Vault-13

UNIVERSAL ELECTRS INC UEIC

COM · Common Stock · CUSIP 913483103

74 institutional holders -5 vs Q1 2024
8,190,8298.2m shares reported held*
63.1% of all shares outstanding*
$95.2mreported value*
11 new 20 added 30 reduced 16 sold out net bought ≈ $2.0m (+169.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($474.5k this quarter). Holder counts are more reliable. Shares outstanding: 13.0m as of 2024-08-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $11.62. Options: 3 managers hold calls ($124.5k notional), 3 hold puts ($54.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 116Q4 22: 112Q1 23: 113Q2 23: 98Q3 23: 88Q4 23: 81Q1 24: 79Q2 24: 7474Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022116
Q4 2022112
Q1 2023113
Q2 202398
Q3 202388
Q4 202381
Q1 202479
Q2 202474

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 66 cut or sold outQ2 23: 43 bought or addedQ2 23: 72 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 50 cut or sold outQ4 23: 35 bought or addedQ4 23: 49 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 44 cut or sold outQ2 24: 31 bought or addedQ2 24: 46 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224955
Q1 20236266
Q2 20234372
Q3 20233650
Q4 20233549
Q1 20243044
Q2 20243146

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $89.6kQ3 23 puts: $772.6kQ3 23P/C 8.62Q4 23 calls: $7.5kQ4 23 puts: $238.2kQ4 23P/C 31.71Q1 24 calls: $43.0kQ1 24 puts: $51.0kQ1 24P/C 1.19Q2 24 calls: $124.5kQ2 24 puts: $54.2kQ2 24P/C 0.43
Numbers
QuarterCallsPutsP/C
Q3 2023$89.6k$772.6k8.62
Q4 2023$7.5k$238.2k31.71
Q1 2024$43.0k$51.0k1.19
Q2 2024$124.5k$54.2k0.43

Biggest buyers

Kent Lake Capital LLC Added +550,268+550.3k
AMH Equity Ltd Added +185,380+185.4k
AMERIPRISE FINANCIAL INC Added +157,863+157.9k
Informed Momentum Co LLC New +65,889+65.9k
ACADIAN ASSET MANAGEMENT LLC Added +41,795+41.8k
AMERICAN CENTURY COMPANIES INC Added +32,911+32.9k
KENNEDY CAPITAL MANAGEMENT LLC New +26,029+26.0k
VANGUARD GROUP INC Added +25,650+25.6k
Assenagon Asset Management S.A. Added +21,337+21.3k
SEI INVESTMENTS CO New +18,235+18.2k

Biggest sellers

Ancora Advisors LLC Sold out -269,834-269.8k
SEGALL BRYANT & HAMILL, LLC Sold out -112,896-112.9k
MORGAN STANLEY Reduced -79,122-79.1k
Walleye Capital LLC Reduced -59,855-59.9k
GSA CAPITAL PARTNERS LLP Reduced -54,059-54.1k
First Eagle Investment Management, LLC Reduced -37,860-37.9k
BlackRock Inc. Reduced -35,398-35.4k
Empowered Funds, LLC Reduced -35,076-35.1k
HOWLAND CAPITAL MANAGEMENT LLC Sold out -32,942-32.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -32,700-32.7k

Biggest calls

CITADEL ADVISORS LLC Added $118.5k10.2k shares
SIMPLEX TRADING, LLC Unchanged $6.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $44.2k3.8k shares
SIMPLEX TRADING, LLC Reduced $10.0k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AMERIPRISE FINANCIAL INC 13G · institution +5.1 pts · filed 2026-09-04 13.2% +5.1 pts 1.7m≈ $8.1m 2026-09-04
TORO 18 HOLDINGS LLC 13D · may seek influence -1.9 pts · filed 2026-09-11 9.2% -1.9 pts 1.3m≈ $6.1m 2026-09-11

Fell to 5% or below in the last year: Leviticus Partners LP (4.9%, 2026-05-14), Kent Lake PR LLC (4.9%, 2025-11-18)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 2 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 4 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20232$97.3k0——
Q2 20231$10.0k0——
Q3 20234$232.9k0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 777,960778.0k $9.0m $9.0m 0.00% Added +157.9k +157,863
2 Kent Lake Capital LLC 3.71% of their portfolio RENO, NV 708,879708.9k $8.2m $8.2m 3.71% Added +550.3k +550,268
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 697,352697.4k $8.1m $8.1m 0.01% Reduced -9.9k -9,865
4 AMH Equity Ltd 11.68% of their portfolio Great Neck, NY 677,348677.3k $7.9m $7.9m 11.68% Added +185.4k +185,380
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 580,813580.8k $6.7m $6.7m 0.00% Added +25.6k +25,650
6 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio CHICAGO, IL 530,937530.9k $6.2m $6.2m 0.02% Reduced -906 -906
7 ACADIAN ASSET MANAGEMENT LLC 0.02% of their portfolio Boston, MA 499,940499.9k $5.8m $5.8m 0.02% Added +41.8k +41,795
8 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 392,822392.8k $4.6m $4.6m 0.00% Added +13.5k +13,495
9 Pacific Ridge Capital Partners, LLC 0.98% of their portfolio LAKE OSWEGO, OR 352,054352.1k $4.1m $4.1m 0.98% Reduced -13.4k -13,403
10 BlackRock Inc. 0.00% of their portfolio New York, NY 304,416304.4k $3.5m $3.5m 0.00% Reduced -35.4k -35,398
11 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 177,268177.3k $2.1m $2.1m 0.00% Reduced -32.3k -32,292
12 First Eagle Investment Management, LLC 0.00% of their portfolio NEW YORK, NY 168,315168.3k $2.0m $2.0m 0.00% Reduced -37.9k -37,860
13 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 165,845165.8k $1.9m $1.9m 0.00% Added +32.9k +32,911
14 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 161,420161.4k $1.9m $1.9m 0.02% Reduced -59.9k -59,855
15 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 140,077140.1k $1.6m $1.6m 0.00% Added +21.3k +21,337
16 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 131,621131.6k $1.5m $1.5m 0.00% Reduced -3.0k -2,996
17 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 129,760129.8k $1.5m $1.5m 0.00% Added +13.0k +13,045
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.03% of their portfolio HOUSTON, TX 119,141119.1k $1.4m $1.4m 0.03% Added +14.0k +14,040
19 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 117,123117.1k $1.4m $1.4m 0.00% Reduced -32.7k -32,700
20 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 115,653115.7k $1.3m $1.3m 0.00% Unchanged
21 JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio FLORHAM PARK, NJ 109,200109.2k $1.3m $1.3m 0.01% Reduced -23.0k -23,046
22 Acuitas Investments, LLC 0.54% of their portfolio Seattle, WA 86,92186.9k $1.0m $1.0m 0.54% Added +463 +463
23 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 71,24471.2k $827.9k $827.9k 0.00% Reduced -18.8k -18,786
24 Informed Momentum Co LLC 0.12% of their portfolio SOLANA BEACH, CA 65,88965.9k $765.6k $765.6k 0.12% New
25 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 65,20865.2k $758.0k $758.0k 0.05% Reduced -54.1k -54,059
26 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 60,20060.2k $699.5k $699.5k 0.00% Reduced -9.7k -9,700
27 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 57,27357.3k $665.5k $665.5k 0.00% Added +16.3k +16,343
28 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 53,97054.0k $627.1k $627.1k 0.00% Reduced -9.0k -8,976
29 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 51,50051.5k $598.4k $598.4k 0.00% Reduced -3.5k -3,500
30 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 49,72049.7k $577.7k $577.7k 0.00% Added +1.1k +1,100
31 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 49,18449.2k $571.5k $571.5k 0.01% Unchanged
32 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 46,32746.3k $538.3k $538.3k 0.00% Reduced -27.1k -27,129
33 Empowered Funds, LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 40,83640.8k $474.5k $474.5k 0.01% Reduced -35.1k -35,076
34 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 36,68936.7k $426.3k $426.3k 0.01% Reduced -28.3k -28,327
35 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 34,57534.6k $401.8k $401.8k 0.00% Added +2.1k +2,139
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 32,08832.1k $372.9k $372.9k 0.00% Added +4.4k +4,416
37 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 27,30027.3k $317.2k $317.2k 0.00% Reduced -5.5k -5,500
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,46426.5k $307.5k $307.5k 0.00% Added +5.1k +5,068
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 26,10626.1k $303.4k $303.4k 0.00% Reduced -79.1k -79,122
40 KENNEDY CAPITAL MANAGEMENT LLC 0.01% of their portfolio ST LOUIS, MO 26,02926.0k $302.5k $302.5k 0.01% New
41 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 25,00025.0k $291.0k $291.0k 0.00% Unchanged
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,05724.1k $279.5k $279.5k 0.00% Reduced -7.6k -7,636
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,03420.0k $232.8k $232.8k 0.00% Added +1.6k +1,605
44 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 20,03320.0k $232.8k $232.8k 0.00% Reduced -13.2k -13,248
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,67819.7k $228.7k $228.7k 0.00% Reduced -15.3k -15,275
46 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 18,26618.3k $212.3k $212.3k 0.00% Reduced -12.1k -12,084
47 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 18,23518.2k $211.9k $211.9k 0.00% New
48 Hillsdale Investment Management Inc. 0.02% of their portfolio Toronto, A6 16,50016.5k $191.7k $191.7k 0.02% New
49 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 16,43116.4k $190.9k $190.9k 0.00% Reduced -575 -575
50 Marquette Asset Management, LLC 0.03% of their portfolio MINNEAPOLIS, MN 15,84215.8k $184.1k $184.1k 0.03% Unchanged
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,23013.2k $153.7k $153.7k 0.00% New
52 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 12,70612.7k $147.6k $147.6k 0.00% Added +519 +519
53 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 11,16611.2k $129.7k $129.7k 0.00% New
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,77010.8k $125.1k $125.1k 0.00% Added +8.3k +8,329
55 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,45710.5k $121.5k $121.5k 0.00% New
56 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 4,1654.2k $48.4k $48.4k 0.00% Reduced -558 -558
57 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 4,1324.1k $48.0k $48.0k 0.00% Unchanged
58 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,4841.5k $17.2k $17.2k 0.00% Unchanged
59 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 966966 $11.2k $11.2k 0.00% Unchanged
60 PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio Toronto, A6 762762 $9.0k $9.0k 0.00% New
61 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 679679 $7.9k $7.9k 0.00% Reduced -129 -129
62 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 500500 $5.8k $5.8k 0.00% Unchanged
63 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 448448 $5.2k $5.2k 0.00% Reduced -26.0k -25,961
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 156156 $1.8k $1.8k 0.00% Reduced -467 -467
65 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 125125 $1.4k $1.4k 0.00% Unchanged
66 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 100100 $1.2k $1.2k 0.00% New
67 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9494 $1.1k $1.1k 0.00% Unchanged
68 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7373 $845 $845 0.00% Reduced -99 -99
69 FMR LLC 0.00% of their portfolio BOSTON, MA 4848 $558 $558 0.00% Added +13 +13
70 INNEALTA CAPITAL, LLC 0.00% of their portfolio AUSTIN, TX 2424 $279 $279 0.00% New
71 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 1313 $151 $151 0.00% Unchanged
72 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1212 $139 $139 0.00% New
73 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 1212 $140 $140 0.00% Unchanged
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged