Vault-13

TRINITY CAP INC TRIN

COM · Common Stock · CUSIP 896442308

88 institutional holders -3 vs Q1 2024
11,516,93311.5m shares reported held*
21.6% of all shares outstanding*
$162.9mreported value*
14 new 47 added 16 reduced 18 sold out net sold ≈ $4.4m (-312.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.2k this quarter). Holder counts are more reliable. Shares outstanding: 53.4m as of 2024-08-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $14.15. Options: 6 managers hold calls ($4.6m notional), 5 hold puts ($637.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 60Q1 23: 60Q2 23: 55Q3 23: 70Q4 23: 85Q1 24: 91Q2 24: 8888Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202265
Q4 202260
Q1 202360
Q2 202355
Q3 202370
Q4 202385
Q1 202491
Q2 202488

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 30 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 32 cut or sold outQ2 23: 25 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 21 cut or sold outQ4 23: 60 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 42 cut or sold outQ2 24: 61 bought or addedQ2 24: 34 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223035
Q1 20233232
Q2 20232535
Q3 20235421
Q4 20236023
Q1 20245642
Q2 20246134

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $4.0mQ3 23 puts: $1.2mQ3 23P/C 0.31Q4 23 calls: $2.8mQ4 23 puts: $1.1mQ4 23P/C 0.40Q1 24 calls: $4.1mQ1 24 puts: $833.3kQ1 24P/C 0.20Q2 24 calls: $4.6mQ2 24 puts: $637.3kQ2 24P/C 0.14
Numbers
QuarterCallsPutsP/C
Q3 2023$4.0m$1.2m0.31
Q4 2023$2.8m$1.1m0.40
Q1 2024$4.1m$833.3k0.20
Q2 2024$4.6m$637.3k0.14

Biggest buyers

VAN ECK ASSOCIATES CORP Added +226,919+226.9k
MILLENNIUM MANAGEMENT LLC Added +212,353+212.4k
TWO SIGMA INVESTMENTS, LP Added +105,144+105.1k
Legacy Capital Wealth Partners, LLC New +102,235+102.2k
TWO SIGMA ADVISERS, LP Added +100,800+100.8k
HRT FINANCIAL LP New +88,538+88.5k
KENNEDY CAPITAL MANAGEMENT LLC Added +78,033+78.0k
FRANKLIN RESOURCES INC Added +46,145+46.1k
Advisors Asset Management, Inc. Added +38,784+38.8k
Aquatic Capital Management LLC Added +36,000+36.0k

Biggest sellers

MORGAN STANLEY Reduced -406,454-406.5k
GOLDMAN SACHS GROUP INC Reduced -290,969-291.0k
FJ Capital Management LLC Sold out -133,447-133.4k
Man Group plc Sold out -91,665-91.7k
Greenwich Investment Management, Inc. Reduced -87,438-87.4k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -81,600-81.6k
BARCLAYS PLC Sold out -79,035-79.0k
D. E. Shaw & Co., Inc. Sold out -78,416-78.4k
ALLIANCEBERNSTEIN L.P. Reduced -62,000-62.0k
Quadrature Capital Ltd Sold out -51,885-51.9k

Biggest calls

CITADEL ADVISORS LLC Added $2.1m145.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m85.1k shares
JANE STREET GROUP, LLC Added $822.9k58.2k shares
SIMPLEX TRADING, LLC Added $387.0k27.4k shares
GROUP ONE TRADING LLC Reduced $135.7k9.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $264.0k18.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $261.6k18.5k shares
CITADEL ADVISORS LLC Reduced $106.0k7.5k shares
GROUP ONE TRADING LLC Reduced $5.7k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q3 22: 2 buyingQ3 22: 0 sellingQ4 22: 6 buyingQ4 22: 0 sellingQ4 22Q1 23: 2 buyingQ1 23: 0 sellingQ2 23: 3 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20222$576.6k0——
Q4 20226$465.4k0——
Q1 20232$53.5k0——
Q2 20233$93.6k0——
Q3 20231$50.0k0——
Q4 20231$40.0k0——
Q1 20241$50.0k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Greenwich Investment Management, Inc. 14.80% of their portfolio NORWALK, CT 1,144,0321.1m $16.2m $16.2m 14.80% Reduced -87.4k -87,438
2 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 1,138,1851.1m $16.1m $16.1m 0.02% Added +226.9k +226,919
3 Melia Wealth LLC 8.00% of their portfolio TULSA, OK 1,037,0071.0m $14.7m $14.7m 8.00% Added +9.9k +9,886
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 850,022850.0k $12.0m $12.0m 0.00% Added +3.3k +3,342
5 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 776,723776.7k $11.0m $11.0m 0.03% Added +10.9k +10,933
6 EMERALD ADVISERS, LLC 0.43% of their portfolio LEOLA, PA 722,941722.9k $10.2m $10.2m 0.43% Reduced -26.6k -26,589
7 EMERALD MUTUAL FUND ADVISERS TRUST 0.50% of their portfolio LEOLA, PA 681,144681.1k $9.6m $9.6m 0.50% Unchanged
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 468,739468.7k $6.6m $6.6m 0.00% Reduced -406.5k -406,454
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 418,563418.6k $5.9m $5.9m 0.01% Added +3.1k +3,075
10 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 252,587252.6k $3.6m $3.6m 0.00% Added +212.4k +212,353
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 241,510241.5k $3.4m $3.4m 0.00% Reduced -31.7k -31,715
12 Faithward Advisors, LLC 0.61% of their portfolio LANCASTER, PA 239,352239.4k $3.4m $3.4m 0.61% Added +4.3k +4,344
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 219,462219.5k $3.1m $3.1m 0.00% Reduced -291.0k -290,969
14 KENNEDY CAPITAL MANAGEMENT LLC 0.07% of their portfolio ST LOUIS, MO 215,759215.8k $3.1m $3.1m 0.07% Added +78.0k +78,033
15 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 196,125196.1k $2.8m $2.8m 0.00% Reduced -81.6k -81,600
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 193,412193.4k $2.7m $2.7m 0.00% Added +19.7k +19,718
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 190,198190.2k $2.7m $2.7m 0.00% Added +28.4k +28,440
18 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 185,425185.4k $2.6m $2.6m 0.00% Reduced -62.0k -62,000
19 BlackRock Inc. 0.00% of their portfolio New York, NY 170,040170.0k $2.4m $2.4m 0.00% Added +587 +587
20 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 153,004153.0k $2.2m $2.2m 0.00% Added +46.1k +46,145
21 Hennion & Walsh Asset Management, Inc. 0.11% of their portfolio Parsippany, NJ 146,378146.4k $2.1m $2.1m 0.11% Reduced -314 -314
22 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 131,500131.5k $1.9m $1.9m 0.00% Added +100.8k +100,800
23 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 130,354130.4k $1.8m $1.8m 0.00% Added +105.1k +105,144
24 Legacy Capital Wealth Partners, LLC 0.37% of their portfolio LITTLE ROCK, AR 102,235102.2k $1.4m $1.4m 0.37% New
25 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 88,53888.5k $1.3m $1.3m 0.01% New
26 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 72,37172.4k $1.0m $1.0m 0.00% Reduced -18.4k -18,365
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 71,43671.4k $1.0m $1.0m 0.00% Added +3.4k +3,415
28 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 71,14271.1k $1.0m $1.0m 0.02% Added +38.8k +38,784
29 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 70,22870.2k $993.0k $993.0k 0.00% Added +20.3k +20,335
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 60,83560.8k $860.2k $860.2k 0.00% Added +18.3k +18,285
31 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 59,23459.2k $867.8k $867.8k 0.00% Reduced -3.2k -3,166
32 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ST. LOUIS, MO 57,65157.7k $815.2k $815.2k 0.01% Added +758 +758
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 51,67351.7k $730.7k $730.7k 0.00% Added +15.3k +15,269
34 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 50,30350.3k $741.5k $741.5k 0.03% Added +3.1k +3,102
35 AWM CAPITAL, LLC 0.09% of their portfolio Phoenix, AZ 43,56443.6k $616.0k $616.0k 0.09% Added +2.3k +2,346
36 Virtus Investment Advisers, LLC 0.52% of their portfolio HARTFORD, CT 43,46143.5k $614.5k $614.5k 0.52% Unchanged
37 Aquatic Capital Management LLC 0.02% of their portfolio CHICAGO, IL 37,00037.0k $523.2k $523.2k 0.02% Added +36.0k +36,000
38 FIRST FINANCIAL BANK - TRUST DIVISION 0.05% of their portfolio HAMILTON, OH 36,82736.8k $517.4k $517.4k 0.05% Not comparable
39 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 36,34836.3k $514.0k $514.0k 0.00% Added +2.9k +2,855
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 35,92535.9k $508.0k $508.0k 0.00% Added +3.6k +3,576
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 34,81334.8k $492.3k $492.3k 0.00% Added +4.5k +4,457
42 Triumph Capital Management 0.20% of their portfolio DENVER, CO 34,27334.3k $502.1k $502.1k 0.20% Added +1.5k +1,484
43 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 30,52030.5k $431.6k $431.6k 0.02% Added +1.2k +1,200
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 30,11230.1k $425.8k $425.8k 0.00% Added +1.3k +1,287
45 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 27,27827.3k $385.7k $385.7k 0.01% New
46 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 25,00025.0k $353.5k $353.5k 0.01% New
47 SMH CAPITAL ADVISORS INC 1.08% of their portfolio FORT WORTH, TX 24,89124.9k $352.0k $352.0k 1.08% New
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,75323.8k $335.9k $335.9k 0.00% Reduced -4.5k -4,495
49 Campbell & CO Investment Adviser LLC 0.03% of their portfolio BALTIMORE, MD 23,38423.4k $330.6k $330.6k 0.03% Reduced -10.2k -10,167
50 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 20,81520.8k $294.3k $294.3k 0.02% Added +3.6k +3,611
51 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 20,61920.6k $291.6k $291.6k 0.00% Added +4.8k +4,826
52 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 20,04820.0k $283.5k $283.5k 0.01% Added +8.9k +8,865
53 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 19,29819.3k $272.9k $272.9k 0.01% Reduced -19.9k -19,930
54 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 18,27518.3k $258.4k $258.4k 0.00% Added +1.9k +1,850
55 Catalyst Capital Advisors LLC 0.01% of their portfolio San Juan, PR 18,13718.1k $256.5k $256.5k 0.01% New
56 CWM, LLC 0.00% of their portfolio OMAHA, NE 17,36217.4k $245.0k $245.0k 0.00% Added +17.4k +17,361
57 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 16,99017.0k $240.2k $240.2k 0.01% Added +6.5k +6,496
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,54415.5k $219.8k $219.8k 0.00% Added +9.2k +9,175
59 EJF Capital LP 0.16% of their portfolio Arlington, VA 15,00015.0k $212.1k $212.1k 0.16% Reduced -10.0k -10,000
60 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 14,59014.6k $206.3k $206.3k 0.00% Added +925 +925
61 Truvestments Capital LLC 0.08% of their portfolio SARASOTA, FL 14,51214.5k $205.2k $205.2k 0.08% Added +1.2k +1,224
62 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 14,44314.4k $204.2k $204.2k 0.00% Unchanged
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,66113.7k $194.0k $194.0k 0.00% Added +5.6k +5,620
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,74312.7k $180.2k $180.2k 0.00% Added +746 +746
65 Keel Point, LLC 0.02% of their portfolio HUNTSVILLE, AL 12,42612.4k $176.1k $176.1k 0.02% Unchanged
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,24312.2k $173.1k $173.1k 0.00% Reduced -22.2k -22,165
67 Annex Advisory Services, LLC 0.01% of their portfolio BROOKFIELD, WI 12,22712.2k $172.9k $172.9k 0.01% Unchanged
68 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 10,91510.9k $154.3k $154.3k 0.01% Added +129 +129
69 MQS Management LLC 0.09% of their portfolio NEW YORK, NY 10,77310.8k $152.3k $152.3k 0.09% New
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,25510.3k $145.0k $145.0k 0.00% New
71 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,01610.0k $141.6k $141.6k 0.00% New
72 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 9,4689.5k $134.0k $134.0k 0.00% Unchanged
73 Arlington Trust Co LLC 0.03% of their portfolio BIRMINGHAM, AL 8,4008.4k $118.8k $118.8k 0.03% New
74 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 5,3515.4k $75.7k $75.7k 0.00% Added +576 +576
75 VIRTUS CAPITAL ADVISERS, LLC 0.21% of their portfolio HARTFORD, CT 3,7533.8k $53.1k $53.1k 0.21% Added +461 +461
76 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 2,6652.7k $37.7k $37.7k 0.01% Reduced -807 -807
77 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,5002.5k $35.4k $35.4k 0.00% New
78 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,2532.3k $31.8k $31.8k 0.00% Added +750 +750
79 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,6351.6k $24.0k $24.0k 0.00% New
80 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,2401.2k $18.2k $18.2k 0.00% Added +1.2k +1,237
81 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,2031.2k $17.0k $17.0k 0.00% Unchanged
82 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 1,2001.2k $17.0k $17.0k 0.00% Unchanged
83 Quarry LP 0.00% of their portfolio NEW YORK, NY 642642 $9.1k $9.1k 0.00% New
84 COMERICA BANK 0.00% of their portfolio DALLAS, TX 574574 $8.1k $8.1k 0.00% Added +316 +316
85 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 559559 $7.9k $7.9k 0.00% New
86 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 371371 $5.4k $5.4k 0.00% Added +85 +85
87 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 210210 $3.1k $3.1k 0.00% Unchanged
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged