Vault-13

TWO RDS SHARED TR

REGENTS PK HDGD · CUSIP 90214Q642

22 institutional holders +4 vs Q1 2024
5,629,4685.6m shares reported held*
$56.2mreported value*
5 new 6 added 5 reduced 2 sold out net sold ≈ $2.1m (-208.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.98. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 19Q1 23: 15Q2 23: 16Q3 23: 18Q4 23: 21Q1 24: 18Q2 24: 2222Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202210
Q4 202219
Q1 202315
Q2 202316
Q3 202318
Q4 202321
Q1 202418
Q2 202422

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 13 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 14 cut or sold outQ2 23: 5 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 8 cut or sold outQ4 23: 5 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 12 cut or sold outQ2 24: 11 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022134
Q1 2023514
Q2 2023510
Q3 202398
Q4 2023511
Q1 2024612
Q2 2024117

Biggest buyers

Anfield Capital Management, LLC New +134,372+134.4k
GTS SECURITIES LLC Added +76,111+76.1k
OLD MISSION CAPITAL LLC New +47,909+47.9k
Atria Investments, Inc New +23,648+23.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,797+8.8k
JANE STREET GROUP, LLC Added +4,315+4.3k
UBS Group AG Added +1,120+1.1k
WELLS FARGO & COMPANY/MN New +965+965
Geneos Wealth Management Inc. Added +715+715
Mosley Wealth Management Added +131+131

Biggest sellers

Foundations Investment Advisors, LLC Reduced -462,361-462.4k
AE Wealth Management LLC Reduced -19,618-19.6k
Signal Advisors Wealth, LLC Sold out -17,150-17.1k
TOWNSQUARE CAPITAL LLC Reduced -5,832-5.8k
MARIPAU WEALTH MANAGEMENT LLC Reduced -878-878
HM PAYSON & CO Sold out -737-737
MORGAN STANLEY Reduced -2-2

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -3.4 pts · filed 2025-11-03 78.6% -3.4 pts 3.8m≈ $41.0m 2025-11-03

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 1.22% of their portfolio PHOENIX, AZ 5,056,1975.1m $50.5m $50.5m 1.22% Reduced -462.4k -462,361
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 181,835181.8k $1.8m $1.8m 0.00% Added +8.8k +8,797
3 Anfield Capital Management, LLC 0.65% of their portfolio IRVINE, CA 134,372134.4k $1.3m $1.3m 0.65% New
4 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 89,14189.1k $889.5k $889.5k 0.02% Added +76.1k +76,111
5 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 47,90947.9k $478.1k $478.1k 0.01% New
6 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 23,64823.6k $236.0k $236.0k 0.00% New
7 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 20,28920.3k $202.5k $202.5k 0.00% Reduced -19.6k -19,618
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,94417.9k $179.1k $179.1k 0.00% Added +4.3k +4,315
9 MARIPAU WEALTH MANAGEMENT LLC 0.11% of their portfolio FORT WAYNE, IN 16,27216.3k $162.4k $162.4k 0.11% Reduced -878 -878
10 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 14,43914.4k $144.1k $144.1k 0.00% Reduced -5.8k -5,832
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,99011.0k $109.7k $109.7k 0.00% Unchanged
12 Mosley Wealth Management 0.09% of their portfolio ANAHEIM, CA 10,92410.9k $109.0k $109.0k 0.09% Added +131 +131
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6371.6k $16.3k $16.3k 0.00% Added +1.1k +1,120
14 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,0681.1k $10.7k $10.7k 0.00% Added +715 +715
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0071.0k $10.0k $10.0k 0.00% Unchanged
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 965965 $9.6k $9.6k 0.00% New
17 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 698698 $7.0k $7.0k 0.00% First filing
18 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 100100 $100 $100 0.00% Unchanged
19 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 3131 $313 $313 0.00% Unchanged
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $10 $10 0.00% Reduced -2 -2
21 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 11 $10 $10 0.00% New
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged