Vault-13

VANECK ETF TRUST PFXF

PREFERRED SECURT · ETP · CUSIP 92189F429

145 institutional holders +6 vs Q4 2022
15,154,68915.2m shares reported held*
$267.6mreported value*
23 new 49 added 44 reduced 16 sold out net bought ≈ $35.9m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.66. Options: 1 managers hold calls ($37.1k notional), 1 hold puts ($3.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 139Q1 23: 145145Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022129
Q4 2022139
Q1 2023145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 60 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226662
Q1 20237260

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $37.1kQ1 23 puts: $3.5kQ1 23P/C 0.10
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$37.1k$3.5k0.10

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +388,112+388.1k
Moran Wealth Management, LLC New +291,272+291.3k
MORGAN STANLEY Added +276,233+276.2k
AE Wealth Management LLC New +212,725+212.7k
Procyon Advisors, LLC Added +143,119+143.1k
MY Wealth Management Inc. Added +142,228+142.2k
ENVESTNET ASSET MANAGEMENT INC Added +121,260+121.3k
PARK AVENUE SECURITIES LLC New +113,973+114.0k
LPL Financial LLC Added +112,092+112.1k
Atria Investments, Inc New +106,549+106.5k

Biggest sellers

Citizens Business Bank Sold out -203,053-203.1k
TRUIST FINANCIAL CORP Reduced -48,105-48.1k
Wakefield Asset Management LLLP Reduced -33,890-33.9k
1834 INVESTMENT ADVISORS CO Reduced -33,164-33.2k
TOCQUEVILLE ASSET MANAGEMENT L.P. Sold out -31,500-31.5k
Mariner, LLC Sold out -30,862-30.9k
RS CRUM INC. Reduced -24,320-24.3k
Bard Financial Services, Inc. Reduced -21,835-21.8k
WELLS FARGO & COMPANY/MN Reduced -21,140-21.1k
JANE STREET GROUP, LLC Sold out -20,457-20.5k

Biggest calls

CITADEL ADVISORS LLC New $37.1k2.1k shares

Biggest puts

CITADEL ADVISORS LLC New $3.5k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 State of Wisconsin - Board of Commissioners of Public Lands 6.10% of their portfolio MADISON, WI 1,547,6201.5m $27.3m $27.3m 6.10% First filing
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,097,4651.1m $19.4m $19.4m 0.00% Added +276.2k +276,233
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 944,232944.2k $16.7m $16.7m 0.01% Added +112.1k +112,092
4 MY Wealth Management Inc. 16.45% of their portfolio GERMANTOWN, MD 930,589930.6k $16.4m $16.4m 16.45% Added +142.2k +142,228
5 Tanager Wealth Management LLP 3.38% of their portfolio Goring On Thames, X0 808,594808.6k $14.3m $14.3m 3.38% Added +61.1k +61,057
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 689,240689.2k $12.2m $12.2m 0.00% Reduced -21.1k -21,140
7 Procyon Advisors, LLC 1.93% of their portfolio SHELTON, CT 656,917656.9k $11.6m $11.6m 1.93% Added +143.1k +143,119
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 598,454598.5k $10.6m $10.6m 0.02% Added +388.1k +388,112
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 415,763415.8k $7.3m $7.3m 0.01% Added +75.6k +75,562
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 400,591400.6k $7.1m $7.1m 0.00% Added +121.3k +121,260
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 351,214351.2k $6.2m $6.2m 0.00% Added +13.8k +13,766
12 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 319,257319.3k $5.6m $5.6m 0.04% Added +31.4k +31,373
13 Moran Wealth Management, LLC 0.19% of their portfolio NAPLES, FL 291,272291.3k $5.1m $5.1m 0.19% New
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 291,021291.0k $5.1m $5.1m 0.01% Added +24.8k +24,752
15 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 282,761282.8k $5.0m $5.0m 0.00% Reduced -17.7k -17,690
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 277,551277.6k $4.9m $4.9m 0.00% Added +39.4k +39,385
17 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 212,725212.7k $3.8m $3.8m 0.02% New
18 1834 INVESTMENT ADVISORS CO 0.45% of their portfolio Milwaukee, WI 211,053211.1k $3.7m $3.7m 0.45% Reduced -33.2k -33,164
19 RS CRUM INC. 1.40% of their portfolio Newport Beach, CA 205,975206.0k $3.6m $3.6m 1.40% Reduced -24.3k -24,320
20 Sound Income Strategies, LLC 0.39% of their portfolio FT LAUDERDALE, FL 203,132203.1k $3.6m $3.6m 0.39% Added +10.3k +10,321
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 199,077199.1k $3.5m $3.5m 0.02% Reduced -11.0k -11,022
22 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 175,247175.2k $3.1m $3.1m 0.03% Added +4.1k +4,139
23 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 158,130158.1k $2.8m $2.8m 0.03% Reduced -2.0k -2,026
24 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 147,905147.9k $2.6m $2.6m 0.04% Added +5.3k +5,289
25 Future Financial Wealth Managment LLC 2.81% of their portfolio CINCINNATI, OH 145,874145.9k $2.5m $2.5m 2.81% Added +62.1k +62,150
26 Wakefield Asset Management LLLP 1.05% of their portfolio Englewood, CO 142,964143.0k $2.5m $2.5m 1.05% Reduced -33.9k -33,890
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 132,689132.7k $2.3m $2.3m 0.00% Added +7.1k +7,101
28 NTV Asset Management LLC 0.43% of their portfolio Charleston, WV 130,150130.2k $2.3m $2.3m 0.43% Unchanged
29 Joseph P. Lucia & Associates, LLC 1.52% of their portfolio Yorktown Heights, NY 123,806123.8k $2.2m $2.2m 1.52% Added +2.7k +2,691
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 123,172123.2k $2.2m $2.2m 0.00% Added +11.9k +11,943
31 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 113,973114.0k $2.0m $2.0m 0.03% New
32 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 111,225111.2k $2.0m $2.0m 0.07% Added +8.3k +8,315
33 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 106,549106.5k $1.9m $1.9m 0.04% New
34 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.29% of their portfolio ORLANDO, FL 102,064102.1k $2.0m $2.0m 0.29% New
35 PLIMOTH TRUST CO LLC 0.54% of their portfolio SWANSEA, MA 98,26298.3k $1.7m $1.7m 0.54% Reduced -4.5k -4,460
36 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 94,01094.0k $1.7m $1.7m 0.02% Reduced -18.4k -18,363
37 SHEETS SMITH WEALTH MANAGEMENT 0.24% of their portfolio WINSTON-SALEM, NC 90,66490.7k $1.6m $1.6m 0.24% Added +250 +250
38 Powell Investment Advisors, LLC 0.86% of their portfolio MIAMI, FL 87,82887.8k $1.6m $1.6m 0.86% Added +6.8k +6,785
39 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 86,44786.4k $1.5m $1.5m 0.02% Reduced -2.7k -2,689
40 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 84,11984.1k $1.5m $1.5m 0.00% Added +9.9k +9,869
41 Investors Research Corp 0.37% of their portfolio ATLANTA, GA 79,67279.7k $1.4m $1.4m 0.37% Added +10.1k +10,126
42 Bard Financial Services, Inc. 0.11% of their portfolio BRANFORD, CT 79,47579.5k $1.4m $1.4m 0.11% Reduced -21.8k -21,835
43 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 79,23779.2k $1.4m $1.4m 0.06% Added +68.1k +68,112
44 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 75,43075.4k $1.3m $1.3m 0.02% Added +12.4k +12,402
45 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 70,20970.2k $1.2m $1.2m 0.01% Added +19.3k +19,339
46 Signature Wealth Management Group 0.59% of their portfolio ATLANTA, GA 70,10270.1k $1.2m $1.2m 0.59% Added +2.3k +2,254
47 Chicago Partners Investment Group LLC 0.06% of their portfolio CHICAGO, IL 60,74460.7k $1.1m $1.1m 0.06% Added +335 +335
48 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 60,63660.6k $1.1m $1.1m 0.00% Reduced -7.0k -6,959
49 Stockman Wealth Management, Inc. 0.23% of their portfolio BILLINGS, MT 58,13358.1k $1.0m $1.0m 0.23% Reduced -13.9k -13,885
50 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 54,66254.7k $964.9k $964.9k 0.04% Reduced -9.5k -9,487
51 MSH Capital Advisors LLC 0.39% of their portfolio SCOTTSDALE, AZ 51,61451.6k $911.0k $911.0k 0.39% Added +4.4k +4,395
52 Texas Yale Capital Corp. 0.04% of their portfolio ST. PETERSBURG, FL 48,64848.6k $858.6k $858.6k 0.04% Reduced -29 -29
53 Avidian Wealth Enterprises, LLC 0.05% of their portfolio Houston, TX 46,82346.8k $826.4k $826.4k 0.05% Added +4.6k +4,594
54 DELTA CAPITAL MANAGEMENT LLC 0.57% of their portfolio RED BANK, NJ 45,88045.9k $810.0k $810.0k 0.57% Unchanged
55 MassMutual Private Wealth & Trust, FSB 0.03% of their portfolio Windsor, CT 45,22445.2k $798.2k $798.2k 0.03% New
56 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 38,98039.0k $688.0k $688.0k 0.00% Reduced -10.2k -10,205
57 Pathway Financial Advisers, LLC 0.26% of their portfolio AUBURN, IN 36,52236.5k $644.6k $644.6k 0.26% Reduced -5.1k -5,097
58 Castle Rock Wealth Management, LLC 0.22% of their portfolio WALNUT CREEK, CA 36,21736.2k $621.1k $621.1k 0.22% Added +2.8k +2,845
59 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 35,39035.4k $624.6k $624.6k 0.04% Added +655 +655
60 O'ROURKE & COMPANY, Inc 0.45% of their portfolio BOSTON, MA 33,57733.6k $593.0k $593.0k 0.45% Added +4 +4
61 Cypress Capital Group 0.09% of their portfolio Palm Beach, FL 33,37533.4k $589.1k $589.1k 0.09% Reduced -4.9k -4,916
62 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 0.11% of their portfolio GRAND BLANC, MI 32,34832.3k $570.9k $570.9k 0.11% Reduced -2.5k -2,528
63 Core Wealth Partners LLC 0.55% of their portfolio SANTA ROSA, CA 31,20031.2k $550.7k $550.7k 0.55% New
64 Apriem Advisors 0.08% of their portfolio IRVINE, CA 29,65029.6k $523.3k $523.3k 0.08% Unchanged
65 WEALTH ALLIANCE, LLC 0.08% of their portfolio MELLVILLE, NY 29,42029.4k $519.3k $519.3k 0.08% Reduced -582 -582
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,23229.2k $515.9k $515.9k 0.00% Added +18.8k +18,750
67 ROMAN BUTLER FULLERTON & CO 0.24% of their portfolio ST LOUIS, MO 27,38927.4k $475.8k $475.8k 0.24% Added +2.1k +2,054
68 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 26,62626.6k $469.9k $469.9k 0.04% Added +565 +565
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,51925.5k $450.4k $450.4k 0.00% New
70 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 22,37322.4k $395.0k $395.0k 0.02% New
71 Pasadena Private Wealth, LLC 0.11% of their portfolio PASADENA, CA 21,33321.3k $376.5k $376.5k 0.11% Reduced -146 -146
72 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 21,21621.2k $406.9k $406.9k 0.02% Reduced -862 -862
73 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 20,22820.2k $357.0k $357.0k 0.01% Reduced -4.5k -4,517
74 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 20,11020.1k $354.9k $354.9k 0.05% Reduced -2.7k -2,685
75 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,05919.1k $336.4k $336.4k 0.00% Reduced -7.0k -6,974
76 Grandview Asset Management LLC 0.19% of their portfolio HARRISBURG, PA 18,23518.2k $322.0k $322.0k 0.19% Reduced -14 -14
77 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 17,84517.8k $315.0k $315.0k 0.03% Reduced -350 -350
78 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 17,64817.6k $311.5k $311.5k 0.02% Added +209 +209
79 Accel Wealth Management 0.12% of their portfolio WAVERLY, IA 17,23617.2k $304.2k $304.2k 0.12% Reduced -115 -115
80 Stonebridge Financial Planning Group, LLC 0.19% of their portfolio ORLANDO, FL 16,78516.8k $296.3k $296.3k 0.19% Added +1.5k +1,500
81 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 16,59116.6k $292.8k $292.8k 0.01% Reduced -1.1k -1,060
82 Beaumont Financial Advisors, LLC 0.03% of their portfolio NEEDHAM, MA 16,39816.4k $289.4k $289.4k 0.03% Reduced -467 -467
83 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 15,31015.3k $270.2k $270.2k 0.02% Reduced -1.1k -1,062
84 Essex LLC 0.08% of their portfolio DEER PARK, IL 14,96915.0k $250.1k $250.1k 0.08% Unchanged
85 ORLEANS CAPITAL MANAGEMENT CORP/LA 0.19% of their portfolio MANDEVILLE, LA 14,70014.7k $259.5k $259.5k 0.19% Reduced -900 -900
86 FIRST WILSHIRE SECURITIES MANAGEMENT INC 0.08% of their portfolio PASADENA, CA 14,00014.0k $247.0k $247.0k 0.08% Unchanged
87 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,60613.6k $240.0k $240.0k 0.00% Reduced -4.2k -4,237
88 ROMANO BROTHERS AND COMPANY 0.04% of their portfolio EVANSTON, IL 13,51513.5k $238.5k $238.5k 0.04% Reduced -700 -700
89 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,62112.6k $222.8k $222.8k 0.00% New
90 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 12,60112.6k $222.4k $222.4k 0.00% Added +1.7k +1,710
91 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 12,36112.4k $218.2k $218.2k 0.03% Unchanged
92 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,12612.1k $214.0k $214.0k 0.00% New
93 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,98912.0k $211.6k $211.6k 0.01% Added +565 +565
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 11,61011.6k $204.9k $204.9k 0.00% Unchanged
95 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 11,30011.3k $199.0k $199.0k 0.01% Unchanged
96 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,14711.1k $196.7k $196.7k 0.00% Reduced -48.1k -48,105
97 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 11,02611.0k $195.0k $195.0k 0.02% New
98 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 10,75010.8k $189.7k $189.7k 0.01% Unchanged
99 GOULD ASSET MANAGEMENT LLC /CA/ 0.05% of their portfolio CLAREMONT, CA 10,72010.7k $189.2k $189.2k 0.05% Reduced -550 -550
100 Summit Financial Group, Inc. 0.07% of their portfolio MOOREFIELD, WV 10,42010.4k $183.9k $183.9k 0.07% Unchanged