Vault-13

VANECK ETF TRUST BIZD

BDC INCOME ETF · ETP · CUSIP 92189F411

133 institutional holders +6 vs Q3 2022
12,837,22012.8m shares reported held*
$181.1mreported value*
20 new 46 added 38 reduced 16 sold out net bought ≈ $12.9m (+930.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.11. Options: 1 managers hold calls ($232.1k notional), 1 hold puts ($49.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 133133Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022127
Q4 2022133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $232.1kQ4 22 puts: $49.5kQ4 22P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$232.1k$49.5k0.21

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +318,561+318.6k
JPMORGAN CHASE & CO New +263,486+263.5k
Shilanski & Associates, Inc. New +194,983+195.0k
BANK OF AMERICA CORP /DE/ Added +131,185+131.2k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC New +100,000+100.0k
Cerity Partners LLC New +88,167+88.2k
CONDOR CAPITAL MANAGEMENT Added +85,095+85.1k
UBS Group AG Added +79,639+79.6k
Naviter Wealth, LLC New +69,891+69.9k
Sage Mountain Advisors LLC Added +69,798+69.8k

Biggest sellers

MORGAN STANLEY Reduced -321,212-321.2k
Altshuler Shaham Ltd Sold out -214,000-214.0k
AJ WEALTH STRATEGIES, LLC Reduced -106,598-106.6k
IHT Wealth Management, LLC Reduced -45,569-45.6k
Baker Avenue Asset Management, LP Reduced -31,740-31.7k
Column Capital Advisors, LLC Sold out -31,643-31.6k
Alpha Omega Group, Inc. Reduced -29,445-29.4k
B&D White Capital Company, LLC Sold out -28,774-28.8k
OSAIC HOLDINGS, INC. Reduced -25,248-25.2k
Lido Advisors, LLC Sold out -22,444-22.4k

Biggest calls

CITADEL ADVISORS LLC New $232.1k16.4k shares

Biggest puts

CITADEL ADVISORS LLC New $49.5k3.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,180,6902.2m $30.9m $30.9m 0.00% Reduced -321.2k -321,212
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,871,5981.9m $26.5m $26.5m 0.02% Reduced -18.4k -18,439
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 821,244821.2k $11.6m $11.6m 0.00% Added +131.2k +131,185
4 CONDOR CAPITAL MANAGEMENT 1.09% of their portfolio MARTINSVILLE, NJ 616,355616.4k $8.7m $8.7m 1.09% Added +85.1k +85,095
5 Gradient Investments LLC 0.25% of their portfolio ARDEN HILLS, MN 570,374570.4k $8.1m $8.1m 0.25% Added +1.3k +1,272
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 423,339423.3k $6.0m $6.0m 0.00% Added +79.6k +79,639
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 415,202415.2k $5.9m $5.9m 0.00% Reduced -21.4k -21,421
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 345,404345.4k $4.9m $4.9m 0.00% Added +318.6k +318,561
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 263,486263.5k $3.7m $3.7m 0.00% New
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 256,948256.9k $3.6m $3.6m 0.01% Added +47.9k +47,867
11 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 205,979206.0k $2.9m $2.9m 0.00% Reduced -6.3k -6,311
12 Shilanski & Associates, Inc. 1.21% of their portfolio ANCHORAGE, AK 194,983195.0k $2.8m $2.8m 1.21% New
13 Johnson Financial Group, Inc. 0.19% of their portfolio RACINE, WI 172,000172.0k $2.4m $2.4m 0.19% Added +60.5k +60,500
14 Analyst IMS Investment Management Services Ltd. 0.20% of their portfolio Tel-aviv, L3 162,845162.8k $2.3m $2.3m 0.20% Reduced -5.5k -5,505
15 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 161,828161.8k $2.3m $2.3m 0.00% Added +1.6k +1,606
16 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 140,181140.2k $2.0m $2.0m 0.02% Added +11.3k +11,350
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 136,292136.3k $1.9m $1.9m 0.00% Added +37.9k +37,918
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 134,276134.3k $1.9m $1.9m 0.01% Added +15.7k +15,703
19 Anfield Capital Management, LLC 0.82% of their portfolio IRVINE, CA 119,275119.3k $1.7m $1.7m 0.82% Reduced -13.5k -13,468
20 Alpha Omega Group, Inc. 2.37% of their portfolio RESTON, VA 118,692118.7k $1.7m $1.7m 2.37% Reduced -29.4k -29,445
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 115,094115.1k $1.6m $1.6m 0.00% Added +7.0k +7,010
22 INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio SAN DIEGO, CA 104,959105.0k $1.5m $1.5m 0.13% Added +16.6k +16,574
23 SlateStone Wealth, LLC 0.36% of their portfolio JUPITER, FL 104,400104.4k $1.5m $1.5m 0.36% Unchanged
24 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 103,548103.5k $1.5m $1.5m 0.02% Added +3.6k +3,558
25 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.15% of their portfolio CHICAGO, IL 100,000100.0k $1.4m $1.4m 0.15% New
26 Beck Bode, LLC 0.30% of their portfolio DEDHAM, MA 94,03494.0k $1.3m $1.3m 0.30% Added +174 +174
27 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 88,71388.7k $1.3m $1.3m 0.07% Reduced -680 -680
28 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 88,16788.2k $1.2m $1.2m 0.01% New
29 Advisors Capital Management, LLC 0.03% of their portfolio RIDGEWOOD, NJ 87,81187.8k $1.2m $1.2m 0.03% Reduced -5.1k -5,083
30 Sage Mountain Advisors LLC 0.26% of their portfolio ATLANTA, GA 82,29882.3k $1.2m $1.2m 0.26% Added +69.8k +69,798
31 TOWNSQUARE CAPITAL LLC 0.03% of their portfolio Lehi, UT 79,27179.3k $1.1m $1.1m 0.03% Added +27.7k +27,739
32 FINANCIAL MANAGEMENT NETWORK INC 0.50% of their portfolio MISSION VIEJO, CA 77,85577.9k $1.1m $1.1m 0.50% Reduced -191 -191
33 Future Financial Wealth Managment LLC 1.23% of their portfolio CINCINNATI, OH 76,19876.2k $1.1m $1.1m 1.23% Reduced -8.6k -8,556
34 Symphony Financial, Ltd. Co. 0.29% of their portfolio HOUSTON, TX 75,67475.7k $1.1m $1.1m 0.29% Added +5.4k +5,395
35 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 74,44974.4k $1.1m $1.1m 0.04% Added +2.2k +2,184
36 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 73,78273.8k $1.0m $1.0m 0.03% Added +8.8k +8,791
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 73,36673.4k $1.0m $1.0m 0.00% Added +915 +915
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 70,44170.4k $993.0k $993.0k 0.00% Added +2.7k +2,700
39 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 70,39770.4k $146.8k $146.8k 0.00% Added +16.1k +16,144
40 Naviter Wealth, LLC 0.29% of their portfolio LITTLE ROCK, AR 69,89169.9k $1.1m $1.1m 0.29% New
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 69,67869.7k $985.3k $985.3k 0.00% Reduced -25.2k -25,248
42 Curi Wealth Management, LLC 0.14% of their portfolio Raleigh, NC 68,95369.0k $975.7k $975.7k 0.14% New
43 CFO4Life, L.P. 0.18% of their portfolio Coppell, TX 60,47060.5k $855.7k $855.7k 0.18% First filing
44 CFO4Life Group, LLC 0.18% of their portfolio COPPELL, TX 60,47060.5k $855.7k $855.7k 0.18% New
45 Claybrook Capital, LLC 0.50% of their portfolio WELLESLEY, MA 57,49857.5k $813.6k $813.6k 0.50% Unchanged
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 50,26450.3k $711.2k $711.2k 0.06% Added +23.6k +23,588
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 47,40247.4k $670.7k $670.7k 0.00% Added +19.5k +19,486
48 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 44,88044.9k $635.0k $635.0k 0.06% Reduced -505 -505
49 Ranch Capital Advisors Inc. 0.48% of their portfolio SARASOTA, FL 43,56043.6k $616.4k $616.4k 0.48% Reduced -1.9k -1,909
50 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 42,53742.5k $601.9k $601.9k 0.01% Added +1.3k +1,300
51 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 42,06542.1k $595.2k $595.2k 0.00% New
52 TRANSCEND CAPITAL ADVISORS, LLC 0.06% of their portfolio MADISON, NJ 42,05042.0k $595.0k $595.0k 0.06% Added +12.5k +12,458
53 First PREMIER Bank 0.17% of their portfolio SIOUX FALLS, SD 40,25540.3k $570.0k $570.0k 0.17% Reduced -3.7k -3,680
54 WEALTH ALLIANCE, LLC 0.10% of their portfolio MELLVILLE, NY 38,34338.3k $542.6k $542.6k 0.10% Added +9.0k +9,021
55 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,74335.7k $505.8k $505.8k 0.00% Reduced -13.9k -13,931
56 Sterling Investment Advisors, Ltd. 0.17% of their portfolio BERWYN, PA 32,93032.9k $466.0k $466.0k 0.17% Added +6.9k +6,877
57 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 32,92032.9k $465.8k $465.8k 0.01% Added +111 +111
58 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 32,35532.4k $547.0k $547.0k 0.01% Reduced -9.3k -9,344
59 AJ WEALTH STRATEGIES, LLC 0.02% of their portfolio NEW YORK, NY 30,98931.0k $439.0k $439.0k 0.02% Reduced -106.6k -106,598
60 Endowment Wealth Management, Inc. 0.47% of their portfolio APPLETON, WI 30,49930.5k $431.6k $431.6k 0.47% Added +53 +53
61 Apeiron RIA LLC 0.16% of their portfolio Dallas, TX 29,77129.8k $421.3k $421.3k 0.16% Reduced -3.3k -3,343
62 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 28,40328.4k $401.9k $401.9k 0.00% Reduced -15.7k -15,679
63 Rainsberger Wealth Advisors, Inc. 0.26% of their portfolio Colorado Springs, CO 28,39928.4k $401.9k $401.9k 0.26% Reduced -2.8k -2,766
64 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 27,85027.9k $394.1k $394.1k 0.02% Unchanged
65 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 27,55327.6k $390.0k $390.0k 0.02% New
66 Beaumont Financial Advisors, LLC 0.04% of their portfolio NEEDHAM, MA 27,37227.4k $387.3k $387.3k 0.04% First filing
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 27,00027.0k $382.1k $382.1k 0.00% Unchanged
68 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,42726.4k $374.0k $374.0k 0.00% Added +19 +19
69 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 26,27526.3k $371.8k $371.8k 0.02% Reduced -45.6k -45,569
70 Wambolt & Associates, LLC 0.14% of their portfolio LITTLETON, CO 25,24625.2k $357.2k $357.2k 0.14% Added +890 +890
71 All Season Financial Advisors, Inc. 0.31% of their portfolio DENVER, CO 24,58724.6k $347.9k $347.9k 0.31% Added +660 +660
72 Samalin Investment Counsel, LLC 0.22% of their portfolio CHAPPAQUA, NY 24,25324.3k $343.2k $343.2k 0.22% New
73 ADVISORY RESEARCH INC 0.03% of their portfolio CHICAGO, IL 23,10023.1k $326.9k $326.9k 0.03% Not comparable
74 PFG Advisors 0.03% of their portfolio Phoenix, AZ 22,86422.9k $323.5k $323.5k 0.03% Added +8.5k +8,474
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,39322.4k $317.0k $317.0k 0.00% Reduced -934 -934
76 NTV Asset Management LLC 0.06% of their portfolio Charleston, WV 22,20022.2k $314.1k $314.1k 0.06% Reduced -8.0k -8,000
77 BARINGS LLC 0.01% of their portfolio CHARLOTTE, NC 22,16522.2k $313.6k $313.6k 0.01% New
78 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 21,99922.0k $311.3k $311.3k 0.01% Reduced -7.4k -7,426
79 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 20,76520.8k $293.8k $293.8k 0.02% Added +4.2k +4,243
80 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,46719.5k $275.0k $275.0k 0.01% Reduced -211 -211
81 Perennial Investment Advisors, LLC 0.11% of their portfolio Los Angeles, CA 19,01819.0k $269.1k $269.1k 0.11% Added +228 +228
82 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 17,33417.3k $245.3k $245.3k 0.01% Added +1.2k +1,185
83 Prosperity Wealth Management, Inc. 0.22% of their portfolio San Ramon, CA 15,95916.0k $225.8k $225.8k 0.22% First filing
84 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 15,49215.5k $219.2k $219.2k 0.03% Reduced -3.8k -3,779
85 Anchor Investment Management, LLC 0.03% of their portfolio COLUMBIA, SC 15,43715.4k $218.4k $218.4k 0.03% Added +11 +11
86 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 15,25615.3k $215.9k $215.9k 0.02% Unchanged
87 Luken Investment Analytics, LLC 0.13% of their portfolio BRENTWOOD, TN 14,86314.9k $210.3k $210.3k 0.13% First filing
88 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,34414.3k $203.0k $203.0k 0.00% Added +3.1k +3,125
89 GILL CAPITAL PARTNERS, LLC 0.09% of their portfolio DENVER, CO 13,93313.9k $197.1k $197.1k 0.09% Added +98 +98
90 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,78513.8k $195.8k $195.8k 0.00% Reduced -18.2k -18,222
91 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,44213.4k $190.0k $190.0k 0.01% Not comparable
92 Axiom Investment Management LLC 0.47% of their portfolio NEW YORK, NY 12,80012.8k $181.1k $181.1k 0.47% Reduced -7.2k -7,200
93 Valtinson Bruner Financial Planning LLC 0.11% of their portfolio NEW BRIGHTON, MN 12,52812.5k $188.4k $188.4k 0.11% Unchanged
94 CANTOR FITZGERALD, L. P. 0.00% of their portfolio NEW YORK, NY 12,34412.3k $175.0k $175.0k 0.00% Reduced -333 -333
95 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 12,27212.3k $173.6k $173.6k 0.00% Unchanged
96 Monument Capital Management 0.06% of their portfolio ALEXANDRIA, VA 12,27212.3k $173.6k $173.6k 0.06% Unchanged
97 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.05% of their portfolio CONCORD, MA 12,18012.2k $172.3k $172.3k 0.05% Added +230 +230
98 Sound Income Strategies, LLC 0.02% of their portfolio FT LAUDERDALE, FL 12,02812.0k $170.2k $170.2k 0.02% Reduced -1.2k -1,245
99 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,01412.0k $170.0k $170.0k 0.01% Reduced -1.3k -1,251
100 Hexagon Capital Partners LLC 0.05% of their portfolio ROGERS, AR 11,36611.4k $160.8k $160.8k 0.05% Added +7.5k +7,550