Vault-13

TWO RDS SHARED TR

ANFIELD US EQU · CUSIP 90214Q733

20 institutional holders +1 vs Q4 2024
8,287,4858.3m shares reported held*
$136.7mreported value*
3 new 8 added 4 reduced 0 sold out net bought ≈ $11.5m (+698.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.49.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 11Q4 22: 12Q1 23: 12Q2 23: 12Q3 23: 13Q4 23: 19Q1 24: 14Q2 24: 14Q3 24: 15Q4 24: 19Q1 25: 2020Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202211
Q4 202212
Q1 202312
Q2 202312
Q3 202313
Q4 202319
Q1 202414
Q2 202414
Q3 202415
Q4 202419
Q1 202520

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 23: 6 bought or addedQ2 23: 6 cut or sold outQ3 23: 8 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 7 bought or addedQ4 23: 8 cut or sold outQ1 24: 5 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 6 bought or addedQ2 24: 8 cut or sold outQ3 24: 5 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 8 bought or addedQ4 24: 7 cut or sold outQ1 25: 11 bought or addedQ1 25: 4 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202366
Q3 202387
Q4 202378
Q1 2024512
Q2 202468
Q3 202457
Q4 202487
Q1 2025114

Biggest buyers

Geneos Wealth Management Inc. Added +363,204+363.2k
Foundations Investment Advisors, LLC Added +168,291+168.3k
GeoWealth Management, LLC Added +120,371+120.4k
AdvisorNet Financial, Inc New +67,712+67.7k
Anfield Capital Management, LLC Added +19,887+19.9k
ROYAL BANK OF CANADA New +11,660+11.7k
UBS Group AG Added +8,061+8.1k
OSAIC HOLDINGS, INC. New +4,548+4.5k
AE Wealth Management LLC Added +1,065+1.1k
JANE STREET GROUP, LLC Added +202+202

Biggest sellers

First International Bank & Trust Reduced -57,889-57.9k
SLT Holdings LLC Reduced -5,080-5.1k
Avior Wealth Management, LLC Reduced -3,595-3.6k
Independent Advisor Alliance Reduced -147-147

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -3.6 pts · filed 2025-11-03 62.1% -3.6 pts 4.7m 2025-11-03

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 1.56% of their portfolio PHOENIX, AZ 5,127,4745.1m $84.6m $84.6m 1.56% Added +168.3k +168,291
2 First International Bank & Trust 5.21% of their portfolio WATFORD CITY, ND 999,859999.9k $16.5m $16.5m 5.21% Reduced -57.9k -57,889
3 Anfield Capital Management, LLC 5.07% of their portfolio IRVINE, CA 832,643832.6k $13.7m $13.7m 5.07% Added +19.9k +19,887
4 Geneos Wealth Management Inc. 0.19% of their portfolio ENGLEWOOD, CO 784,178784.2k $12.9m $12.9m 0.19% Added +363.2k +363,204
5 SLT Holdings LLC 2.23% of their portfolio SCOTTSDALE, AZ 143,947143.9k $2.4m $2.4m 2.23% Reduced -5.1k -5,080
6 GeoWealth Management, LLC 0.08% of their portfolio CHICAGO, IL 120,433120.4k $2.0m $2.0m 0.08% Added +120.4k +120,371
7 Independent Advisor Alliance 0.05% of their portfolio CHARLOTTE, NC 91,12791.1k $1.5m $1.5m 0.05% Reduced -147 -147
8 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 67,71267.7k $1.1m $1.1m 0.08% New
9 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 19,10419.1k $315.0k $315.0k 0.00% Added +49 +49
10 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 18,34918.3k $302.6k $302.6k 0.00% Unchanged
11 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 17,83417.8k $292.5k $292.5k 0.01% Reduced -3.6k -3,595
12 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,10713.1k $216.1k $216.1k 0.00% Added +202 +202
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,66011.7k $192.0k $192.0k 0.00% New
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,42211.4k $188.3k $188.3k 0.00% Unchanged
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,4938.5k $140.1k $140.1k 0.00% Added +8.1k +8,061
16 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 5,8525.9k $96.5k $96.5k 0.00% Added +1.1k +1,065
17 DecisionPoint Financial, LLC 0.03% of their portfolio MESA, AZ 5,8415.8k $96.3k $96.3k 0.03% Unchanged
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,5484.5k $75.0k $75.0k 0.00% New
19 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 3,9023.9k $64.3k $64.3k 0.02% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged