Vault-13

UPLAND SOFTWARE INC

COM · CUSIP 91544A109 · ISIN US91544A1097

1 institutional holders -45 vs Q1 2026
11 shares reported held*
$1reported value*
0 new 0 added 0 reduced 44 sold out net sold ≈ $6.7m (-10.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.00.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 137Q4 22: 134Q1 23: 123Q2 23: 91Q3 23: 81Q4 23: 96Q1 24: 81Q2 24: 65Q3 24: 70Q4 24: 76Q1 25: 71Q2 25: 66Q3 25: 69Q4 25: 59Q1 26: 46Q2 26: 11Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022137
Q4 2022134
Q1 2023123
Q2 202391
Q3 202381
Q4 202396
Q1 202481
Q2 202465
Q3 202470
Q4 202476
Q1 202571
Q2 202566
Q3 202569
Q4 202559
Q1 202646
Q2 20261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 25 bought or addedQ3 24: 27 cut or sold outQ4 24: 44 bought or addedQ4 24: 33 cut or sold outQ4 24Q1 25: 27 bought or addedQ1 25: 42 cut or sold outQ2 25: 20 bought or addedQ2 25: 39 cut or sold outQ2 25Q3 25: 26 bought or addedQ3 25: 32 cut or sold outQ4 25: 19 bought or addedQ4 25: 39 cut or sold outQ4 25Q1 26: 13 bought or addedQ1 26: 34 cut or sold outQ2 26: 0 bought or addedQ2 26: 44 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242527
Q4 20244433
Q1 20252742
Q2 20252039
Q3 20252632
Q4 20251939
Q1 20261334
Q2 2026044

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $466.7kQ3 25 puts: $97.7kQ3 25P/C 0.21Q4 25 calls: $151.2kQ4 25 puts: $3.9kQ4 25P/C 0.03Q1 26 calls: $35.2kQ1 26 puts: $66Q1 26P/C 0.00Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$466.7k$97.7k0.21
Q4 2025$151.2k$3.9k0.03
Q1 2026$35.2k$660.00
Q2 2026$0$0—

Biggest buyers

None

Biggest sellers

AMERIPRISE FINANCIAL INC Sold out -1,355,641-1.4m
ACADIAN ASSET MANAGEMENT LLC Sold out -1,211,465-1.2m
VANGUARD CAPITAL MANAGEMENT LLC Sold out -1,203,774-1.2m
RICE HALL JAMES & ASSOCIATES, LLC Sold out -974,448-974.4k
CastleKnight Management LP Sold out -777,201-777.2k
D. E. Shaw & Co., Inc. Sold out -658,110-658.1k
BlackRock, Inc. Sold out -624,539-624.5k
GEODE CAPITAL MANAGEMENT, LLC Sold out -450,094-450.1k
RBF Capital, LLC Sold out -427,548-427.5k
TWO SIGMA INVESTMENTS, LP Sold out -412,114-412.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
van Schaick Petrus Paulus 13G · passive investor +2.0 pts · filed 2025-11-10 9.0% +2.0 pts 2.6m 2025-11-10

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $1 $1 0.00% Unchanged