Vault-13

VANECK ETF TRUST SHYD

SHRT HGH YLD MUN · ETP · CUSIP 92189F387

111 institutional holders +2 vs Q2 2023
9,714,5389.7m shares reported held*
$210.0mreported value*
7 new 41 added 42 reduced 8 sold out net sold ≈ $1.7m (-80.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($78.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.62.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 102Q4 22: 108Q1 23: 112Q2 23: 109Q3 23: 111111Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022102
Q4 2022108
Q1 2023112
Q2 2023109
Q3 2023111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 50 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225053
Q1 20236441
Q2 20235154
Q3 20234850

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $2.1mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$2.1m$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

LPL Financial LLC Added +203,870+203.9k
MERCER GLOBAL ADVISORS INC /ADV Added +156,344+156.3k
JANE STREET GROUP, LLC Added +122,909+122.9k
CITADEL ADVISORS LLC New +81,930+81.9k
Sowell Financial Services LLC Added +81,496+81.5k
ENVESTNET ASSET MANAGEMENT INC Added +77,923+77.9k
Capital Analysts, LLC Added +73,218+73.2k
Raymond James Financial Services Advisors, Inc. Added +23,177+23.2k
OSAIC HOLDINGS, INC. Added +14,823+14.8k
Global Strategic Investment Solutions, LLC Added +14,682+14.7k

Biggest sellers

Fragasso Financial Advisors Inc Sold out -172,562-172.6k
BANK OF AMERICA CORP /DE/ Reduced -163,002-163.0k
SIGNET FINANCIAL MANAGEMENT, LLC Reduced -114,183-114.2k
ROYAL BANK OF CANADA Reduced -70,735-70.7k
FLOW TRADERS U.S. LLC Reduced -66,886-66.9k
WELLS FARGO & COMPANY/MN Reduced -64,070-64.1k
UBS Group AG Reduced -56,702-56.7k
MML INVESTORS SERVICES, LLC Reduced -44,711-44.7k
Heartwood Wealth Advisors LLC Sold out -41,171-41.2k
Cetera Advisor Networks LLC Reduced -38,482-38.5k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,278,9811.3m $27.7m $27.7m 0.01% Reduced -64.1k -64,070
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 907,377907.4k $19.6m $19.6m 0.00% Added +7.0k +7,011
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 856,244856.2k $18.5m $18.5m 0.01% Added +77.9k +77,923
4 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 819,126819.1k $17.7m $17.7m 0.03% Added +122.9k +122,909
5 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 767,993768.0k $16.6m $16.6m 0.06% Added +156.3k +156,344
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 514,680514.7k $11.1m $11.1m 0.01% Added +203.9k +203,870
7 Capital Analysts, LLC 0.45% of their portfolio FORT WASHINGTON, PA 377,131377.1k $8.2m $8.2m 0.45% Added +73.2k +73,218
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 371,843371.8k $8.0m $8.0m 0.00% Reduced -163.0k -163,002
9 Global Strategic Investment Solutions, LLC 0.87% of their portfolio Scottsdale, AZ 313,233313.2k $6.8m $6.8m 0.87% Added +14.7k +14,682
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 200,045200.0k $4.3m $4.3m 0.00% Reduced -70.7k -70,735
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 196,735196.7k $4.3m $4.3m 0.00% Reduced -56.7k -56,702
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 177,703177.7k $3.8m $3.8m 0.01% Added +752 +752
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 168,571168.6k $3.6m $3.6m 0.00% Reduced -195 -195
14 Dakota Wealth Management 0.14% of their portfolio PALM BEACH GARDENS, FL 143,855143.9k $3.1m $3.1m 0.14% Added +7.4k +7,358
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 135,564135.6k $2.9m $2.9m 0.01% Reduced -1.6k -1,608
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 118,444118.4k $2.6m $2.6m 0.00% Added +14.8k +14,823
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 113,560113.6k $2.5m $2.5m 0.00% Added +23.2k +23,177
18 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 111,417111.4k $2.4m $2.4m 0.20% Reduced -11.1k -11,132
19 High Net Worth Advisory Group LLC 0.88% of their portfolio NAPLES, FL 102,056102.1k $2.2m $2.2m 0.88% Added +15 +15
20 Willis Johnson & Associates, Inc. 0.23% of their portfolio Houston, TX 97,47697.5k $2.1m $2.1m 0.23% Reduced -4.7k -4,724
21 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 94,69694.7k $2.0m $2.0m 0.13% Added +81.5k +81,496
22 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 89,17189.2k $1.9m $1.9m 0.09% Reduced -2.3k -2,316
23 NAPLES GLOBAL ADVISORS, LLC 0.23% of their portfolio NAPLES, FL 88,44088.4k $1.9m $1.9m 0.23% Reduced -950 -950
24 Kades & Cheifetz LLC 1.51% of their portfolio Berwyn, PA 88,38088.4k $1.9m $1.9m 1.51% Added +572 +572
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 81,93081.9k $1.8m $1.8m 0.00% New
26 Breakwater Capital Group 0.56% of their portfolio PARAMUS, NJ 76,52876.5k $1.6m $1.6m 0.56% Reduced -1.9k -1,949
27 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 64,58264.6k $1.4m $1.4m 0.03% Added +354 +354
28 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 58,83858.8k $1.3m $1.3m 0.01% Reduced -38.5k -38,482
29 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 52,59252.6k $1.1m $1.1m 0.05% Added +3.4k +3,354
30 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 49,89749.9k $1.1m $1.1m 0.05% Reduced -66.9k -66,886
31 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 49,26349.3k $1.1m $1.1m 0.01% Added +5.5k +5,466
32 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 48,36848.4k $1.0m $1.0m 0.04% Reduced -1.5k -1,542
33 McAdam, LLC 0.08% of their portfolio Philadelphia, PA 43,17443.2k $933.4k $933.4k 0.08% Reduced -7.0k -6,961
34 JACOBSON & SCHMITT ADVISORS, LLC 0.25% of their portfolio MIDDLETON, WI 41,19141.2k $890.5k $890.5k 0.25% Added +4.2k +4,235
35 DEAN INVESTMENT ASSOCIATES, LLC 0.15% of their portfolio BEAVERCREEK, OH 41,00041.0k $886.4k $886.4k 0.15% Added +5.8k +5,800
36 TRUSTMARK BANK TRUST DEPARTMENT 0.08% of their portfolio JACKSON, MS 39,60939.6k $856.3k $856.3k 0.08% Reduced -5.6k -5,630
37 Occidental Asset Management, LLC 0.19% of their portfolio Burlingame, CA 38,11838.1k $824.1k $824.1k 0.19% Added +406 +406
38 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 37,53237.5k $811.5k $811.5k 0.01% Added +746 +746
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 36,21236.2k $782.9k $782.9k 0.00% Added +10.0k +10,007
40 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 35,16035.2k $760.2k $760.2k 0.02% Added +14 +14
41 Innova Wealth Partners 0.59% of their portfolio NEWTOWN, PA 30,34430.3k $656.0k $656.0k 0.59% Reduced -40 -40
42 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 30,18230.2k $652.5k $652.5k 0.00% Reduced -34.0k -33,990
43 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 29,60629.6k $640.1k $640.1k 0.01% Added +13.5k +13,499
44 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 29,35629.4k $634.7k $634.7k 0.03% Added +408 +408
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,29828.3k $612.0k $612.0k 0.00% Added +2.0k +2,000
46 Allen Capital Group, LLC 0.10% of their portfolio GRAND ISLAND, NE 26,44426.4k $568.3k $568.3k 0.10% Added +1.9k +1,859
47 Tortoise Investment Management, LLC 0.08% of their portfolio WHITE PLAINS, NY 26,06726.1k $563.6k $563.6k 0.08% Reduced -6.3k -6,325
48 StrategIQ Financial Group, LLC 0.06% of their portfolio MERRILLVILLE, IN 24,48224.5k $529.3k $529.3k 0.06% Added +5.9k +5,942
49 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 24,46824.5k $529.0k $529.0k 0.02% Added +1.1k +1,086
50 Stone Summit Wealth LLC 0.23% of their portfolio MIAMI, FL 24,38724.4k $527.2k $527.2k 0.23% Reduced -1.3k -1,251
51 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 24,33924.3k $526.2k $526.2k 0.02% Reduced -1.9k -1,926
52 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 23,51623.5k $508.4k $508.4k 0.00% First filing
53 BRANDYWINE OAK PRIVATE WEALTH LLC 0.06% of their portfolio Kennett Square, PA 22,02222.0k $476.1k $476.1k 0.06% Reduced -2.2k -2,155
54 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,93321.9k $474.2k $474.2k 0.02% Unchanged
55 SIGNET FINANCIAL MANAGEMENT, LLC 0.08% of their portfolio PARSIPPANY, NJ 21,28821.3k $460.2k $460.2k 0.08% Reduced -114.2k -114,183
56 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 19,99420.0k $432.3k $432.3k 0.00% Reduced -6.6k -6,605
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,97420.0k $431.8k $431.8k 0.00% Added +6.6k +6,596
58 PFG Advisors 0.04% of their portfolio Phoenix, AZ 18,09518.1k $391.2k $391.2k 0.04% Added +905 +905
59 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.01% of their portfolio MINNEAPOLIS, MN 17,86817.9k $386.3k $386.3k 0.01% Unchanged
60 Auour Investments LLC 0.16% of their portfolio WOBURN, MA 17,59517.6k $383.2k $383.2k 0.16% Reduced -2.7k -2,718
61 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 17,59117.6k $380.3k $380.3k 0.01% Reduced -500 -500
62 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,22317.2k $372.4k $372.4k 0.00% Reduced -1.0k -1,033
63 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,21817.2k $372.2k $372.2k 0.00% Reduced -587 -587
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 17,00617.0k $367.7k $367.7k 0.01% Reduced -6.8k -6,811
65 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 14,12114.1k $305.3k $305.3k 0.03% Added +56 +56
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,65413.7k $295.2k $295.2k 0.00% New
67 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,54913.5k $292.9k $292.9k 0.00% Reduced -81 -81
68 MBM WEALTH CONSULTANTS, LLC 0.13% of their portfolio CHESTERFIELD, MO 13,42513.4k $292.7k $292.7k 0.13% New
69 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,41913.4k $290.1k $290.1k 0.01% Added +205 +205
70 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 13,01013.0k $281.0k $281.0k 0.03% First filing
71 EAGLE GLOBAL ADVISORS LLC 0.02% of their portfolio Houston, TX 12,88412.9k $278.6k $278.6k 0.02% Unchanged
72 QP WEALTH MANAGEMENT, LLC 0.46% of their portfolio BOCA RATON, FL 12,16212.2k $262.9k $262.9k 0.46% Added +780 +780
73 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,98912.0k $259.0k $259.0k 0.00% Reduced -44.7k -44,711
74 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,84110.8k $234.4k $234.4k 0.00% Reduced -1.1k -1,080
75 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,81110.8k $233.7k $233.7k 0.00% New
76 Capital Advisors Wealth Management, LLC 0.06% of their portfolio YAKIMA, WA 10,76910.8k $232.8k $232.8k 0.06% Added +957 +957
77 1620 INVESTMENT ADVISORS, INC. 0.26% of their portfolio PLYMOUTH, MA 10,61510.6k $229.5k $229.5k 0.26% Added +300 +300
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,40710.4k $225.0k $225.0k 0.00% Reduced -19.7k -19,697
79 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,30310.3k $222.8k $222.8k 0.00% Added +202 +202
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,6009.6k $207.6k $207.6k 0.00% Added +600 +600
81 FOCUS Wealth Advisors, LLC 0.14% of their portfolio HOUSTON, TX 9,3989.4k $203.2k $203.2k 0.14% Reduced -26.5k -26,540
82 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,5988.6k $185.9k $185.9k 0.01% Added +1.5k +1,549
83 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,9264.9k $106.5k $106.5k 0.00% Reduced -11.3k -11,296
84 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,5004.5k $97.3k $97.3k 0.01% Unchanged
85 DAVIDSON INVESTMENT ADVISORS 0.00% of their portfolio GREAT FALLS, MT 3,2433.2k $70.1k $70.1k 0.00% New
86 VitalStone Financial, LLC 0.06% of their portfolio SHAVANO PARK, TX 3,0883.1k $66.0k $66.0k 0.06% Unchanged
87 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,9663.0k $64.0k $64.0k 0.00% Reduced -969 -969
88 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,0002.0k $43.2k $43.2k 0.00% Reduced -8.2k -8,238
89 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,8531.9k $40.1k $40.1k 0.01% Added +1.4k +1,353
90 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,8431.8k $39.8k $39.8k 0.00% Unchanged
91 FMR LLC 0.00% of their portfolio BOSTON, MA 1,3861.4k $30.0k $30.0k 0.00% Added +1.4k +1,385
92 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,3021.3k $28.0k $28.0k 0.00% Reduced -708 -708
93 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 774774 $16.7k $16.7k 0.00% Reduced -28 -28
94 Independence Bank of Kentucky 0.01% of their portfolio OWENSBORO, KY 750750 $16.2k $16.2k 0.01% Unchanged
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 620620 $13.4k $13.4k 0.00% New
96 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 500500 $10.8k $10.8k 0.00% Unchanged
97 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 414414 $9.0k $9.0k 0.00% Unchanged
98 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 311311 $6.7k $6.7k 0.00% Reduced -2 -2
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 303303 $7.0k $7.0k 0.00% Unchanged
100 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 247247 $5.3k $5.3k 0.00% New