Vault-13

TWO RDS SHARED TR

ANFIELD US EQU · CUSIP 90214Q733

12 institutional holders +0 vs Q1 2023
8,458,4828.5m shares reported held*
$108.1mreported value*
2 new 4 added 4 reduced 2 sold out net bought ≈ $5.4m (+419.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.78.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 11Q4 22: 12Q1 23: 12Q2 23: 1212Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202211
Q4 202212
Q1 202312
Q2 202312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 8 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 6 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202286
Q1 202368
Q2 202366

Biggest buyers

Foundations Investment Advisors, LLC Added +393,222+393.2k
First International Bank & Trust Added +95,978+96.0k
Geneos Wealth Management Inc. Added +16,178+16.2k
CITADEL ADVISORS LLC New +10,467+10.5k
Capital Wealth Alliance, LLC Added +1,776+1.8k
ASSETMARK, INC New +394+394

Biggest sellers

Avior Wealth Management, LLC Reduced -48,334-48.3k
Anfield Capital Management, LLC Reduced -27,523-27.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -14,889-14.9k
PROVENCE WEALTH MANAGEMENT GROUP Reduced -3,815-3.8k
UBS Group AG Sold out -2,683-2.7k
TOWNSQUARE CAPITAL LLC Reduced -1,050-1.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -3.6 pts · filed 2025-11-03 62.1% -3.6 pts 4.7m 2025-11-03

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First International Bank & Trust 17.15% of their portfolio WATFORD CITY, ND 4,211,9414.2m $53.8m $53.8m 17.15% Added +96.0k +95,978
2 Foundations Investment Advisors, LLC 1.07% of their portfolio PHOENIX, AZ 2,519,9312.5m $32.2m $32.2m 1.07% Added +393.2k +393,222
3 Anfield Capital Management, LLC 5.50% of their portfolio IRVINE, CA 986,650986.6k $12.6m $12.6m 5.50% Reduced -27.5k -27,523
4 Geneos Wealth Management Inc. 0.24% of their portfolio ENGLEWOOD, CO 363,152363.2k $4.6m $4.6m 0.24% Added +16.2k +16,178
5 Capital Wealth Alliance, LLC 1.36% of their portfolio Scottsdale, AZ 141,495141.5k $1.8m $1.8m 1.36% Added +1.8k +1,776
6 Avior Wealth Management, LLC 0.08% of their portfolio OMAHA, NE 100,709100.7k $1.3m $1.3m 0.08% Reduced -48.3k -48,334
7 PROVENCE WEALTH MANAGEMENT GROUP 0.69% of their portfolio IRVINE, CA 91,35291.4k $1.2m $1.2m 0.69% Reduced -3.8k -3,815
8 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 22,15922.2k $283.2k $283.2k 0.01% Reduced -1.1k -1,050
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,46710.5k $133.8k $133.8k 0.00% New
10 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 10,23210.2k $130.8k $130.8k 0.01% Unchanged
11 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 394394 $5.0k $5.0k 0.00% New
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged