Vault-13

VANECK ETF TRUST SHYD

SHRT HGH YLD MUN · ETP · CUSIP 92189F387

120 institutional holders +9 vs Q3 2023
11,237,01511.2m shares reported held*
$248.7mreported value*
20 new 40 added 39 reduced 17 sold out net bought ≈ $32.2m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($79.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.13.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 102Q4 22: 108Q1 23: 112Q2 23: 109Q3 23: 111Q4 23: 120120Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022102
Q4 2022108
Q1 2023112
Q2 2023109
Q3 2023111
Q4 2023120

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 50 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 56 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225053
Q1 20236441
Q2 20235154
Q3 20234850
Q4 20236056

Biggest buyers

MORGAN STANLEY Added +1,046,753+1.0m
Fragasso Financial Advisors Inc New +429,551+429.6k
ENVESTNET ASSET MANAGEMENT INC Added +251,723+251.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +191,945+191.9k
FLOW TRADERS U.S. LLC Added +147,476+147.5k
FIRST FOUNDATION ADVISORS Added +146,486+146.5k
MERCER GLOBAL ADVISORS INC /ADV Added +108,421+108.4k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +87,168+87.2k
Clark Capital Management Group, Inc. New +62,844+62.8k
JANE STREET GROUP, LLC Added +50,639+50.6k

Biggest sellers

Capital Analysts, LLC Reduced -375,606-375.6k
WELLS FARGO & COMPANY/MN Reduced -278,120-278.1k
LPL Financial LLC Reduced -248,854-248.9k
ROYAL BANK OF CANADA Reduced -66,591-66.6k
CITADEL ADVISORS LLC Reduced -53,538-53.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -46,254-46.3k
OSAIC HOLDINGS, INC. Reduced -42,474-42.5k
Sigma Planning Corp Reduced -33,389-33.4k
Creative Planning Sold out -30,182-30.2k
NAPLES GLOBAL ADVISORS, LLC Reduced -29,140-29.1k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,954,1302.0m $43.2m $43.2m 0.00% Added +1.0m +1,046,753
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,107,9671.1m $24.5m $24.5m 0.01% Added +251.7k +251,723
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,000,8611.0m $22.1m $22.1m 0.01% Reduced -278.1k -278,120
4 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 876,414876.4k $19.4m $19.4m 0.06% Added +108.4k +108,421
5 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 869,765869.8k $19.2m $19.2m 0.02% Added +50.6k +50,639
6 Fragasso Financial Advisors Inc 0.87% of their portfolio SEWICKLEY, PA 429,551429.6k $9.5m $9.5m 0.87% New
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 413,810413.8k $9.2m $9.2m 0.00% Added +42.0k +41,967
8 Global Strategic Investment Solutions, LLC 0.93% of their portfolio Scottsdale, AZ 341,180341.2k $7.6m $7.6m 0.93% Added +27.9k +27,947
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 265,826265.8k $5.9m $5.9m 0.00% Reduced -248.9k -248,854
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 211,919211.9k $4.7m $4.7m 0.01% Added +191.9k +191,945
11 FLOW TRADERS U.S. LLC 0.13% of their portfolio NEW YORK, NY 197,373197.4k $4.4m $4.4m 0.13% Added +147.5k +147,476
12 FIRST FOUNDATION ADVISORS 0.18% of their portfolio Irvine, CA 175,842175.8k $3.9m $3.9m 0.18% Added +146.5k +146,486
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 173,710173.7k $3.8m $3.8m 0.00% Reduced -23.0k -23,025
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 168,930168.9k $3.7m $3.7m 0.01% Reduced -8.8k -8,773
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 162,354162.4k $3.6m $3.6m 0.00% Reduced -6.2k -6,217
16 Dakota Wealth Management 0.13% of their portfolio PALM BEACH GARDENS, FL 147,507147.5k $3.3m $3.3m 0.13% Added +3.7k +3,652
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133,454133.5k $3.0m $3.0m 0.00% Reduced -66.6k -66,591
18 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.06% of their portfolio MINNEAPOLIS, MN 105,036105.0k $2.3m $2.3m 0.06% Added +87.2k +87,168
19 Willis Johnson & Associates, Inc. 0.22% of their portfolio Houston, TX 104,972105.0k $2.3m $2.3m 0.22% Added +7.5k +7,496
20 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 104,198104.2k $2.3m $2.3m 0.09% Added +15.0k +15,027
21 High Net Worth Advisory Group LLC 0.84% of their portfolio NAPLES, FL 102,079102.1k $2.3m $2.3m 0.84% Added +23 +23
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 101,770101.8k $2.3m $2.3m 0.00% Reduced -11.8k -11,790
23 Sowell Financial Services LLC 0.11% of their portfolio NORTH LITTLE ROCK, AR 93,87793.9k $2.1m $2.1m 0.11% Reduced -819 -819
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 89,31089.3k $2.0m $2.0m 0.00% Reduced -46.3k -46,254
25 Breakwater Capital Group 0.53% of their portfolio PARAMUS, NJ 85,05985.1k $1.9m $1.9m 0.53% Added +8.5k +8,531
26 Visionary Wealth Advisors 0.14% of their portfolio O'FALLON, IL 83,98884.0k $1.9m $1.9m 0.14% Reduced -27.4k -27,429
27 Kades & Cheifetz LLC 1.28% of their portfolio Berwyn, PA 81,71681.7k $1.8m $1.8m 1.28% Reduced -6.7k -6,664
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 75,97076.0k $1.7m $1.7m 0.00% Reduced -42.5k -42,474
29 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 72,05772.1k $1.6m $1.6m 0.01% Added +13.2k +13,219
30 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 65,35365.4k $1.4m $1.4m 0.02% Added +771 +771
31 Clark Capital Management Group, Inc. 0.01% of their portfolio PHILADELPHIA, PA 62,84462.8k $1.4m $1.4m 0.01% New
32 NAPLES GLOBAL ADVISORS, LLC 0.14% of their portfolio NAPLES, FL 59,30059.3k $1.3m $1.3m 0.14% Reduced -29.1k -29,140
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,69351.7k $1.1m $1.1m 0.01% Added +14.2k +14,161
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 46,83546.8k $1.0m $1.0m 0.01% Reduced -2.4k -2,428
35 McAdam, LLC 0.07% of their portfolio Philadelphia, PA 46,65346.7k $1.0m $1.0m 0.07% Added +3.5k +3,479
36 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 44,87744.9k $993.6k $993.6k 0.04% Reduced -7.7k -7,715
37 JACOBSON & SCHMITT ADVISORS, LLC 0.25% of their portfolio MIDDLETON, WI 44,59244.6k $986.8k $986.8k 0.25% Added +3.4k +3,401
38 DEAN INVESTMENT ASSOCIATES, LLC 0.13% of their portfolio BEAVERCREEK, OH 41,00041.0k $907.3k $907.3k 0.13% Unchanged
39 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 40,05040.0k $886.3k $886.3k 0.01% Added +10.4k +10,444
40 TRUSTMARK BANK TRUST DEPARTMENT 0.08% of their portfolio JACKSON, MS 39,57139.6k $875.7k $875.7k 0.08% Reduced -38 -38
41 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 38,81238.8k $858.9k $858.9k 0.00% Added +2.6k +2,600
42 StrategIQ Financial Group, LLC 0.08% of their portfolio MERRILLVILLE, IN 31,42131.4k $695.4k $695.4k 0.08% Added +6.9k +6,939
43 Bryn Mawr Trust Advisors, LLC 0.04% of their portfolio PHILADELPHIA, PA 29,04129.0k $642.7k $642.7k 0.04% New
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,39228.4k $628.3k $628.3k 0.00% Reduced -53.5k -53,538
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,03828.0k $620.0k $620.0k 0.00% Reduced -260 -260
46 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 26,20126.2k $579.8k $579.8k 0.03% First filing
47 Occidental Asset Management, LLC 0.12% of their portfolio Burlingame, CA 25,81125.8k $571.2k $571.2k 0.12% Reduced -12.3k -12,307
48 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 25,78725.8k $570.7k $570.7k 0.01% Reduced -9.4k -9,373
49 Innova Wealth Partners 0.45% of their portfolio NEWTOWN, PA 23,57623.6k $521.7k $521.7k 0.45% Reduced -6.8k -6,768
50 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 23,53923.5k $520.9k $520.9k 0.00% Added +23 +23
51 RMR Wealth Builders 0.07% of their portfolio Montclair, NJ 23,04923.0k $510.1k $510.1k 0.07% New
52 LWS Wealth Advisors, Inc. 0.19% of their portfolio BASKING RIDGE, NJ 22,57522.6k $500.0k $500.0k 0.19% New
53 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,93321.9k $485.4k $485.4k 0.02% Unchanged
54 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 21,43821.4k $474.4k $474.4k 0.02% New
55 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,91020.9k $462.7k $462.7k 0.00% Added +3.7k +3,692
56 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 20,61520.6k $456.2k $456.2k 0.01% New
57 Allen Capital Group, LLC 0.08% of their portfolio GRAND ISLAND, NE 20,55820.6k $454.9k $454.9k 0.08% Reduced -5.9k -5,886
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,48920.5k $453.4k $453.4k 0.00% Added +6.8k +6,835
59 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 20,21020.2k $447.0k $447.0k 0.01% New
60 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 19,90519.9k $440.5k $440.5k 0.00% Reduced -89 -89
61 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,52319.5k $432.0k $432.0k 0.01% Added +1.9k +1,932
62 Revisor Wealth Management LLC 0.47% of their portfolio AKRON, OH 18,26418.3k $404.2k $404.2k 0.47% New
63 BRANDYWINE OAK PRIVATE WEALTH LLC 0.04% of their portfolio Kennett Square, PA 18,25418.3k $404.0k $404.0k 0.04% Reduced -3.8k -3,768
64 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 18,08818.1k $400.3k $400.3k 0.02% Reduced -6.3k -6,251
65 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 17,86217.9k $395.3k $395.3k 0.00% New
66 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 17,26817.3k $382.1k $382.1k 0.01% First filing
67 PFG Advisors 0.03% of their portfolio Phoenix, AZ 16,86016.9k $373.1k $373.1k 0.03% Reduced -1.2k -1,235
68 Tortoise Investment Management, LLC 0.05% of their portfolio WHITE PLAINS, NY 15,96716.0k $353.4k $353.4k 0.05% Reduced -10.1k -10,100
69 Walkner Condon Financial Advisors LLC 0.08% of their portfolio MADISON, WI 15,28015.3k $338.1k $338.1k 0.08% New
70 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 14,97915.0k $331.5k $331.5k 0.03% Reduced -33.4k -33,389
71 Hobart Private Capital, LLC 0.11% of their portfolio CHARLOTTE, NC 14,91214.9k $330.0k $330.0k 0.11% New
72 EAGLE GLOBAL ADVISORS LLC 0.02% of their portfolio Houston, TX 14,88414.9k $329.4k $329.4k 0.02% Added +2.0k +2,000
73 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 14,22414.2k $314.8k $314.8k 0.01% Added +805 +805
74 MBM WEALTH CONSULTANTS, LLC 0.12% of their portfolio CHESTERFIELD, MO 14,09214.1k $311.9k $311.9k 0.12% Added +667 +667
75 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,40613.4k $297.0k $297.0k 0.00% New
76 FOSTER & MOTLEY INC 0.02% of their portfolio CINCINNATI, OH 13,03013.0k $288.0k $288.0k 0.02% New
77 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,80812.8k $283.4k $283.4k 0.01% Reduced -4.2k -4,198
78 Processus Wealth & Capital Management, LLC 0.28% of their portfolio Brentwood, TN 12,57012.6k $278.2k $278.2k 0.28% First filing
79 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 12,44412.4k $275.4k $275.4k 0.03% Reduced -1.7k -1,677
80 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,01812.0k $265.2k $265.2k 0.00% Reduced -5.2k -5,205
81 FC Advisory LLC 0.10% of their portfolio WEST CHESTER, PA 11,91611.9k $263.7k $263.7k 0.10% New
82 1620 INVESTMENT ADVISORS, INC. 0.28% of their portfolio PLYMOUTH, MA 11,58511.6k $256.4k $256.4k 0.28% Added +970 +970
83 Auour Investments LLC 0.10% of their portfolio WOBURN, MA 11,40811.4k $250.3k $250.3k 0.10% Reduced -6.2k -6,187
84 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,90410.9k $241.3k $241.3k 0.00% Added +93 +93
85 Pineridge Advisors LLC 0.08% of their portfolio ST. CHARLES, MO 10,60210.6k $234.6k $234.6k 0.08% First filing
86 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,44210.4k $231.1k $231.1k 0.00% Added +139 +139
87 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 10,40010.4k $230.2k $230.2k 0.01% New
88 Clear Rock Advisors, LLC 0.10% of their portfolio KERRVILLE, TX 10,20610.2k $225.3k $225.3k 0.10% First filing
89 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,04410.0k $222.3k $222.3k 0.00% Reduced -797 -797
90 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,9159.9k $219.0k $219.0k 0.00% Reduced -2.1k -2,074
91 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,6009.6k $212.4k $212.4k 0.00% Unchanged
92 BCS Wealth Management 0.08% of their portfolio JOHNSON CITY, TN 9,4169.4k $208.0k $208.0k 0.08% New
93 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,7518.8k $193.7k $193.7k 0.01% Added +153 +153
94 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,5166.5k $144.0k $144.0k 0.01% Reduced -6.5k -6,494
95 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,8794.9k $108.0k $108.0k 0.00% Reduced -47 -47
96 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,5004.5k $99.6k $99.6k 0.00% Unchanged
97 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,0122.0k $45.0k $45.0k 0.00% Reduced -954 -954
98 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,0002.0k $44.3k $44.3k 0.00% Unchanged
99 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,9912.0k $44.0k $44.0k 0.00% Added +689 +689
100 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,8431.8k $40.8k $40.8k 0.00% Unchanged