Vault-13

TWO RDS SHARED TR

ANFIELD UNVL ETF · CUSIP 90214Q766

22 institutional holders -2 vs Q3 2023
11,125,42911.1m shares reported held*
$100.7mreported value*
2 new 9 added 9 reduced 4 sold out net sold ≈ $4.5m (-496.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.05.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 18Q4 22: 23Q1 23: 19Q2 23: 20Q3 23: 24Q4 23: 2222Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202218
Q4 202223
Q1 202319
Q2 202320
Q3 202324
Q4 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 8 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 13 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221112
Q1 20231015
Q2 2023711
Q3 2023168
Q4 20231113

Biggest buyers

Foundations Investment Advisors, LLC Added +47,915+47.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,432+22.4k
MML INVESTORS SERVICES, LLC New +15,710+15.7k
ENVESTNET ASSET MANAGEMENT INC New +15,710+15.7k
CITADEL ADVISORS LLC Added +2,171+2.2k
MORGAN STANLEY Added +2,026+2.0k
Capital Wealth Alliance, LLC Added +1,778+1.8k
Cambridge Investment Research Advisors, Inc. Added +434+434
Ironwood Investment Counsel, LLC Added +366+366
UBS Group AG Added +287+287

Biggest sellers

HighTower Advisors, LLC Sold out -243,235-243.2k
Darwin Wealth Management, LLC Reduced -160,142-160.1k
GTS SECURITIES LLC Sold out -55,981-56.0k
Avior Wealth Management, LLC Reduced -35,771-35.8k
HoyleCohen, LLC Sold out -26,786-26.8k
First International Bank & Trust Reduced -23,684-23.7k
OSAIC HOLDINGS, INC. Reduced -16,822-16.8k
Dynamic Advisor Solutions LLC Reduced -16,245-16.2k
JANE STREET GROUP, LLC Reduced -12,374-12.4k
AE Wealth Management LLC Reduced -12,322-12.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -1.3 pts · filed 2025-11-03 6.4% -1.3 pts 979.0k 2025-11-03

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First International Bank & Trust 25.76% of their portfolio WATFORD CITY, ND 7,286,6207.3m $65.9m $65.9m 25.76% Reduced -23.7k -23,684
2 Darwin Wealth Management, LLC 4.28% of their portfolio TAMPA, FL 1,763,1241.8m $15.9m $15.9m 4.28% Reduced -160.1k -160,142
3 Foundations Investment Advisors, LLC 0.26% of their portfolio PHOENIX, AZ 1,062,2161.1m $9.7m $9.7m 0.26% Added +47.9k +47,915
4 Capital Wealth Alliance, LLC 2.70% of their portfolio Scottsdale, AZ 434,797434.8k $3.9m $3.9m 2.70% Added +1.8k +1,778
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 165,495165.5k $1.5m $1.5m 0.00% Added +22.4k +22,432
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 84,85984.9k $767.1k $767.1k 0.00% Reduced -12.4k -12,374
7 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 81,69681.7k $738.9k $738.9k 0.03% Reduced -16.2k -16,245
8 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 77,24777.2k $697.5k $697.5k 0.04% Reduced -35.8k -35,771
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 42,45342.5k $383.8k $383.8k 0.00% Added +2.2k +2,171
10 Ironwood Investment Counsel, LLC 0.03% of their portfolio SCOTTSDALE, AZ 17,85417.9k $161.4k $161.4k 0.03% Added +366 +366
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,36417.4k $156.9k $156.9k 0.00% Reduced -16.8k -16,822
12 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,71015.7k $142.0k $142.0k 0.00% New
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,71015.7k $142.0k $142.0k 0.00% New
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,12515.1k $137.0k $137.0k 0.00% Added +434 +434
15 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 13,62313.6k $124.1k $124.1k 0.00% Reduced -12.3k -12,322
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,66112.7k $114.5k $114.5k 0.00% Reduced -185 -185
17 Richard W. Paul & Associates, LLC 0.03% of their portfolio NOVI, MI 8,7988.8k $79.5k $79.5k 0.03% Reduced -1.4k -1,358
18 DecisionPoint Financial, LLC 0.02% of their portfolio MESA, AZ 5,6475.6k $51.0k $51.0k 0.02% Unchanged
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,0504.0k $36.6k $36.6k 0.00% Added +2.0k +2,026
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 338338 $3.1k $3.1k 0.00% Added +287 +287
21 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 4242 $376 $376 0.00% Added +1 +1
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged