfolio CHESTERFIELD, MO 171,904171.9k $10.8m $10.8m 5.46% Added +5.7k +5,721
75 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 171,077171.1k $10.8m $10.8m 0.02% Reduced -357 -357
76 Ulrich Consultants & Investment Group, LLC 21.71% of their portfolio ALBUQUERQUE, NM 165,274165.3k $10.4m $10.4m 21.71% Reduced -39 -39
77 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 163,032163.0k $10.3m $10.3m 0.03% Added +42.9k +42,895
78 Parkside Financial Bank & Trust 2.68% of their portfolio SAINT LOUIS, MO 158,399158.4k $10.0m $10.0m 2.68% Added +10.1k +10,140
79 Mariner, LLC 0.03% of their portfolio Overland Park, KS 156,447156.4k $9.8m $9.8m 0.03% Added +20.9k +20,896
80 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 154,835154.8k $9.7m $9.7m 0.01% Reduced -16.0k -16,048
81 Global Retirement Partners, LLC 0.50% of their portfolio San Rafael, CA 149,602149.6k $9.4m $9.4m 0.50% Added +147.6k +147,568
82 High Pines Wealth Management, LLC 15.59% of their portfolio DUXBURY, MA 149,273149.3k $9.4m $9.4m 15.59% Reduced -8 -8
83 KEYBANK NATIONAL ASSOCIATION/OH 0.04% of their portfolio BROOKLYN, OH 148,021148.0k $9.3m $9.3m 0.04% Reduced -9.1k -9,081
84 Highland Financial Advisors, LLC 5.05% of their portfolio WAYNE, NJ 147,793147.8k $9.3m $9.3m 5.05% Reduced -23.8k -23,846
85 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 146,501146.5k $9.2m $9.2m 0.02% New
86 Fifth Third Securities, Inc. 1.05% of their portfolio Cincinnati, OH 145,932145.9k $9.2m $9.2m 1.05% Added +2.7k +2,672
87 GREAT VALLEY ADVISOR GROUP, INC. 0.43% of their portfolio WILMINGTON, DE 145,641145.6k $9.2m $9.2m 0.43% Added +47.0k +46,970
88 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 136,719136.7k $8.6m $8.6m 0.13% Added +8.4k +8,372
89 SVB WEALTH LLC 0.11% of their portfolio BOSTON, MA 130,520130.5k $8.2m $8.2m 0.11% Reduced -748 -748
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.32% of their portfolio AUSTIN, TX 128,364128.4k $8.1m $8.1m 0.32% Added +19.4k +19,438
91 Strategic Financial Partners, Ltd. 4.40% of their portfolio Bend, OR 114,352114.4k $7.2m $7.2m 4.40% Added +4.7k +4,707
92 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 111,860111.9k $7.0m $7.0m 0.08% Reduced -25.4k -25,386
93 Baltimore-Washington Financial Advisors, Inc. 0.62% of their portfolio Columbia, MD 111,095111.1k $7.0m $7.0m 0.62% Added +43.4k +43,412
94 VANCE WEALTH, LLC 3.71% of their portfolio SANTA CLARITA, CA 109,702109.7k $6.9m $6.9m 3.71% Added +11.8k +11,757
95 COUNTRY CLUB BANK 0.55% of their portfolio KANSAS CITY, MO 108,564108.6k $6.7m $6.7m 0.55% Added +28.8k +28,789
96 Royal Fund Management, LLC 0.98% of their portfolio Lady Lake, FL 102,954103.0k $6.5m $6.5m 0.98% Added +1.5k +1,463
97 Sound Financial Strategies Group, LLC 4.10% of their portfolio MADISON, MS 97,65097.7k $6.1m $6.1m 4.10% New
98 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 89,50289.5k $5.6m $5.6m 0.07% Added +8.1k +8,059
99 Sandy Spring Bank 0.31% of their portfolio Olney, MD 87,20887.2k $5.5m $5.5m 0.31% Added +25.7k +25,709
100 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 80,86380.9k $5.1m $5.1m 0.05% Added +8.0k +8,034