Vault-13

TWO RDS SHARED TR

ANFIELD US EQU · CUSIP 90214Q733

14 institutional holders -5 vs Q4 2023
5,727,8275.7m shares reported held*
$89.2mreported value*
3 new 2 added 7 reduced 5 sold out net sold ≈ $11.3m (-723.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.57.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 11Q4 22: 12Q1 23: 12Q2 23: 12Q3 23: 13Q4 23: 19Q1 24: 1414Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202211
Q4 202212
Q1 202312
Q2 202312
Q3 202313
Q4 202319
Q1 202414

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 7 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 12 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202286
Q1 202368
Q2 202366
Q3 202387
Q4 202378
Q1 2024512

Biggest buyers

Foundations Investment Advisors, LLC Added +180,387+180.4k
JANE STREET GROUP, LLC New +30,058+30.1k
Geneos Wealth Management Inc. Added +17,260+17.3k
OSAIC HOLDINGS, INC. New +2,270+2.3k
HM PAYSON & CO New +1,594+1.6k

Biggest sellers

First International Bank & Trust Reduced -718,874-718.9k
Capital Wealth Alliance, LLC Sold out -147,930-147.9k
Anfield Capital Management, LLC Reduced -18,153-18.2k
Concorde Asset Management, LLC Sold out -15,140-15.1k
CITADEL ADVISORS LLC Sold out -13,379-13.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,205-11.2k
Mosley Wealth Management Reduced -10,717-10.7k
Avior Wealth Management, LLC Reduced -8,627-8.6k
ROYAL BANK OF CANADA Sold out -4,001-4.0k
AE Wealth Management LLC Reduced -3,135-3.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -3.6 pts · filed 2025-11-03 62.1% -3.6 pts 4.7m 2025-11-03

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 1.29% of their portfolio PHOENIX, AZ 3,156,0943.2m $49.1m $49.1m 1.29% Added +180.4k +180,387
2 First International Bank & Trust 6.18% of their portfolio WATFORD CITY, ND 1,149,5381.1m $17.9m $17.9m 6.18% Reduced -718.9k -718,874
3 Anfield Capital Management, LLC 6.03% of their portfolio IRVINE, CA 803,557803.6k $12.5m $12.5m 6.03% Reduced -18.2k -18,153
4 Geneos Wealth Management Inc. 0.30% of their portfolio ENGLEWOOD, CO 422,407422.4k $6.6m $6.6m 0.30% Added +17.3k +17,260
5 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 60,96061.0k $947.7k $947.7k 0.04% Reduced -8.6k -8,627
6 Mosley Wealth Management 0.67% of their portfolio ANAHEIM, CA 45,85045.9k $713.9k $713.9k 0.67% Reduced -10.7k -10,717
7 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 32,51532.5k $506.3k $506.3k 0.01% Reduced -2.1k -2,136
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,05830.1k $468.0k $468.0k 0.00% New
9 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,91316.9k $263.3k $263.3k 0.00% Reduced -3.1k -3,135
10 DecisionPoint Financial, LLC 0.03% of their portfolio MESA, AZ 5,8415.8k $87.8k $87.8k 0.03% Unchanged
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,2702.3k $35.3k $35.3k 0.00% New
12 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 1,5941.6k $24.8k $24.8k 0.00% New
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 230230 $3.6k $3.6k 0.00% Reduced -1.2k -1,242
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged