Vault-13

TWO RDS SHARED TR

ANFIELD DYNAMIC · CUSIP 90214Q725

7 institutional holders -2 vs Q1 2024
5,013,1565.0m shares reported held*
$42.6mreported value*
2 new 3 added 1 reduced 4 sold out net bought ≈ $16.4m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.49.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 7Q4 22: 8Q1 23: 8Q2 23: 8Q3 23: 10Q4 23: 11Q1 24: 9Q2 24: 77Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20227
Q4 20228
Q1 20238
Q2 20238
Q3 202310
Q4 202311
Q1 20249
Q2 20247

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 5 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 3 cut or sold outQ2 23: 3 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 3 cut or sold outQ4 23: 5 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 5 cut or sold outQ2 24: 5 bought or addedQ2 24: 5 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202253
Q1 202353
Q2 202332
Q3 202353
Q4 202356
Q1 202465
Q2 202455

Biggest buyers

Foundations Investment Advisors, LLC Added +1,685,014+1.7m
Anfield Capital Management, LLC New +226,010+226.0k
Mosley Wealth Management Added +21,283+21.3k
Atria Investments, Inc New +20,813+20.8k
JANE STREET GROUP, LLC Added +4,277+4.3k

Biggest sellers

UBS Group AG Sold out -11,069-11.1k
CITADEL ADVISORS LLC Sold out -10,000-10.0k
OSAIC HOLDINGS, INC. Sold out -4,419-4.4k
HM PAYSON & CO Sold out -492-492
Geneos Wealth Management Inc. Reduced -175-175

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -2.2 pts · filed 2025-11-03 91.3% -2.2 pts 4.9m≈ $41.4m 2025-11-03

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 0.96% of their portfolio PHOENIX, AZ 4,657,3284.7m $39.5m $39.5m 0.96% Added +1.7m +1,685,014
2 Anfield Capital Management, LLC 0.93% of their portfolio IRVINE, CA 226,010226.0k $1.9m $1.9m 0.93% New
3 Mosley Wealth Management 0.52% of their portfolio ANAHEIM, CA 71,65871.7k $608.4k $608.4k 0.52% Added +21.3k +21,283
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,88334.9k $296.2k $296.2k 0.00% Added +4.3k +4,277
5 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 20,81320.8k $176.7k $176.7k 0.00% New
6 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,4642.5k $20.9k $20.9k 0.00% Reduced -175 -175
7 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged