Vault-13

UPLAND SOFTWARE INC

COM · CUSIP 91544A109 · ISIN US91544A1097

65 institutional holders -16 vs Q1 2024
16,743,40716.7m shares reported held*
$41.7mreported value*
6 new 15 added 30 reduced 21 sold out net sold ≈ $6.9m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.49. Options: 4 managers hold calls ($36.1k notional), 5 hold puts ($128.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 137Q4 22: 134Q1 23: 123Q2 23: 91Q3 23: 81Q4 23: 96Q1 24: 81Q2 24: 6565Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022137
Q4 2022134
Q1 2023123
Q2 202391
Q3 202381
Q4 202396
Q1 202481
Q2 202465

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 71 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 75 bought or addedQ1 23: 60 cut or sold outQ2 23: 43 bought or addedQ2 23: 79 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 49 cut or sold outQ4 23: 40 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 60 cut or sold outQ2 24: 21 bought or addedQ2 24: 51 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227170
Q1 20237560
Q2 20234379
Q3 20233349
Q4 20234038
Q1 20242260
Q2 20242151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $1.1mQ3 23 puts: $204.5kQ3 23P/C 0.18Q4 23 calls: $374.5kQ4 23 puts: $416.4kQ4 23P/C 1.11Q1 24 calls: $90.8kQ1 24 puts: $212.6kQ1 24P/C 2.34Q2 24 calls: $36.1kQ2 24 puts: $128.3kQ2 24P/C 3.55
Numbers
QuarterCallsPutsP/C
Q3 2023$1.1m$204.5k0.18
Q4 2023$374.5k$416.4k1.11
Q1 2024$90.8k$212.6k2.34
Q2 2024$36.1k$128.3k3.55

Biggest buyers

CastleKnight Management LP Added +759,464+759.5k
RENAISSANCE TECHNOLOGIES LLC Added +185,617+185.6k
Heron Bay Capital Management New +74,114+74.1k
D. E. Shaw & Co., Inc. Added +52,772+52.8k
AMERIPRISE FINANCIAL INC Added +19,456+19.5k
NewEdge Advisors, LLC New +19,357+19.4k
GOLDMAN SACHS GROUP INC Added +17,691+17.7k
Savant Capital, LLC New +13,500+13.5k
MACKENZIE FINANCIAL CORP Added +12,898+12.9k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +10,600+10.6k

Biggest sellers

272 Capital LP Reduced -787,362-787.4k
First Eagle Investment Management, LLC Sold out -594,819-594.8k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -282,007-282.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -259,361-259.4k
VICTORY CAPITAL MANAGEMENT INC Sold out -237,037-237.0k
BlackRock Inc. Reduced -217,381-217.4k
JANE STREET GROUP, LLC Reduced -194,452-194.5k
JACOBS LEVY EQUITY MANAGEMENT, INC Reduced -193,395-193.4k
Hodges Capital Management Inc. Reduced -100,863-100.9k
AQR CAPITAL MANAGEMENT LLC Sold out -95,266-95.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $28.9k11.6k shares
SIMPLEX TRADING, LLC Reduced $4.0k1.9k shares
GROUP ONE TRADING LLC New $3.2k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $87.4k35.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $30.6k12.3k shares
SIMPLEX TRADING, LLC Added $7.0k2.9k shares
GROUP ONE TRADING LLC Added $3.2k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
van Schaick Petrus Paulus 13G · passive investor +2.0 pts · filed 2025-11-10 9.0% +2.0 pts 2.6m 2025-11-10

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,897,2281.9m $4.7m $4.7m 0.00% Unchanged
2 NEW SOUTH CAPITAL MANAGEMENT INC 0.16% of their portfolio MEMPHIS, TN 1,434,8221.4m $3.6m $3.6m 0.16% Reduced -38.2k -38,215
3 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 1,331,3811.3m $3.3m $3.3m 0.01% Unchanged
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,330,4291.3m $3.3m $3.3m 0.00% Added +19.5k +19,456
5 CastleKnight Management LP 0.44% of their portfolio New York, NY 1,325,3091.3m $3.3m $3.3m 0.44% Added +759.5k +759,464
6 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 1,264,3131.3m $3.1m $3.1m 0.00% Added +52.8k +52,772
7 Hodges Capital Management Inc. 0.21% of their portfolio DALLAS, TX 1,224,6501.2m $3.0m $3.0m 0.21% Reduced -100.9k -100,863
8 BlackRock Inc. 0.00% of their portfolio New York, NY 832,862832.9k $2.1m $2.1m 0.00% Reduced -217.4k -217,381
9 272 Capital LP 0.92% of their portfolio DALLAS, TX 738,421738.4k $1.8m $1.8m 0.92% Reduced -787.4k -787,362
10 RBF Capital, LLC 0.08% of their portfolio RENO, NV 519,183519.2k $1.3m $1.3m 0.08% Unchanged
11 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 493,179493.2k $1.2m $1.2m 0.00% Reduced -35.8k -35,797
12 BOOTHBAY FUND MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 491,018491.0k $1.2m $1.2m 0.04% Reduced -282.0k -282,007
13 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 411,760411.8k $1.0m $1.0m 0.00% Reduced -31.9k -31,917
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 288,408288.4k $718.1k $718.1k 0.00% Added +185.6k +185,617
15 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 286,484286.5k $713.5k $713.5k 0.00% Reduced -35.1k -35,092
16 RICE HALL JAMES & ASSOCIATES, LLC 0.04% of their portfolio San Diego, CA 273,575273.6k $681.2k $681.2k 0.04% Added +9.8k +9,755
17 Man Group plc 0.00% of their portfolio LONDON, X0 268,529268.5k $668.6k $668.6k 0.00% Reduced -39.1k -39,134
18 ROYCE & ASSOCIATES LP 0.01% of their portfolio New York, NY 244,100244.1k $607.8k $607.8k 0.01% Unchanged
19 JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio FLORHAM PARK, NJ 209,912209.9k $522.7k $522.7k 0.00% Reduced -193.4k -193,395
20 RIVER GLOBAL INVESTORS LLP 0.14% of their portfolio LONDON, X0 204,963205.0k $511.4k $511.4k 0.14% Reduced -2.7k -2,657
21 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 180,500180.5k $449.4k $449.4k 0.00% Reduced -71.2k -71,200
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 164,400164.4k $409.4k $409.4k 0.01% Added +10.6k +10,600
23 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 150,219150.2k $374.0k $374.0k 0.00% Added +6.0k +6,018
24 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 120,437120.4k $299.9k $299.9k 0.00% Reduced -20.7k -20,682
25 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 102,051102.1k $254.1k $254.1k 0.00% Added +3.8k +3,800
26 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 99,27099.3k $247.2k $247.2k 0.00% Reduced -12.9k -12,874
27 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 75,05675.1k $186.9k $186.9k 0.00% Reduced -6.0k -6,020
28 Heron Bay Capital Management 0.04% of their portfolio BLOOMFIELD HILLS, MI 74,11474.1k $184.5k $184.5k 0.04% New
29 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 60,76460.8k $151.3k $151.3k 0.00% Reduced -456 -456
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 60,73560.7k $151.2k $151.2k 0.00% Reduced -2.6k -2,571
31 FMR LLC 0.00% of their portfolio BOSTON, MA 60,49260.5k $150.6k $150.6k 0.00% Added +3.4k +3,410
32 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 57,00057.0k $141.0k $141.0k 0.01% Reduced -2.5k -2,500
33 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 44,00044.0k $110.0k $110.0k 0.00% Unchanged
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 43,96944.0k $109.5k $109.5k 0.00% Reduced -2.6k -2,564
35 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 38,87438.9k $98.0k $98.0k 0.00% Reduced -2.5k -2,494
36 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 35,87535.9k $89.3k $89.3k 0.00% Reduced -6.9k -6,864
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 32,85832.9k $81.8k $81.8k 0.00% Reduced -929 -929
38 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 30,19130.2k $75.2k $75.2k 0.00% Added +12.9k +12,898
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,34128.3k $70.6k $70.6k 0.00% Added +17.7k +17,691
40 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 25,62725.6k $63.8k $63.8k 0.00% Added +1.3k +1,285
41 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 24,14524.1k $60.1k $60.1k 0.00% Added +676 +676
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 22,77522.8k $56.7k $56.7k 0.00% Unchanged
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,11721.1k $52.6k $52.6k 0.00% Reduced -84.3k -84,258
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,35719.4k $48.2k $48.2k 0.00% New
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,41317.4k $43.4k $43.4k 0.00% Reduced -194.5k -194,452
46 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 17,00017.0k $42.3k $42.3k 0.00% Unchanged
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,19516.2k $40.3k $40.3k 0.00% Reduced -49.0k -49,013
48 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 13,50013.5k $33.6k $33.6k 0.00% New
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,62312.6k $31.4k $31.4k 0.00% Added +1.0k +1,000
50 Pingora Partners LLC 0.02% of their portfolio WILSON, WY 11,80011.8k $29.4k $29.4k 0.02% Unchanged
51 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 4,2284.2k $10.5k $10.5k 0.00% Reduced -11.9k -11,880
52 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,9342.9k $7.3k $7.3k 0.00% New
53 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,8981.9k $4.7k $4.7k 0.00% Unchanged
54 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0001.0k $2.5k $2.5k 0.00% New
55 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 776776 $1.9k $1.9k 0.00% Reduced -166 -166
56 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 649649 $1.6k $1.6k 0.00% Reduced -79 -79
57 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 275275 $685 $685 0.00% Unchanged
58 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 250250 $623 $623 0.00% Added +211 +211
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 5252 $129 $129 0.00% Reduced -12.4k -12,440
60 BURKETT FINANCIAL SERVICES, LLC 0.00% of their portfolio ROCK HILL, SC 5050 $125 $125 0.00% Unchanged
61 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3939 $97 $97 0.00% Reduced -65.5k -65,477
62 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1717 $42 $42 0.00% Unchanged
63 INNEALTA CAPITAL, LLC 0.00% of their portfolio AUSTIN, TX 1414 $35 $35 0.00% New
64 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $2 $2 0.00% Unchanged
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged