Vault-13

VANECK ETF TRUST PPH

PHARMACEUTCL ETF · ETP · CUSIP 92189F692

137 institutional holders +26 vs Q4 2023
4,891,6564.9m shares reported held*
$443.7mreported value*
34 new 39 added 33 reduced 10 sold out net sold ≈ $19.4m (-214.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.71. Options: 2 managers hold calls ($1.6m notional), 2 hold puts ($498.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 114Q1 23: 107Q2 23: 103Q3 23: 105Q4 23: 111Q1 24: 137137Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202287
Q4 2022114
Q1 2023107
Q2 2023103
Q3 2023105
Q4 2023111
Q1 2024137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 39 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 47 cut or sold outQ4 23Q1 24: 73 bought or addedQ1 24: 43 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225635
Q1 20233460
Q2 20235047
Q3 20234939
Q4 20235347
Q1 20247343

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $779.8kQ2 23 puts: $254.1kQ2 23P/C 0.33Q3 23 calls: $551.0kQ3 23 puts: $111.8kQ3 23P/C 0.20Q4 23 calls: $1.2mQ4 23 puts: $4.1mQ4 23P/C 3.58Q1 24 calls: $1.6mQ1 24 puts: $498.9kQ1 24P/C 0.31
Numbers
QuarterCallsPutsP/C
Q2 2023$779.8k$254.1k0.33
Q3 2023$551.0k$111.8k0.20
Q4 2023$1.2m$4.1m3.58
Q1 2024$1.6m$498.9k0.31

Biggest buyers

MORGAN STANLEY Added +136,055+136.1k
J.Safra Asset Management Corp New +69,525+69.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +40,870+40.9k
D. E. Shaw & Co., Inc. New +37,388+37.4k
BANK HAPOALIM BM Added +35,339+35.3k
JANE STREET GROUP, LLC New +34,887+34.9k
Qube Research & Technologies Ltd Added +29,433+29.4k
Kingsview Wealth Management, LLC Added +27,687+27.7k
LPL Financial LLC Added +24,580+24.6k
IMC-Chicago, LLC New +20,854+20.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -216,701-216.7k
Verity & Verity, LLC Sold out -187,960-188.0k
JPMORGAN CHASE & CO Reduced -103,252-103.3k
BNP PARIBAS FINANCIAL MARKETS Reduced -99,998-100.0k
VALICENTI ADVISORY SERVICES INC Reduced -56,686-56.7k
GOLDMAN SACHS GROUP INC Reduced -49,999-50.0k
Independent Advisor Alliance Reduced -49,213-49.2k
HRT FINANCIAL LP Sold out -46,430-46.4k
Tower Research Capital LLC (TRC) Reduced -19,141-19.1k
Cetera Advisor Networks LLC Sold out -14,580-14.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m16.6k shares
CITADEL ADVISORS LLC Added $127.0k1.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $290.2k3.2k shares
CITADEL ADVISORS LLC Reduced $208.6k2.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,347,0011.3m $122.2m $122.2m 0.03% Reduced -50.0k -49,999
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 408,593408.6k $37.1m $37.1m 0.00% Reduced -216.7k -216,701
3 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.10% of their portfolio TORONTO, A6 319,000319.0k $28.9m $28.9m 0.10% Unchanged
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 313,911313.9k $28.5m $28.5m 0.00% Added +136.1k +136,055
5 Avalon Trust Co 2.12% of their portfolio SANTA FE, NM 284,875284.9k $25.8m $25.8m 2.12% Reduced -500 -500
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 213,024213.0k $19.3m $19.3m 0.00% Reduced -103.3k -103,252
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 157,345157.3k $14.3m $14.3m 0.01% Added +7.3k +7,327
8 Miller Investment Management, LP 1.67% of their portfolio WEST CONSHOHOCKEN, PA 144,045144.0k $13.1m $13.1m 1.67% Added +1.0k +1,036
9 Prime Capital Investment Advisors, LLC 0.18% of their portfolio OVERLAND PARK, KS 140,266140.3k $12.7m $12.7m 0.18% Reduced -1.8k -1,828
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 93,29393.3k $8.5m $8.5m 0.00% Added +24.6k +24,580
11 Phoenix Financial Ltd. 0.11% of their portfolio Givatayim, L3 83,59183.6k $7.7m $7.7m 0.11% Reduced -5.0k -4,953
12 Avestar Capital, LLC 0.72% of their portfolio New York, NY 69,58369.6k $6.3m $6.3m 0.72% Added +16.9k +16,934
13 J.Safra Asset Management Corp 0.71% of their portfolio NEW YORK, NY 69,52569.5k $6.3m $6.3m 0.71% New
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 53,22753.2k $4.8m $4.8m 0.00% Added +4.1k +4,051
15 Independent Advisor Alliance 0.16% of their portfolio CHARLOTTE, NC 49,26049.3k $4.5m $4.5m 0.16% Reduced -49.2k -49,213
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,69045.7k $4.1m $4.1m 0.01% Added +40.9k +40,870
17 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 45,07645.1k $4.1m $4.1m 0.01% Added +29.4k +29,433
18 Twelve Points Wealth Management LLC 1.48% of their portfolio CONCORD, MA 44,46244.5k $4.0m $4.0m 1.48% Reduced -2.7k -2,736
19 Gladstone Institutional Advisory LLC 0.20% of their portfolio Bedminster, NJ 40,99641.0k $3.7m $3.7m 0.20% Reduced -5.9k -5,931
20 WT Wealth Management 1.32% of their portfolio SCOTTSDALE, AZ 40,76140.8k $3.7m $3.7m 1.32% Added +1.1k +1,148
21 BANK HAPOALIM BM 0.48% of their portfolio TEL AVIV, L3 40,71240.7k $3.7m $3.7m 0.48% Added +35.3k +35,339
22 Private Advisory Group LLC 0.49% of their portfolio REDMOND, WA 37,86637.9k $3.4m $3.4m 0.49% Reduced -1.7k -1,670
23 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 37,38837.4k $3.4m $3.4m 0.00% New
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,88734.9k $3.2m $3.2m 0.00% New
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 33,24833.2k $3.0m $3.0m 0.01% Added +12.1k +12,130
26 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 32,96733.0k $3.0m $3.0m 0.03% Reduced -1.8k -1,844
27 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 32,96733.0k $3.0m $3.0m 0.03% Reduced -1.8k -1,844
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 31,12831.1k $2.8m $2.8m 0.00% Added +6.7k +6,705
29 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 30,19430.2k $2.7m $2.7m 0.07% Added +27.7k +27,687
30 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 26,21126.2k $2.4m $2.4m 0.01% Added +19.9k +19,912
31 Aspen Grove Capital, LLC 0.65% of their portfolio AVON, CO 25,21025.2k $2.3m $2.3m 0.65% Reduced -1 -1
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 24,10124.1k $2.2m $2.2m 0.00% Reduced -3.1k -3,135
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,28921.3k $1.9m $1.9m 0.00% Added +6.7k +6,655
34 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 21,06321.1k $1.9m $1.9m 0.02% Reduced -7.1k -7,072
35 BECK CAPITAL MANAGEMENT, LLC 0.55% of their portfolio AUSTIN, TX 20,95721.0k $1.9m $1.9m 0.55% Added +897 +897
36 IMC-Chicago, LLC 0.07% of their portfolio CHICAGO, IL 20,85420.9k $1.9m $1.9m 0.07% New
37 GSA CAPITAL PARTNERS LLP 0.13% of their portfolio LONDON, X0 18,60918.6k $1.7m $1.7m 0.13% Added +8.7k +8,744
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,78617.8k $1.6m $1.6m 0.00% Reduced -362 -362
39 VALICENTI ADVISORY SERVICES INC 0.44% of their portfolio ELMIRA, NY 17,40517.4k $1.6m $1.6m 0.44% Reduced -56.7k -56,686
40 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 17,36317.4k $1.6m $1.6m 0.02% Added +13.6k +13,642
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,61015.6k $1.4m $1.4m 0.00% Added +2.1k +2,067
42 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 15,32215.3k $1.4m $1.4m 0.00% New
43 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,49014.5k $1.3m $1.3m 0.00% New
44 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 13,99814.0k $1.3m $1.3m 0.00% Reduced -5.6k -5,602
45 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 13,99614.0k $1.2m $1.2m 0.00% Added +353 +353
46 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 13,70413.7k $1.2m $1.2m 0.02% Added +5.9k +5,899
47 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,71112.7k $1.2m $1.2m 0.00% New
48 Peak Planning Group, LLC 0.69% of their portfolio CENTENNIAL, CO 12,11212.1k $1.1m $1.1m 0.69% Added +146 +146
49 Fullerton Fund Management Co Ltd. 0.05% of their portfolio SINGAPORE, U0 12,09912.1k $1.1m $1.1m 0.05% New
50 Lansing Street Advisors 0.45% of their portfolio AMBLER, PA 11,07011.1k $1.0m $1.0m 0.45% Reduced -3.5k -3,465
51 SPIREPOINT PRIVATE CLIENT, LLC 0.15% of their portfolio VERO BEACH, FL 10,96611.0k $994.6k $994.6k 0.15% First filing
52 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 10,23910.2k $928.7k $928.7k 0.03% Reduced -1.4k -1,394
53 CoreFirst Bank & Trust 0.50% of their portfolio TOPEKA, KS 8,7608.8k $794.5k $794.5k 0.50% Added +10 +10
54 WINTRUST INVESTMENTS LLC 0.07% of their portfolio CHICAGO, IL 8,2358.2k $747.0k $747.0k 0.07% Unchanged
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,8506.8k $621.3k $621.3k 0.00% Reduced -6.6k -6,635
56 Total Clarity Wealth Management, Inc. 0.21% of their portfolio ST. CHARLES, IL 6,7206.7k $609.5k $609.5k 0.21% New
57 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,4716.5k $586.9k $586.9k 0.01% Reduced -825 -825
58 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 6,4646.5k $586.3k $586.3k 0.06% Unchanged
59 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,1206.1k $555.1k $555.1k 0.00% Added +1.2k +1,155
60 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6,0916.1k $552.5k $552.5k 0.00% Added +606 +606
61 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,0176.0k $545.7k $545.7k 0.00% Added +2.9k +2,894
62 ASPIRIANT, LLC 0.02% of their portfolio San Francisco, CA 6,0006.0k $544.2k $544.2k 0.02% Added +320 +320
63 Clare Market Investments LLC 0.16% of their portfolio DALLAS, TX 5,5415.5k $502.5k $502.5k 0.16% Reduced -68 -68
64 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,4955.5k $498.4k $498.4k 0.00% Reduced -1.4k -1,378
65 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,3135.3k $481.9k $481.9k 0.02% New
66 Conservest Capital Advisors, Inc. 0.05% of their portfolio WYNNEWOOD, PA 5,0295.0k $456.2k $456.2k 0.05% Reduced -468 -468
67 NTV Asset Management LLC 0.07% of their portfolio Charleston, WV 4,9955.0k $453.0k $453.0k 0.07% New
68 Redhawk Wealth Advisors, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 4,8934.9k $443.8k $443.8k 0.07% New
69 Financial Freedom, LLC 0.26% of their portfolio CINCINNATI, OH 4,7804.8k $433.5k $433.5k 0.26% New
70 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 4,6494.6k $421.7k $421.7k 0.02% Added +1.3k +1,341
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,5764.6k $415.0k $415.0k 0.00% Reduced -50 -50
72 WARNER FINANCIAL, INC 0.21% of their portfolio BETHESDA, MD 4,5214.5k $410.0k $410.0k 0.21% Added +17 +17
73 Investment Partners Asset Management, Inc. 0.36% of their portfolio METUCHEN, NJ 4,3564.4k $395.1k $395.1k 0.36% Unchanged
74 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 4,3414.3k $393.7k $393.7k 0.01% Unchanged
75 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 4,2484.2k $385.0k $385.0k 0.00% Unchanged
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,1764.2k $378.8k $378.8k 0.00% New
77 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 4,0004.0k $362.8k $362.8k 0.00% Unchanged
78 Summit Financial Group, Inc. 0.12% of their portfolio MOOREFIELD, WV 3,8353.8k $347.8k $347.8k 0.12% New
79 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,8313.8k $347.5k $347.5k 0.00% Reduced -8.7k -8,724
80 All Season Financial Advisors, Inc. 0.28% of their portfolio DENVER, CO 3,6783.7k $333.6k $333.6k 0.28% New
81 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 3,5933.6k $325.9k $325.9k 0.00% Unchanged
82 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 3,5853.6k $325.2k $325.2k 0.01% Reduced -19.1k -19,141
83 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,5703.6k $325.1k $325.1k 0.00% Added +305 +305
84 Ellis Investment Partners, LLC 0.07% of their portfolio Berwyn, PA 3,4663.5k $314.3k $314.3k 0.07% New
85 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 3,4383.4k $311.8k $311.8k 0.00% New
86 BAROMETER CAPITAL MANAGEMENT INC. 0.08% of their portfolio TORONTO, A6 3,4003.4k $297.7k $297.7k 0.08% New
87 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,2373.2k $294.0k $294.0k 0.00% Not comparable
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,1513.2k $285.8k $285.8k 0.00% Added +151 +151
89 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,0483.0k $276.5k $276.5k 0.00% New
90 Glaxis Capital Management, LLC 0.51% of their portfolio SARASOTA, FL 3,0003.0k $272.1k $272.1k 0.51% New
91 Nadler Financial Group, Inc. 0.03% of their portfolio DEERFIELD, IL 2,9953.0k $271.6k $271.6k 0.03% Unchanged
92 L & S Advisors Inc 0.03% of their portfolio Los Angeles, CA 2,9543.0k $267.9k $267.9k 0.03% New
93 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,9322.9k $266.0k $266.0k 0.01% Added +1.3k +1,275
94 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 2,9232.9k $265.1k $265.1k 0.01% Reduced -300 -300
95 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 2,8472.8k $258.0k $258.0k 0.00% New
96 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 2,8162.8k $255.0k $255.0k 0.00% Added +351 +351
97 Almanack Investment Partners, LLC. 0.04% of their portfolio WAYNE, PA 2,7712.8k $251.3k $251.3k 0.04% Unchanged
98 Edge Financial Advisors LLC 0.22% of their portfolio WHEATON, IL 2,7392.7k $248.4k $248.4k 0.22% First filing
99 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 2,4282.4k $220.2k $220.2k 0.00% New
100 Inscription Capital, LLC 0.04% of their portfolio HOUSTON, TX 2,4002.4k $217.7k $217.7k 0.04% New