Vault-13

VANECK ETF TRUST EMLC

JP MRGAN EM LOC · ETP · CUSIP 92189H300

245 institutional holders +12 vs Q1 2023
106,254,842106.3m shares reported held*
$2.7bnreported value*
30 new 85 added 74 reduced 22 sold out net bought ≈ $33.8m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.52. Options: 2 managers hold calls ($37.3m notional), 1 hold puts ($756.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 229Q1 23: 233Q2 23: 245245Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022229
Q1 2023233
Q2 2023245

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 88 cut or sold outQ4 22Q1 23: 126 bought or addedQ1 23: 96 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 96 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210688
Q1 202312696
Q2 202311596

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $43.0mQ3 22 puts: $274.0kQ3 22P/C 0.01Q4 22 calls: $53.5mQ4 22 puts: $583.9kQ4 22P/C 0.01Q1 23 calls: $24.6mQ1 23 puts: $1.1mQ1 23P/C 0.04Q2 23 calls: $37.3mQ2 23 puts: $756.6kQ2 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$43.0m$274.0k0.01
Q4 2022$53.5m$583.9k0.01
Q1 2023$24.6m$1.1m0.04
Q2 2023$37.3m$756.6k0.02

Biggest buyers

Varma Mutual Pension Insurance Co New +3,000,000+3.0m
BlackRock Inc. Added +2,400,164+2.4m
SCHRODER INVESTMENT MANAGEMENT GROUP Added +1,700,790+1.7m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +1,593,580+1.6m
Ocean Park Asset Management, LLC New +827,100+827.1k
Balyasny Asset Management L.P. New +587,012+587.0k
PFS INVESTMENTS INC. New +578,839+578.8k
Allianz Asset Management GmbH New +320,000+320.0k
WELLS FARGO & COMPANY/MN Added +209,035+209.0k
INTEGRATED CAPITAL MANAGEMENT, INC. New +156,071+156.1k

Biggest sellers

JANE STREET GROUP, LLC Reduced -6,515,844-6.5m
Morningstar Investment Services LLC Reduced -909,910-909.9k
OSAIC HOLDINGS, INC. Reduced -520,645-520.6k
FIRST CITIZENS BANK & TRUST CO Reduced -381,116-381.1k
New York Life Investment Management LLC Sold out -354,035-354.0k
Charles Schwab Investment Advisory, Inc. Reduced -305,337-305.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -294,191-294.2k
Empowered Funds, LLC Sold out -258,531-258.5k
Raymond James Financial Services Advisors, Inc. Reduced -254,551-254.6k
LEUTHOLD GROUP, LLC Reduced -235,690-235.7k

Biggest calls

SIMPLEX TRADING, LLC Added $37.3m142.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $756.6k29.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SEI INVESTMENTS CO 0.41% of their portfolio OAKS, PA 9,222,4699.2m $235.7m $235.7m 0.41% Added +154.5k +154,473
2 Empower Advisory Group, LLC 0.93% of their portfolio Greenwood Village, CO 8,434,5128.4m $215.6m $215.6m 0.93% Reduced -202.9k -202,884
3 Charles Schwab Investment Advisory, Inc. 0.31% of their portfolio SAN FRANCISCO, CA 7,893,1457.9m $201.7m $201.7m 0.31% Reduced -305.3k -305,337
4 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 4,879,6694.9m $124.7m $124.7m 0.06% Reduced -294.2k -294,191
5 JANE STREET GROUP, LLC 0.15% of their portfolio NEW YORK, NY 4,316,4664.3m $110.3m $110.3m 0.15% Reduced -6.5m -6,515,844
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 3,770,9793.8m $96.4m $96.4m 0.03% Reduced -46.0k -46,005
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio Toronto, A6 3,406,2733.4m $87.1m $87.1m 0.05% Added +1.6m +1,593,580
8 BlackRock Inc. 0.00% of their portfolio New York, NY 3,400,2033.4m $86.9m $86.9m 0.00% Added +2.4m +2,400,164
9 FIRST CITIZENS BANK & TRUST CO 1.52% of their portfolio RALEIGH, NC 3,226,0593.2m $82.5m $82.5m 1.52% Reduced -381.1k -381,116
10 Valmark Advisers, Inc. 1.64% of their portfolio AKRON, OH 3,147,5873.1m $80.5m $80.5m 1.64% Added +88.8k +88,750
11 Varma Mutual Pension Insurance Co 0.92% of their portfolio Varma, H9 3,000,0003.0m $76.7m $76.7m 0.92% New
12 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,793,0962.8m $71.4m $71.4m 0.02% Added +209.0k +209,035
13 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,187,1372.2m $55.9m $55.9m 0.02% Reduced -11.7k -11,725
14 Western Asset Management Company, LLC 23.07% of their portfolio Pasadena, CA 2,016,2002.0m $51.5m $51.5m 23.07% Unchanged
15 Integrated Wealth Concepts LLC 0.88% of their portfolio WALTHAM, MA 2,015,5302.0m $51.5m $51.5m 0.88% Added +57.0k +57,033
16 Morningstar Investment Services LLC 0.64% of their portfolio CHICAGO, IL 1,943,1861.9m $49.4m $49.4m 0.64% Reduced -909.9k -909,910
17 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,940,2291.9m $49.6m $49.6m 0.01% Added +15.7k +15,712
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,854,0381.9m $47.4m $47.4m 0.00% Added +46.8k +46,798
19 SCHRODER INVESTMENT MANAGEMENT GROUP 0.07% of their portfolio London, X0 1,803,9781.8m $46.1m $46.1m 0.07% Added +1.7m +1,700,790
20 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 1,725,0001.7m $44.1m $44.1m 0.02% Unchanged
21 Asset Management One Co., Ltd. 0.18% of their portfolio TOKYO, M0 1,698,7951.7m $43.4m $43.4m 0.18% Reduced -70.5k -70,500
22 VIEWPOINT INVESTMENT PARTNERS CORP 26.63% of their portfolio CALGARY, A0 1,656,6331.7m $42.3m $42.3m 26.63% Added +77.7k +77,733
23 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 1,390,5251.4m $35.5m $35.5m 0.04% Added +121.2k +121,231
24 Capital Investment Advisors, LLC 1.07% of their portfolio ATLANTA, GA 1,367,5401.4m $35.0m $35.0m 1.07% Added +63.2k +63,235
25 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.33% of their portfolio OMAHA, NE 1,198,1381.2m $30.6m $30.6m 0.33% Reduced -78.2k -78,150
26 NinePointTwo Capital LLC 11.50% of their portfolio LOS ANGELES, CA 1,161,3271.2m $29.7m $29.7m 11.50% Reduced -39.4k -39,396
27 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 1,140,6441.1m $29.2m $29.2m 0.04% Added +560 +560
28 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 995,556995.6k $25.4m $25.4m 0.05% Reduced -21.9k -21,940
29 Federation des caisses Desjardins du Quebec 0.23% of their portfolio LEVIS, A8 920,898920.9k $23.5m $23.5m 0.23% Added +4.6k +4,614
30 CIBC Asset Management Inc 0.09% of their portfolio TORONTO, Z4 915,790915.8k $23.4m $23.4m 0.09% Added +67.4k +67,378
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 888,511888.5k $22.7m $22.7m 0.00% Added +60.1k +60,056
32 Bridge Advisory, LLC 8.21% of their portfolio PASADENA, CA 875,441875.4k $22.4m $22.4m 8.21% Added +8.2k +8,207
33 Ocean Park Asset Management, LLC 0.72% of their portfolio SANTA MONICA, CA 827,100827.1k $21.1m $21.1m 0.72% New
34 ALM First Financial Advisors, LLC 3.42% of their portfolio DALLAS, TX 770,000770.0k $19.7m $19.7m 3.42% Unchanged
35 Checchi Capital Advisers, LLC 1.58% of their portfolio BEVERLY HILLS, CA 690,413690.4k $17.6m $17.6m 1.58% Added +119.8k +119,750
36 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 624,994625.0k $16.0m $16.0m 0.25% Added +56.5k +56,454
37 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 587,012587.0k $15.0m $15.0m 0.04% New
38 PFS INVESTMENTS INC. 0.24% of their portfolio DULUTH, GA 578,839578.8k $14.8m $14.8m 0.24% New
39 EVERGREEN CAPITAL MANAGEMENT LLC 0.56% of their portfolio Bellevue, WA 523,865523.9k $13.4m $13.4m 0.56% Added +27.7k +27,726
40 Cambria Investment Management, L.P. 1.08% of their portfolio Manhattan Beach, CA 506,722506.7k $13.0m $13.0m 1.08% Reduced -11.6k -11,635
41 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 489,322489.3k $12.5m $12.5m 0.02% Added +33.8k +33,827
42 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 487,489487.5k $12.5m $12.5m 0.01% Reduced -31.6k -31,611
43 New Harbor Financial Group, LLC 3.66% of their portfolio WORCESTER, MA 470,262470.3k $12.0m $12.0m 3.66% Added +29.7k +29,660
44 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 463,310463.3k $11.8m $11.8m 0.09% Added +19.9k +19,914
45 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 450,200450.2k $11.5m $11.5m 0.01% Added +137.0k +137,000
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 397,409397.4k $10.2m $10.2m 0.00% Reduced -70.2k -70,195
47 Retirement Investment Advisors, Inc. 1.10% of their portfolio OKLAHOMA CITY, OK 360,348360.3k $9.2m $9.2m 1.10% Added +105.2k +105,210
48 Simplicity Solutions, LLC 0.24% of their portfolio MINNEAPOLIS, MN 346,861346.9k $8.9m $8.9m 0.24% Added +7.8k +7,752
49 Bleakley Financial Group, LLC 0.28% of their portfolio PARSIPPANY, NJ 346,861346.9k $8.9m $8.9m 0.28% Added +7.8k +7,752
50 TIAA, FSB 0.03% of their portfolio ST. LOUIS, MO 333,998334.0k $8.5m $8.5m 0.03% Reduced -139.6k -139,646
51 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 325,800325.8k $8.3m $8.3m 0.00% Unchanged
52 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 320,000320.0k $8.2k $8.2k 0.00% New
53 VPR Management LLC 2.06% of their portfolio HOUSTON, TX 316,200316.2k $8.1m $8.1m 2.06% Unchanged
54 Whitcomb & Hess, Inc. 2.93% of their portfolio ASHLAND, OH 313,625313.6k $8.0m $8.0m 2.93% Added +2.1k +2,123
55 COLLECTIVE FAMILY OFFICE LLC 3.12% of their portfolio YORK, PA 312,278312.3k $8.0m $8.0m 3.12% Added +15.2k +15,190
56 CONNING INC. 0.27% of their portfolio HARTFORD, CT 310,000310.0k $7.9m $7.9m 0.27% Unchanged
57 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 295,561295.6k $7.6m $7.6m 0.00% Reduced -1.3k -1,280
58 CUTLER INVESTMENT COUNSEL LLC 1.11% of their portfolio Jacksonville, OR 286,991287.0k $7.3m $7.3m 1.11% Reduced -1.3k -1,315
59 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 257,637257.6k $6.6m $6.6m 0.01% Added +12.2k +12,188
60 Tanager Wealth Management LLP 1.34% of their portfolio Goring On Thames, X0 242,253242.3k $6.2m $6.2m 1.34% Added +20.4k +20,383
61 LEUTHOLD GROUP, LLC 0.80% of their portfolio MINNEAPOLIS, MN 240,700240.7k $6.2m $6.2m 0.80% Reduced -235.7k -235,690
62 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 230,165230.2k $5.9m $5.9m 0.01% Reduced -520.6k -520,645
63 PRELUDE CAPITAL MANAGEMENT, LLC 0.47% of their portfolio NEW YORK, NY 218,550218.6k $5.6m $5.6m 0.47% Added +58.5k +58,550
64 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 214,302214.3k $5.5m $5.5m 0.03% Added +35.6k +35,574
65 Destiny Wealth Partners, LLC 1.02% of their portfolio TAVARES, FL 207,135207.1k $5.4m $5.4m 1.02% Added +26.2k +26,197
66 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 184,175184.2k $4.7m $4.7m 0.03% Added +16.7k +16,738
67 FMR LLC 0.00% of their portfolio BOSTON, MA 180,616180.6k $4.6m $4.6m 0.00% Reduced -162.4k -162,378
68 Ellevest, Inc. 0.34% of their portfolio NEW YORK, NY 175,912175.9k $4.5m $4.5m 0.34% Reduced -591 -591
69 TCP Asset Management, LLC 1.83% of their portfolio Upper Arlington, OH 168,803168.8k $4.3m $4.3m 1.83% Added +28.1k +28,112
70 INTEGRATED CAPITAL MANAGEMENT, INC. 3.56% of their portfolio JESSUP, PA 156,071156.1k $4.0m $4.0m 3.56% New
71 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 149,099149.1k $3.8m $3.8m 0.00% Unchanged
72 First Citizens Asset Management, Inc. 1.49% of their portfolio RALEIGH, NC 142,853142.9k $3.7m $3.7m 1.49% Reduced -26.7k -26,672
73 Upper Left Wealth Management, LLC 3.99% of their portfolio TAMPA, FL 140,366140.4k $3.6m $3.6m 3.99% Added +1.4k +1,382
74 LAKE STREET PRIVATE WEALTH, LLC 0.63% of their portfolio CHICAGO, IL 140,208140.2k $3.6m $3.6m 0.63% Added +4.2k +4,220
75 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 138,889138.9k $3.6m $3.6m 0.01% Added +20.0k +20,013
76 Keebeck Wealth Management 0.49% of their portfolio Chicago, IL 138,305138.3k $3.5m $3.5m 0.49% Unchanged
77 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 137,310137.3k $3.5m $3.5m 0.03% New
78 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 136,365136.4k $3.5m $3.5m 0.00% Added +41.1k +41,104
79 ACIMA PRIVATE WEALTH, LLC 1.62% of their portfolio RICHMOND, VA 132,126132.1k $3.4m $3.4m 1.62% Reduced -410 -410
80 Veery Capital, LLC 1.54% of their portfolio Wilmington, DE 128,021128.0k $3.3m $3.3m 1.54% Added +29.9k +29,894
81 BROWN WEALTH MANAGEMENT, LLC 1.66% of their portfolio NAPERVILLE, IL 125,382125.4k $3.2m $3.2m 1.66% First filing
82 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 123,046123.0k $3.1m $3.1m 0.06% New
83 ALPS ADVISORS INC 0.03% of their portfolio Denver, CO 117,018117.0k $3.0m $3.0m 0.03% Reduced -670 -670
84 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 113,264113.3k $2.9m $2.9m 0.01% Reduced -52.9k -52,866
85 Sage Advisory Services, Ltd.Co. 0.83% of their portfolio AUSTIN, TX 111,699111.7k $2.9m $2.9m 0.83% Reduced -12.4k -12,396
86 Pekin Hardy Strauss, Inc. 0.44% of their portfolio CHICAGO, IL 111,113111.1k $2.8m $2.8m 0.44% Added +41.3k +41,300
87 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 109,622109.6k $2.8m $2.8m 0.04% Added +39.8k +39,820
88 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 98,05798.1k $2.5m $2.5m 0.00% Added +37 +37
89 Collaborative Wealth Managment Inc. 1.41% of their portfolio LAKE MARY, FL 92,90192.9k $2.4m $2.4m 1.41% Added +27.3k +27,321
90 HANCOCK WHITNEY CORP 0.09% of their portfolio GULFPORT, MS 91,83691.8k $2.3m $2.3m 0.09% Added +32.7k +32,698
91 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 91,38591.4k $2.3m $2.3m 0.00% Reduced -1.5k -1,509
92 UG Investment Advisers Ltd. 1.22% of their portfolio SINGAPORE, U0 89,30089.3k $2.3m $2.3m 1.22% Unchanged
93 Cynosure Group, LLC 0.69% of their portfolio Salt Lake City, UT 89,29289.3k $2.3m $2.3m 0.69% New
94 BOOTHBAY FUND MANAGEMENT, LLC 0.07% of their portfolio NEW YORK, NY 88,45088.5k $2.3m $2.3m 0.07% Added +23.4k +23,450
95 DRAVO BAY LLC 1.63% of their portfolio REHOBOTH BEACH, DE 86,97887.0k $2.2m $2.2m 1.63% Added +2.4k +2,398
96 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 84,14384.1k $2.2m $2.2m 0.01% Added +11.2k +11,186
97 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 80,64980.6k $2.1m $2.1m 0.03% Reduced -79.4k -79,351
98 Martel Wealth Advisors LLC 0.49% of their portfolio VANCOUVER, WA 79,26379.3k $2.0m $2.0m 0.49% Reduced -882 -882
99 Crabel Capital Management, LLC 0.82% of their portfolio MILWAUKEE, WI 77,95178.0k $2.0m $2.0m 0.82% Reduced -100.6k -100,646
100 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 68,02068.0k $1.7m $1.7m 0.00% Added +14.1k +14,080