TRI CONTL CORP TY
COM · Closed-End Fund · CUSIP 895436103
117
institutional holders
-8 vs Q4 2022
6.7m
shares reported held*
$176.8mreported value*
11 new
35 added
35 reduced
18 sold out
net bought ≈ $3.5m (+122.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.55. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 115 |
| Q4 2022 | 125 |
| Q1 2023 | 117 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 54 | 44 |
| Q1 2023 | 46 | 53 |
Biggest buyers
| Relative Value Partners Group, LLC | Added | +174.0k |
| UBS Group AG | Added | +87.5k |
| STIFEL FINANCIAL CORP | Added | +30.1k |
| Hennion & Walsh Asset Management, Inc. | Added | +27.4k |
| Allspring Global Investments Holdings, LLC | Added | +27.1k |
| Transform Wealth, LLC | Added | +23.2k |
| Savant Capital, LLC | New | +16.9k |
| ALBION FINANCIAL GROUP /UT | Added | +16.5k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +12.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +10.8k |
Biggest sellers
| 1832 Asset Management L.P. | Sold out | -118.5k |
| Shaker Financial Services, LLC | Reduced | -23.3k |
| Dubuque Bank & Trust Co | Reduced | -18.1k |
| CITADEL ADVISORS LLC | Sold out | -17.6k |
| FIRST TRUST ADVISORS LP | Reduced | -13.9k |
| Thrivent Financial for Lutherans | Reduced | -13.8k |
| J.P. Morgan Private Wealth Advisors LLC | Reduced | -12.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -11.4k |
| PATHSTONE FAMILY OFFICE, LLC | Reduced | -11.3k |
| ROYAL BANK OF CANADA | Reduced | -9.8k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 693.9k $18.4m | Reduced -3.6k |
| Bard Financial Services, Inc. 1.32% of their portfolio | 621.2k $16.5m | Added +2.2k |
| Relative Value Partners Group, LLC 0.46% of their portfolio | 512.2k $13.6m | Added +174.0k |
| LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio | 451.7k $12.0m | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3.37% of their portfolio | 423.5k $11.2m | Reduced -6.9k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 398.5k $10.6m | Added +27.1k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 323.5k $8.6m | Reduced -2.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 268.2k $7.1m | Added +7.5k |
| Dubuque Bank & Trust Co 0.90% of their portfolio | 264.8k $7.0m | Reduced -18.1k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 253.9k $6.7m | Added +4.8k |
| UBS Group AG 0.00% of their portfolio | 252.3k $6.7m | Added +87.5k |
| Uncommon Cents Investing LLC 1.67% of their portfolio | 171.9k $4.6m | Reduced -895 |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 147.0k $3.9m | Added +30.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 107.9k $2.9m | Added +12.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 101.6k $2.7m | Reduced -9.8k |
| Hennion & Walsh Asset Management, Inc. 0.16% of their portfolio | 98.5k $2.6m | Added +27.4k |
| D.A. DAVIDSON & CO. 0.03% of their portfolio | 86.9k $2.3m | Added +859 |
| 1620 INVESTMENT ADVISORS, INC. 2.75% of their portfolio | 86.0k $2.3m | Added +1.6k |
| Integrated Wealth Concepts LLC 0.05% of their portfolio | 84.8k $2.3m | Added +5.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 77.0k $2.0m | Added +1.6k |
| Capstone Financial Advisors, Inc. 0.16% of their portfolio | 75.5k $2.0m | Unchanged |
| RB Capital Management, LLC 0.51% of their portfolio | 59.3k $1.6m | Reduced -1.4k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 58.0k $1.5m | Reduced -13.9k |
| Stolper Co 0.62% of their portfolio | 54.3k $1.4m | Reduced -3.1k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 52.9k $1.4m | Reduced -1.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 52.1k $1.4m | Reduced -11.4k |
| Transform Wealth, LLC 0.12% of their portfolio | 46.0k $1.2m | Added +23.2k |
| ALBION FINANCIAL GROUP /UT 0.10% of their portfolio | 42.0k $1.1m | Added +16.5k |
| Whitener Capital Management, Inc. 0.38% of their portfolio | 33.9k $899.8k | Added +3.3k |
| Successful Portfolios LLC 0.52% of their portfolio | 31.5k $836.0k | Reduced -1.0k |
| Shaker Financial Services, LLC 0.36% of their portfolio | 30.7k $814.5k | Reduced -23.3k |
| Atlas Wealth LLC 0.15% of their portfolio | 29.5k $784.3k | Reduced -1.3k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 28.6k $759.0k | Reduced -13.8k |
| LPL Financial LLC 0.00% of their portfolio | 27.6k $732.3k | Added +5.2k |
| HighTower Advisors, LLC 0.00% of their portfolio | 25.3k $671.0k | Reduced -4.5k |
| Altus Wealth Group LLC 0.44% of their portfolio | 24.6k $653.4k | Added +14 |
| TIAA, FSB 0.00% of their portfolio | 22.8k $604.5k | Reduced -3.6k |
| Koshinski Asset Management, Inc. 0.06% of their portfolio | 22.0k $584.2k | Reduced -285 |
| Heritage Wealth Advisors 0.03% of their portfolio | 21.4k $568.3k | Reduced -275 |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 19.3k $512.2k | Reduced -2.4k |
| JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio | 17.7k $469.2k | Added +5 |
| RETIREMENT INCOME SOLUTIONS, INC 0.13% of their portfolio | 17.3k $459.3k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 17.0k $452.0k | Added +2.0k |
| Savant Capital, LLC 0.01% of their portfolio | 16.9k $449.2k | New |
| First PREMIER Bank 0.13% of their portfolio | 16.6k $440.0k | Unchanged |
| Cetera Advisors LLC 0.01% of their portfolio | 16.3k $432.8k | Reduced -279 |
| AMG National Trust Bank 0.01% of their portfolio | 15.8k $419.3k | Unchanged |
| DAYMARK WEALTH PARTNERS, LLC 0.05% of their portfolio | 14.5k $386.0k | Added +3.2k |
| KIRR MARBACH & CO LLC /IN/ 0.11% of their portfolio | 13.9k $369.9k | Unchanged |
| CORA CAPITAL ADVISORS LLC 0.26% of their portfolio | 13.3k $354.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 13.0k $345.0k | Reduced -788 |
| NORTHERN TRUST CORP 0.00% of their portfolio | 12.3k $325.6k | Added +2.5k |
| Tower Wealth Partners, Inc. 0.27% of their portfolio | 11.9k $317.3k | Added +133 |
| MSH Capital Advisors LLC 0.13% of their portfolio | 11.5k $304.5k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio | 11.4k $302.8k | Reduced -6.0k |
| PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio | 11.3k $299.8k | Reduced -11.3k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio | 11.1k $293.6k | Reduced -167 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 10.8k $286.8k | New |
| American Institute for Advanced Investment Management, LLP 0.30% of their portfolio | 10.6k $282.1k | Unchanged |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 10.5k $278.2k | Reduced -1.2k |
| Private Advisor Group, LLC 0.00% of their portfolio | 10.4k $275.8k | Reduced -1.8k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 10.3k $273.7k | Reduced -12.4k |
| Corient Private Wealth LP 0.00% of their portfolio | 9.8k $260.4k | Unchanged |
| Foundations Investment Advisors, LLC 0.01% of their portfolio | 9.8k $258.9k | Added +107 |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.05% of their portfolio | 9.5k $252.2k | Unchanged |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio | 9.3k $246.0k | Unchanged |
| ZWJ INVESTMENT COUNSEL INC 0.01% of their portfolio | 8.8k $233.9k | New |
| Kovack Advisors, Inc. 0.03% of their portfolio | 8.6k $228.0k | Reduced -2.6k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 8.6k $227.6k | Unchanged |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 8.5k $227.0k | Reduced -381 |
| WESBANCO BANK INC 0.01% of their portfolio | 8.5k $225.0k | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 8.3k $220.3k | Added +150 |
| Allworth Financial LP 0.00% of their portfolio | 7.7k $205.3k | Added +68 |
| Ancora Advisors LLC 0.00% of their portfolio | 5.9k $156.6k | Reduced -1.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.7k $151.0k | Added +717 |
| BROWN, LISLE/CUMMINGS, INC. 0.07% of their portfolio | 5.5k $145.4k | Unchanged |
| Elequin Capital, LP 0.09% of their portfolio | 5.0k $133.9k | Reduced -620 |
| US BANCORP \DE\ 0.00% of their portfolio | 4.8k $128.4k | Unchanged |
| Carmichael Hill & Associates, Inc. 0.07% of their portfolio | 4.8k $127.1k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 4.7k $124.1k | Added +3.3k |
| Ameritas Advisory Services, LLC 0.01% of their portfolio | 4.4k $116.0k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 4.3k $114.0k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 3.2k $86.0k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.2k $84.3k | Reduced -235 |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 3.1k $81.2k | Unchanged |
| FIRST COMMUNITY TRUST NA 0.09% of their portfolio | 3.0k $79.7k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 2.6k $68.7k | Added +939 |
| Clearstead Advisors, LLC 0.00% of their portfolio | 2.5k $66.4k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.1k $55.2k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.1k $54.7k | Added +2 |
| McIlrath & Eck, LLC 0.01% of their portfolio | 2.0k $52.0k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 1.7k $44.2k | Unchanged |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 1.5k $39.0k | Unchanged |
| Accel Wealth Management 0.01% of their portfolio | 1.4k $36.5k | Added +15 |
| Thomas J. Herzfeld Advisors, Inc. 0.01% of their portfolio | 1.3k $35.2k | Added +14 |
| Cassady Schiller Wealth Management, LLC 0.01% of their portfolio | 1.1k $30.5k | Unchanged |
| ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio | 1.1k $29.4k | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 1.1k $28.1k | Added +12 |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 940 $25.0k | New |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 775 $20.6k | Unchanged |