Vault-13

VANECK ETF TRUST EMLC

JP MRGAN EM LOC · ETP · CUSIP 92189H300

233 institutional holders +4 vs Q4 2022
104,462,857104.5m shares reported held*
$2.6bnreported value*
42 new 84 added 59 reduced 37 sold out net bought ≈ $533.5m (+21.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.28. Options: 4 managers hold calls ($24.6m notional), 2 hold puts ($1.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 229Q1 23: 233233Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022229
Q1 2023233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 88 cut or sold outQ4 22Q1 23: 126 bought or addedQ1 23: 96 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210688
Q1 202312696

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $43.0mQ3 22 puts: $274.0kQ3 22P/C 0.01Q4 22 calls: $53.5mQ4 22 puts: $583.9kQ4 22P/C 0.01Q1 23 calls: $24.6mQ1 23 puts: $1.1mQ1 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$43.0m$274.0k0.01
Q4 2022$53.5m$583.9k0.01
Q1 2023$24.6m$1.1m0.04

Biggest buyers

JANE STREET GROUP, LLC New +10,832,310+10.8m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +3,816,984+3.8m
ENVESTNET ASSET MANAGEMENT INC Added +3,730,434+3.7m
FIRST CITIZENS BANK & TRUST CO Added +3,510,862+3.5m
Asset Management One Co., Ltd. New +1,769,295+1.8m
Integrated Wealth Concepts LLC Added +1,061,866+1.1m
BlackRock Inc. Added +999,903+999.9k
Bridge Advisory, LLC New +867,234+867.2k
FRANKLIN RESOURCES INC Added +740,000+740.0k
UBS Group AG Added +628,793+628.8k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -6,477,792-6.5m
ROYAL BANK OF CANADA Reduced -1,612,180-1.6m
HSBC HOLDINGS PLC Reduced -905,459-905.5k
CIBC Asset Management Inc Reduced -232,064-232.1k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -200,000-200.0k
New York Life Investment Management LLC Reduced -197,566-197.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -196,426-196.4k
DISCOVERY CAPITAL MANAGEMENT, LLC / CT Sold out -172,779-172.8k
TIAA, FSB Reduced -169,155-169.2k
INTEGRATED CAPITAL MANAGEMENT, INC. Sold out -164,264-164.3k

Biggest calls

SIMPLEX TRADING, LLC Reduced $24.1m99.9k shares
JANE STREET GROUP, LLC New $270.2k10.7k shares
CITADEL ADVISORS LLC Added $202.0k8.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m43.3k shares
CITADEL ADVISORS LLC Reduced $5.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.47% of their portfolio NEW YORK, NY 10,832,31010.8m $273.5m $273.5m 0.47% New
2 SEI INVESTMENTS CO 0.43% of their portfolio OAKS, PA 9,067,9969.1m $229.0m $229.0m 0.43% Added +258.8k +258,770
3 Empower Advisory Group, LLC 0.98% of their portfolio Greenwood Village, CO 8,637,3968.6m $217.3m $217.3m 0.98% First filing
4 Charles Schwab Investment Advisory, Inc. 0.33% of their portfolio SAN FRANCISCO, CA 8,198,4828.2m $207.0m $207.0m 0.33% Reduced -6.5m -6,477,792
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 5,173,8605.2m $130.6m $130.6m 0.06% Added +3.7m +3,730,434
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 3,816,9843.8m $96.4m $96.4m 0.03% New
7 FIRST CITIZENS BANK & TRUST CO 1.82% of their portfolio RALEIGH, NC 3,607,1753.6m $91.1m $91.1m 1.82% Added +3.5m +3,510,862
8 Valmark Advisers, Inc. 1.66% of their portfolio AKRON, OH 3,058,8373.1m $77.2m $77.2m 1.66% Added +98.8k +98,822
9 Morningstar Investment Services LLC 0.96% of their portfolio CHICAGO, IL 2,853,0962.9m $71.8m $71.8m 0.96% Reduced -108.3k -108,269
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,584,0612.6m $65.2m $65.2m 0.02% Reduced -1.4k -1,386
11 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,198,8622.2m $55.5m $55.5m 0.03% Added +628.8k +628,793
12 Western Asset Management Company, LLC 24.40% of their portfolio Pasadena, CA 2,016,2002.0m $50.9m $50.9m 24.40% Unchanged
13 Integrated Wealth Concepts LLC 1.02% of their portfolio WALTHAM, MA 1,958,4972.0m $49.5m $49.5m 1.02% Added +1.1m +1,061,866
14 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,924,5171.9m $48.6m $48.6m 0.01% Reduced -1.6m -1,612,180
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 1,812,6931.8m $45.8m $45.8m 0.03% Added +72.0k +72,024
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,807,2401.8m $45.6m $45.6m 0.00% Added +397.4k +397,375
17 Asset Management One Co., Ltd. 0.20% of their portfolio TOKYO, M0 1,769,2951.8m $44.7m $44.7m 0.20% New
18 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 1,725,0001.7m $43.6m $43.6m 0.02% Added +740.0k +740,000
19 VIEWPOINT INVESTMENT PARTNERS CORP 31.72% of their portfolio CALGARY, A0 1,578,9001.6m $39.9m $39.9m 31.72% Added +204.7k +204,700
20 Capital Investment Advisors, LLC 0.97% of their portfolio ATLANTA, GA 1,304,3051.3m $32.9m $32.9m 0.97% Added +78.4k +78,378
21 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.33% of their portfolio OMAHA, NE 1,276,2881.3m $32.2m $32.2m 0.33% Reduced -86.2k -86,225
22 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 1,269,2941.3m $32.0m $32.0m 0.04% Reduced -905.5k -905,459
23 NinePointTwo Capital LLC 11.43% of their portfolio LOS ANGELES, CA 1,200,7231.2m $30.3m $30.3m 11.43% Reduced -51.5k -51,463
24 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 1,140,0841.1m $28.8m $28.8m 0.04% Added +67 +67
25 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 1,017,4961.0m $25.7m $25.7m 0.05% Unchanged
26 BlackRock Inc. 0.00% of their portfolio New York, NY 1,000,0391.0m $25.3m $25.3m 0.00% Added +999.9k +999,903
27 Federation des caisses Desjardins du Quebec 0.25% of their portfolio LEVIS, A8 916,284916.3k $23.1m $23.1m 0.25% Added +10.9k +10,900
28 Bridge Advisory, LLC 8.45% of their portfolio PASADENA, CA 867,234867.2k $21.9m $21.9m 8.45% New
29 CIBC Asset Management Inc 0.09% of their portfolio TORONTO, Z4 848,412848.4k $21.4m $21.4m 0.09% Reduced -232.1k -232,064
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 828,455828.5k $20.9m $20.9m 0.00% Reduced -130.6k -130,644
31 ALM First Financial Advisors, LLC 3.50% of their portfolio DALLAS, TX 770,000770.0k $19.4m $19.4m 3.50% Unchanged
32 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 750,810750.8k $19.0m $19.0m 0.04% Added +144.9k +144,860
33 Checchi Capital Advisers, LLC 1.39% of their portfolio BEVERLY HILLS, CA 570,663570.7k $14.4m $14.4m 1.39% Added +33.9k +33,920
34 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 568,540568.5k $14.4m $14.4m 0.25% Reduced -52.9k -52,877
35 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 519,100519.1k $13.1m $13.1m 0.01% Added +237.9k +237,853
36 Cambria Investment Management, L.P. 1.08% of their portfolio Manhattan Beach, CA 518,357518.4k $13.1m $13.1m 1.08% Added +12.1k +12,054
37 EVERGREEN CAPITAL MANAGEMENT LLC 0.56% of their portfolio Bellevue, WA 496,139496.1k $12.5m $12.5m 0.56% Reduced -15.1k -15,063
38 LEUTHOLD GROUP, LLC 1.59% of their portfolio MINNEAPOLIS, MN 476,390476.4k $12.0m $12.0m 1.59% Reduced -15.6k -15,563
39 TIAA, FSB 0.04% of their portfolio ST. LOUIS, MO 473,644473.6k $12.0m $12.0m 0.04% Reduced -169.2k -169,155
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 467,604467.6k $11.8m $11.8m 0.00% New
41 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 455,495455.5k $11.5m $11.5m 0.03% Added +5.0k +5,002
42 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 443,396443.4k $11.2m $11.2m 0.09% Reduced -5.8k -5,809
43 New Harbor Financial Group, LLC 4.12% of their portfolio WORCESTER, MA 440,602440.6k $11.1m $11.1m 4.12% Added +45.1k +45,087
44 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 354,035354.0k $8.9m $8.9m 0.10% Reduced -197.6k -197,566
45 FMR LLC 0.00% of their portfolio BOSTON, MA 342,994343.0k $8.7m $8.7m 0.00% Added +177.3k +177,255
46 Simplicity Solutions, LLC 0.22% of their portfolio MINNEAPOLIS, MN 339,109339.1k $8.6m $8.6m 0.22% New
47 Bleakley Financial Group, LLC 0.29% of their portfolio PARSIPPANY, NJ 339,109339.1k $8.6m $8.6m 0.29% Added +17.6k +17,608
48 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 325,800325.8k $8.2m $8.2m 0.00% Unchanged
49 VPR Management LLC 1.66% of their portfolio HOUSTON, TX 316,200316.2k $8.0m $8.0m 1.66% Unchanged
50 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 315,694315.7k $8.0m $8.0m 0.02% Added +294.0k +293,964
51 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 313,200313.2k $7.9m $7.9m 0.01% New
52 Whitcomb & Hess, Inc. 2.98% of their portfolio ASHLAND, OH 311,502311.5k $7.9m $7.9m 2.98% Added +8.6k +8,583
53 CONNING INC. 0.26% of their portfolio HARTFORD, CT 310,000310.0k $7.8m $7.8m 0.26% Unchanged
54 COLLECTIVE FAMILY OFFICE LLC 3.09% of their portfolio YORK, PA 297,088297.1k $7.5m $7.5m 3.09% Added +37.3k +37,282
55 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 296,841296.8k $7.5m $7.5m 0.00% Reduced -31.6k -31,638
56 CUTLER INVESTMENT COUNSEL LLC 1.13% of their portfolio Jacksonville, OR 288,306288.3k $7.3m $7.3m 1.13% Reduced -26.2k -26,155
57 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 271,400271.4k $6.9m $6.9m 0.01% Reduced -75.8k -75,800
58 Empowered Funds, LLC 0.38% of their portfolio NEWTOWN SQUARE, PA 258,531258.5k $6.5m $6.5m 0.38% New
59 Retirement Investment Advisors, Inc. 1.15% of their portfolio OKLAHOMA CITY, OK 255,138255.1k $6.4m $6.4m 1.15% Added +187.1k +187,082
60 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 245,449245.4k $6.2m $6.2m 0.01% Added +2.6k +2,644
61 Tanager Wealth Management LLP 1.33% of their portfolio Goring On Thames, X0 221,870221.9k $5.6m $5.6m 1.33% Added +17.3k +17,329
62 Destiny Wealth Partners, LLC 0.95% of their portfolio TAVARES, FL 180,938180.9k $4.6m $4.6m 0.95% Added +16.8k +16,771
63 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 178,728178.7k $4.5m $4.5m 0.03% Added +112.0k +112,030
64 Crabel Capital Management, LLC 2.00% of their portfolio MILWAUKEE, WI 178,597178.6k $4.5m $4.5m 2.00% Added +47.3k +47,278
65 Ellevest, Inc. 0.35% of their portfolio NEW YORK, NY 176,503176.5k $4.5m $4.5m 0.35% Added +1.6k +1,571
66 First Citizens Asset Management, Inc. 1.78% of their portfolio RALEIGH, NC 169,525169.5k $4.3m $4.3m 1.78% Added +164.6k +164,635
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 169,205169.2k $4.3m $4.3m 0.00% Added +88.1k +88,123
68 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 167,437167.4k $4.2m $4.2m 0.03% Added +927 +927
69 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 166,130166.1k $4.2m $4.2m 0.02% Added +55.5k +55,549
70 PRELUDE CAPITAL MANAGEMENT, LLC 0.28% of their portfolio NEW YORK, NY 160,000160.0k $4.0m $4.0m 0.28% Added +78.0k +78,000
71 Verition Fund Management LLC 0.06% of their portfolio GREENWICH, CT 160,000160.0k $4.0m $4.0m 0.06% Added +119.0k +119,000
72 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 149,099149.1k $3.8m $3.8m 0.00% Unchanged
73 TCP Asset Management, LLC 1.96% of their portfolio Upper Arlington, OH 140,691140.7k $3.6m $3.6m 1.96% Added +39.0k +39,016
74 Upper Left Wealth Management, LLC 3.99% of their portfolio TAMPA, FL 138,984139.0k $3.5m $3.5m 3.99% Reduced -3.5k -3,542
75 Keebeck Wealth Management 0.56% of their portfolio Chicago, IL 138,305138.3k $3.5m $3.5m 0.56% Unchanged
76 LAKE STREET PRIVATE WEALTH, LLC 0.64% of their portfolio CHICAGO, IL 135,988136.0k $3.4m $3.4m 0.64% Added +59.7k +59,710
77 ACIMA PRIVATE WEALTH, LLC 1.64% of their portfolio RICHMOND, VA 132,536132.5k $3.3m $3.3m 1.64% Added +3.0k +2,967
78 FLOW TRADERS U.S. LLC 0.13% of their portfolio NEW YORK, NY 124,629124.6k $3.1m $3.1m 0.13% Added +15.0k +15,035
79 Sage Advisory Services, Ltd.Co. 0.89% of their portfolio AUSTIN, TX 124,095124.1k $3.1m $3.1m 0.89% Reduced -1.7k -1,740
80 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 118,876118.9k $3.0m $3.0m 0.01% Reduced -30.4k -30,410
81 ALPS ADVISORS INC 0.03% of their portfolio Denver, CO 117,688117.7k $3.0m $3.0m 0.03% Reduced -57.6k -57,565
82 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 111,514111.5k $2.8m $2.8m 0.01% Added +90.3k +90,347
83 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 103,188103.2k $2.6m $2.6m 0.00% Added +6.3k +6,324
84 Veery Capital, LLC 1.32% of their portfolio Wilmington, DE 98,12798.1k $2.5m $2.5m 1.32% Added +15.5k +15,523
85 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 98,02098.0k $2.5m $2.5m 0.00% Unchanged
86 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 96,45696.5k $2.4m $2.4m 0.00% Added +65.1k +65,102
87 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 95,26195.3k $2.4m $2.4m 0.00% Added +15.6k +15,584
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 92,89492.9k $2.3m $2.3m 0.00% Reduced -1.5k -1,500
89 UG Investment Advisers Ltd. 1.64% of their portfolio SINGAPORE, U0 89,30089.3k $2.3m $2.3m 1.64% Unchanged
90 DRAVO BAY LLC 1.60% of their portfolio REHOBOTH BEACH, DE 84,58084.6k $2.1m $2.1m 1.60% Added +4.0k +4,009
91 Martel Wealth Advisors LLC 0.52% of their portfolio VANCOUVER, WA 80,14580.1k $2.0m $2.0m 0.52% Reduced -2.2k -2,238
92 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 72,95773.0k $1.8m $1.8m 0.01% Added +9.6k +9,556
93 Pekin Hardy Strauss, Inc. 0.27% of their portfolio CHICAGO, IL 69,81369.8k $1.8m $1.8m 0.27% Added +30.9k +30,900
94 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 69,80269.8k $1.8m $1.8m 0.03% Added +69.7k +69,732
95 Collaborative Wealth Managment Inc. 1.04% of their portfolio LAKE MARY, FL 65,58065.6k $1.7m $1.7m 1.04% New
96 BOOTHBAY FUND MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 65,00065.0k $1.6m $1.6m 0.04% Added +32.0k +32,000
97 Fifth Third Securities, Inc. 0.19% of their portfolio Cincinnati, OH 64,44264.4k $1.6m $1.6m 0.19% Reduced -245 -245
98 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 63,81363.8k $1.6m $1.6m 0.02% New
99 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 62,75062.8k $1.6m $1.6m 0.01% Added +13.3k +13,300
100 HANCOCK WHITNEY CORP 0.06% of their portfolio GULFPORT, MS 59,13859.1k $1.5m $1.5m 0.06% Reduced -32.5k -32,515