Vault-13

VANECK ETF TRUST SHYD

SHRT HGH YLD MUN · ETP · CUSIP 92189F387

112 institutional holders +4 vs Q4 2022
9,597,6569.6m shares reported held*
$214.2mreported value*
16 new 48 added 31 reduced 10 sold out net sold ≈ $7.4m (-327.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($108.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.32.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 102Q4 22: 108Q1 23: 112112Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022102
Q4 2022108
Q1 2023112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 41 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225053
Q1 20236441

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $2.1mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$2.1m$00.00
Q1 2023$0$0—

Biggest buyers

Global Strategic Investment Solutions, LLC New +278,961+279.0k
JANE STREET GROUP, LLC New +219,018+219.0k
MERCER GLOBAL ADVISORS INC /ADV Added +142,694+142.7k
ENVESTNET ASSET MANAGEMENT INC Added +96,196+96.2k
FLOW TRADERS U.S. LLC New +83,536+83.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +68,467+68.5k
MORGAN STANLEY Added +56,687+56.7k
LPL Financial LLC Added +53,149+53.1k
SimpliFi, Inc. Added +33,366+33.4k
Allworth Financial LP Added +29,953+30.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -603,297-603.3k
Fragasso Financial Advisors Inc Reduced -206,831-206.8k
Janney Montgomery Scott LLC Reduced -161,885-161.9k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Reduced -143,882-143.9k
Equitable Holdings, Inc. Reduced -133,011-133.0k
ROYAL BANK OF CANADA Reduced -118,300-118.3k
PINNACLE ASSOCIATES LTD Sold out -41,885-41.9k
IFP Advisors, Inc Reduced -41,741-41.7k
Visionary Wealth Advisors Reduced -35,926-35.9k
Tortoise Investment Management, LLC Reduced -35,735-35.7k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,400,9751.4m $31.2m $31.2m 0.01% Reduced -603.3k -603,297
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 795,258795.3k $17.7m $17.7m 0.00% Added +56.7k +56,687
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 722,870722.9k $16.1m $16.1m 0.01% Added +96.2k +96,196
4 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 526,907526.9k $11.7m $11.7m 0.05% Added +142.7k +142,694
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 525,334525.3k $11.7m $11.7m 0.00% Added +11.3k +11,282
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 339,397339.4k $7.6m $7.6m 0.01% Added +53.1k +53,149
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 311,117311.1k $6.9m $6.9m 0.00% Reduced -118.3k -118,300
8 Capital Analysts, LLC 0.39% of their portfolio FORT WASHINGTON, PA 306,496306.5k $6.8m $6.8m 0.39% Reduced -6.0k -6,011
9 Global Strategic Investment Solutions, LLC 0.89% of their portfolio Scottsdale, AZ 278,961279.0k $6.2m $6.2m 0.89% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 248,689248.7k $5.5m $5.5m 0.00% Added +29.0k +28,970
11 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 219,018219.0k $4.9m $4.9m 0.01% New
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 199,464199.5k $4.4m $4.4m 0.00% Added +4.7k +4,658
13 Visionary Wealth Advisors 0.34% of their portfolio O'FALLON, IL 178,006178.0k $4.0m $4.0m 0.34% Reduced -35.9k -35,926
14 Fragasso Financial Advisors Inc 0.45% of their portfolio SEWICKLEY, PA 177,946177.9k $4.0m $4.0m 0.45% Reduced -206.8k -206,831
15 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 166,064166.1k $3.7m $3.7m 0.01% Added +22.5k +22,516
16 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 162,446162.4k $3.6m $3.6m 0.04% Added +30.0k +29,953
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 143,242143.2k $3.2m $3.2m 0.01% Reduced -16.4k -16,378
18 Willis Johnson & Associates, Inc. 0.35% of their portfolio Houston, TX 131,955132.0k $2.9m $2.9m 0.35% Added +4.2k +4,204
19 SIGNET FINANCIAL MANAGEMENT, LLC 0.49% of their portfolio PARSIPPANY, NJ 130,773130.8k $2.9m $2.9m 0.49% Added +15.4k +15,409
20 Dakota Wealth Management 0.19% of their portfolio PALM BEACH GARDENS, FL 130,210130.2k $2.9m $2.9m 0.19% Added +9.6k +9,579
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 121,741121.7k $2.7m $2.7m 0.01% Added +68.5k +68,467
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 114,292114.3k $2.5m $2.5m 0.00% Added +25.1k +25,102
23 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 113,275113.3k $2.5m $2.5m 0.02% Reduced -4.4k -4,429
24 NAPLES GLOBAL ADVISORS, LLC 0.29% of their portfolio NAPLES, FL 104,440104.4k $2.3m $2.3m 0.29% Reduced -20.6k -20,610
25 High Net Worth Advisory Group LLC 0.93% of their portfolio NAPLES, FL 102,026102.0k $2.3m $2.3m 0.93% Added +8 +8
26 Breakwater Capital Group 0.85% of their portfolio PARAMUS, NJ 91,24691.2k $2.0m $2.0m 0.85% Added +7.3k +7,325
27 Kades & Cheifetz LLC 1.52% of their portfolio Berwyn, PA 86,42786.4k $1.9m $1.9m 1.52% Added +1.7k +1,698
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 84,03284.0k $1.9m $1.9m 0.00% Reduced -8.9k -8,856
29 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 83,53683.5k $1.9m $1.9m 0.08% New
30 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 70,83970.8k $1.6m $1.6m 0.07% Added +12.4k +12,422
31 Heartwood Wealth Advisors LLC 0.21% of their portfolio RICHMOND, VA 62,21462.2k $1.4m $1.4m 0.21% Unchanged
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 59,55759.6k $1.3m $1.3m 0.02% Added +11.8k +11,832
33 JACOBSON & SCHMITT ADVISORS, LLC 0.36% of their portfolio MIDDLETON, WI 56,98357.0k $1.3m $1.3m 0.36% Added +1.8k +1,811
34 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 56,72856.7k $1.3m $1.3m 0.00% Reduced -7.4k -7,444
35 Dynamic Advisor Solutions LLC 0.07% of their portfolio PHOENIX, AZ 53,26253.3k $1.2m $1.2m 0.07% Added +18.9k +18,923
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 51,61951.6k $1.2m $1.2m 0.01% Added +4.8k +4,762
37 McAdam, LLC 0.10% of their portfolio Philadelphia, PA 50,92750.9k $1.1m $1.1m 0.10% Added +19.4k +19,405
38 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 48,23548.2k $1.1m $1.1m 0.04% Added +3.6k +3,559
39 Tortoise Investment Management, LLC 0.16% of their portfolio WHITE PLAINS, NY 46,08246.1k $1.0m $1.0m 0.16% Reduced -35.7k -35,735
40 SimpliFi, Inc. 0.50% of their portfolio SAN DIEGO, CA 45,39145.4k $1.0m $1.0m 0.50% Added +33.4k +33,366
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 44,95945.0k $1.0m $1.0m 0.01% Added +8.6k +8,617
42 TRUSTMARK BANK TRUST DEPARTMENT 0.09% of their portfolio JACKSON, MS 43,96844.0k $980.0k $980.0k 0.09% Reduced -6.0k -6,000
43 First Heartland Consultants, Inc. 0.14% of their portfolio LAKE ST. LOUIS, MO 41,82041.8k $932.2k $932.2k 0.14% Added +6.6k +6,589
44 FOCUS Wealth Advisors, LLC 0.61% of their portfolio HOUSTON, TX 41,72841.7k $930.1k $930.1k 0.61% Unchanged
45 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 38,71838.7k $863.0k $863.0k 0.01% Reduced -15.2k -15,204
46 DEAN INVESTMENT ASSOCIATES, LLC 0.13% of their portfolio BEAVERCREEK, OH 35,20035.2k $784.6k $784.6k 0.13% Unchanged
47 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 34,68734.7k $773.2k $773.2k 0.02% Reduced -1.6k -1,596
48 Occidental Asset Management, LLC 0.19% of their portfolio Burlingame, CA 34,03434.0k $758.6k $758.6k 0.19% Added +957 +957
49 Innova Wealth Partners 0.61% of their portfolio NEWTOWN, PA 31,42431.4k $700.4k $700.4k 0.61% Reduced -100 -100
50 Secure Asset Management, LLC 0.22% of their portfolio Troy, MI 29,54129.5k $658.5k $658.5k 0.22% Added +3.2k +3,201
51 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 28,90328.9k $644.3k $644.3k 0.03% Added +807 +807
52 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 28,87128.9k $643.5k $643.5k 0.03% Added +1.9k +1,915
53 Cross Staff Investments Inc 0.60% of their portfolio PITTSFORD, NY 27,21027.2k $606.5k $606.5k 0.60% Unchanged
54 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 26,35126.4k $587.4k $587.4k 0.03% Added +3.5k +3,539
55 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,29826.3k $586.0k $586.0k 0.00% Added +3.3k +3,266
56 BRANDYWINE OAK PRIVATE WEALTH LLC 0.06% of their portfolio Kennett Square, PA 24,59724.6k $548.3k $548.3k 0.06% Reduced -11.5k -11,488
57 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 23,91923.9k $533.2k $533.2k 0.00% Added +1.3k +1,332
58 Allen Capital Group, LLC 0.10% of their portfolio GRAND ISLAND, NE 22,79922.8k $508.2k $508.2k 0.10% New
59 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,93321.9k $488.9k $488.9k 0.02% Unchanged
60 Stone Summit Wealth LLC 0.21% of their portfolio MIAMI, FL 21,16321.2k $471.7k $471.7k 0.21% Added +1.8k +1,750
61 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 20,86720.9k $465.1k $465.1k 0.00% Reduced -7.1k -7,068
62 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.01% of their portfolio MINNEAPOLIS, MN 18,83218.8k $419.8k $419.8k 0.01% Reduced -143.9k -143,882
63 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 18,64218.6k $415.5k $415.5k 0.01% New
64 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 18,35618.4k $409.2k $409.2k 0.01% Reduced -900 -900
65 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,88417.9k $398.6k $398.6k 0.00% Reduced -2.5k -2,454
66 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 16,98617.0k $378.6k $378.6k 0.04% Added +66 +66
67 Curtis Advisory Group, LLC 0.13% of their portfolio SANTA BARBARA, CA 15,52015.5k $345.9k $345.9k 0.13% Reduced -3.5k -3,517
68 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 14,80614.8k $330.0k $330.0k 0.01% Reduced -584 -584
69 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,63013.6k $303.8k $303.8k 0.00% Reduced -386 -386
70 NEIRG Wealth Management, LLC 0.05% of their portfolio NORTH ANDOVER, MA 13,06613.1k $291.2k $291.2k 0.05% Unchanged
71 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 12,76512.8k $285.0k $285.0k 0.02% Added +179 +179
72 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,51512.5k $279.0k $279.0k 0.00% Reduced -133.0k -133,011
73 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 12,41912.4k $276.8k $276.8k 0.02% Added +301 +301
74 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,28012.3k $273.7k $273.7k 0.00% Added +620 +620
75 PFG Advisors 0.02% of their portfolio Phoenix, AZ 11,85411.9k $264.2k $264.2k 0.02% New
76 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 10,96211.0k $244.3k $244.3k 0.00% Added +9 +9
77 QP WEALTH MANAGEMENT, LLC 0.39% of their portfolio BOCA RATON, FL 10,62310.6k $236.8k $236.8k 0.39% New
78 1620 INVESTMENT ADVISORS, INC. 0.28% of their portfolio PLYMOUTH, MA 10,59010.6k $236.1k $236.1k 0.28% Added +650 +650
79 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,13610.1k $226.0k $226.0k 0.00% Reduced -161.9k -161,885
80 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 10,13110.1k $225.8k $225.8k 0.01% New
81 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,08910.1k $224.9k $224.9k 0.00% New
82 Capital Advisors Wealth Management, LLC 0.06% of their portfolio YAKIMA, WA 9,7389.7k $217.1k $217.1k 0.06% New
83 BCS Wealth Management 0.10% of their portfolio JOHNSON CITY, TN 9,5559.6k $213.0k $213.0k 0.10% Unchanged
84 EAGLE GLOBAL ADVISORS LLC 0.01% of their portfolio Houston, TX 9,3849.4k $209.2k $209.2k 0.01% Reduced -850 -850
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,0009.0k $201.0k $201.0k 0.00% Unchanged
86 FMR LLC 0.00% of their portfolio BOSTON, MA 6,3846.4k $142.3k $142.3k 0.00% Added +6.4k +6,383
87 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 5,7815.8k $129.0k $129.0k 0.00% Unchanged
88 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,2635.3k $117.3k $117.3k 0.01% Added +1.6k +1,560
89 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,0955.1k $124.2k $124.2k 0.01% Reduced -41.7k -41,741
90 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,5004.5k $100.3k $100.3k 0.01% Unchanged
91 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,9223.9k $87.0k $87.0k 0.00% New
92 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0072.0k $44.7k $44.7k 0.00% Added +1.3k +1,307
93 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,7031.7k $38.0k $38.0k 0.00% Added +684 +684
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,3501.4k $30.1k $30.1k 0.00% New
95 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1,3041.3k $29.1k $29.1k 0.00% Unchanged
96 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 0.04% of their portfolio WASHINGTON, DC 1,1811.2k $263.2k $263.2k 0.04% New
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 989989 $22.0k $22.0k 0.00% Reduced -556 -556
98 PFS Partners, LLC 0.02% of their portfolio MINE HILL, NJ 898898 $20.0k $20.0k 0.02% New
99 MBM WEALTH CONSULTANTS, LLC 0.03% of their portfolio CHESTERFIELD, MO 870870 $65.0k $65.0k 0.03% Unchanged
100 MACROVIEW INVESTMENT MANAGEMENT LLC 0.03% of their portfolio BETHESDA, MD 805805 $17.9k $17.9k 0.03% Reduced -6.0k -5,961