Vault-13

TWO RDS SHARED TR

ANFIELD US EQU · CUSIP 90214Q733

12 institutional holders +0 vs Q4 2022
8,038,7618.0m shares reported held*
$96.6mreported value*
3 new 3 added 5 reduced 3 sold out net bought ≈ $3.1m (+257.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.02.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 11Q4 22: 12Q1 23: 1212Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202211
Q4 202212
Q1 202312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 8 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 8 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202286
Q1 202368

Biggest buyers

Foundations Investment Advisors, LLC Added +298,972+299.0k
TOWNSQUARE CAPITAL LLC New +23,209+23.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +14,889+14.9k
Argent Trust Co New +10,232+10.2k
Geneos Wealth Management Inc. Added +5,505+5.5k
UBS Group AG Added +1,824+1.8k

Biggest sellers

First International Bank & Trust Reduced -36,855-36.9k
First Interstate Bank Sold out -17,202-17.2k
Anfield Capital Management, LLC Reduced -11,637-11.6k
Avior Wealth Management, LLC Reduced -11,123-11.1k
HoyleCohen, LLC Sold out -10,115-10.1k
PROVENCE WEALTH MANAGEMENT GROUP Reduced -8,517-8.5k
Capital Wealth Alliance, LLC Reduced -993-993
JPMORGAN CHASE & CO Sold out -485-485

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -3.6 pts · filed 2025-11-03 62.1% -3.6 pts 4.7m 2025-11-03

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First International Bank & Trust 16.39% of their portfolio WATFORD CITY, ND 4,115,9634.1m $49.5m $49.5m 16.39% Reduced -36.9k -36,855
2 Foundations Investment Advisors, LLC 0.91% of their portfolio PHOENIX, AZ 2,126,7092.1m $25.6m $25.6m 0.91% Added +299.0k +298,972
3 Anfield Capital Management, LLC 5.64% of their portfolio IRVINE, CA 1,014,1731.0m $12.2m $12.2m 5.64% Reduced -11.6k -11,637
4 Geneos Wealth Management Inc. 0.25% of their portfolio ENGLEWOOD, CO 346,974347.0k $4.2m $4.2m 0.25% Added +5.5k +5,505
5 Avior Wealth Management, LLC 0.12% of their portfolio OMAHA, NE 149,043149.0k $1.8m $1.8m 0.12% Reduced -11.1k -11,123
6 Capital Wealth Alliance, LLC 1.35% of their portfolio Scottsdale, AZ 139,719139.7k $1.7m $1.7m 1.35% Reduced -993 -993
7 PROVENCE WEALTH MANAGEMENT GROUP 0.76% of their portfolio IRVINE, CA 95,16795.2k $1.1m $1.1m 0.76% Reduced -8.5k -8,517
8 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 23,20923.2k $279.0k $279.0k 0.01% New
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,88914.9k $179.0k $179.0k 0.00% New
10 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 10,23210.2k $123.0k $123.0k 0.01% New
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6832.7k $32.2k $32.2k 0.00% Added +1.8k +1,824
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged