Vault-13

TWO RDS SHARED TR

REGENTS PK HDGD · CUSIP 90214Q642

19 institutional holders -3 vs Q2 2024
5,235,4025.2m shares reported held*
$54.2mreported value*
2 new 4 added 6 reduced 5 sold out net sold ≈ $4.1m (-394.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.36. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 19Q1 23: 15Q2 23: 16Q3 23: 18Q4 23: 21Q1 24: 18Q2 24: 22Q3 24: 1919Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202210
Q4 202219
Q1 202315
Q2 202316
Q3 202318
Q4 202321
Q1 202418
Q2 202422
Q3 202419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 13 bought or addedQ4 22: 4 cut or sold outQ1 23: 5 bought or addedQ1 23: 14 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 10 cut or sold outQ3 23: 9 bought or addedQ3 23: 8 cut or sold outQ3 23Q4 23: 5 bought or addedQ4 23: 11 cut or sold outQ1 24: 6 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 11 bought or addedQ2 24: 7 cut or sold outQ3 24: 6 bought or addedQ3 24: 11 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022134
Q1 2023514
Q2 2023510
Q3 202398
Q4 2023511
Q1 2024612
Q2 2024117
Q3 2024611

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +26,471+26.5k
JANE STREET GROUP, LLC Added +21,223+21.2k
Signal Advisors Wealth, LLC New +16,272+16.3k
IFP Advisors, Inc New +4,923+4.9k
UBS Group AG Added +1,333+1.3k
Mosley Wealth Management Added +777+777

Biggest sellers

Foundations Investment Advisors, LLC Reduced -294,852-294.9k
GTS SECURITIES LLC Sold out -89,141-89.1k
OLD MISSION CAPITAL LLC Sold out -47,909-47.9k
MARIPAU WEALTH MANAGEMENT LLC Sold out -16,272-16.3k
AE Wealth Management LLC Reduced -7,942-7.9k
Anfield Capital Management, LLC Reduced -4,055-4.1k
TOWNSQUARE CAPITAL LLC Reduced -3,496-3.5k
WELLS FARGO & COMPANY/MN Sold out -965-965
Atria Investments, Inc Reduced -403-403
GeoWealth Management, LLC Reduced -29-29

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -3.4 pts · filed 2025-11-03 78.6% -3.4 pts 3.8m≈ $41.0m 2025-11-03

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 1.04% of their portfolio PHOENIX, AZ 4,761,3454.8m $49.3m $49.3m 1.04% Reduced -294.9k -294,852
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 208,306208.3k $2.2m $2.2m 0.00% Added +26.5k +26,471
3 Anfield Capital Management, LLC 0.51% of their portfolio IRVINE, CA 130,317130.3k $1.4m $1.4m 0.51% Reduced -4.1k -4,055
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,16739.2k $405.8k $405.8k 0.00% Added +21.2k +21,223
5 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 23,24523.2k $240.9k $240.9k 0.00% Reduced -403 -403
6 Signal Advisors Wealth, LLC 0.02% of their portfolio DETROIT, MI 16,27216.3k $168.6k $168.6k 0.02% New
7 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,34712.3k $127.9k $127.9k 0.00% Reduced -7.9k -7,942
8 Mosley Wealth Management 0.08% of their portfolio ANAHEIM, CA 11,70111.7k $122.4k $122.4k 0.08% Added +777 +777
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,99011.0k $113.9k $113.9k 0.00% Unchanged
10 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 10,94310.9k $113.4k $113.4k 0.00% Reduced -3.5k -3,496
11 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,9234.9k $51.0k $51.0k 0.00% New
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,9703.0k $30.8k $30.8k 0.00% Added +1.3k +1,333
13 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,0681.1k $11.1k $11.1k 0.00% Unchanged
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0071.0k $10.4k $10.4k 0.00% Unchanged
15 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 698698 $7.2k $7.2k 0.00% Unchanged
16 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 100100 $100 $100 0.00% Unchanged
17 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 22 $21 $21 0.00% Reduced -29 -29
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $10 $10 0.00% Unchanged
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged