Vault-13

CARLYLE SECURED LENDING INC CGBD

COM · Common Stock · CUSIP 872280102 · ISIN US8722801029

118 institutional holders +6 vs Q1 2024
12,888,71712.9m shares reported held*
25.3% of all shares outstanding*
$229.1mreported value*
17 new 45 added 28 reduced 13 sold out net sold ≈ $66.0m (-3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 50.8m as of 2024-08-02, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $17.77. Options: 5 managers hold calls ($1.7m notional), 5 hold puts ($617.1k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 110Q1 23: 104Q2 23: 99Q3 23: 106Q4 23: 121Q1 24: 112Q2 24: 118118Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202296
Q4 2022110
Q1 2023104
Q2 202399
Q3 2023106
Q4 2023121
Q1 2024112
Q2 2024118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 63 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 49 cut or sold outQ2 23: 45 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 58 bought or addedQ3 23: 31 cut or sold outQ4 23: 66 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 45 cut or sold outQ2 24: 62 bought or addedQ2 24: 41 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226336
Q1 20235649
Q2 20234542
Q3 20235831
Q4 20236635
Q1 20245345
Q2 20246241

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $2.4mQ3 23 puts: $588.0kQ3 23P/C 0.25Q4 23 calls: $4.1mQ4 23 puts: $1.3mQ4 23P/C 0.32Q1 24 calls: $2.3mQ1 24 puts: $1.5mQ1 24P/C 0.67Q2 24 calls: $1.7mQ2 24 puts: $617.1kQ2 24P/C 0.36
Numbers
QuarterCallsPutsP/C
Q3 2023$2.4m$588.0k0.25
Q4 2023$4.1m$1.3m0.32
Q1 2024$2.3m$1.5m0.67
Q2 2024$1.7m$617.1k0.36

Biggest buyers

TWO SIGMA ADVISERS, LP Added +322,300+322.3k
VAN ECK ASSOCIATES CORP Added +176,185+176.2k
BANK OF AMERICA CORP /DE/ Added +91,855+91.9k
TWO SIGMA INVESTMENTS, LP Added +90,785+90.8k
JPMORGAN CHASE & CO Added +80,000+80.0k
Trexquant Investment LP New +39,878+39.9k
CONDOR CAPITAL MANAGEMENT Added +36,984+37.0k
Hennion & Walsh Asset Management, Inc. Added +36,412+36.4k
Redhawk Wealth Advisors, Inc. New +33,909+33.9k
ExodusPoint Capital Management, LP Added +28,677+28.7k

Biggest sellers

MORGAN STANLEY Reduced -3,990,341-4.0m
MILLENNIUM MANAGEMENT LLC Sold out -311,385-311.4k
D. E. Shaw & Co., Inc. Reduced -76,877-76.9k
HighTower Advisors, LLC Reduced -75,567-75.6k
UBS Group AG Reduced -66,220-66.2k
NEUBERGER BERMAN GROUP LLC Reduced -61,944-61.9k
BI Asset Management Fondsmaeglerselskab A/S Reduced -57,633-57.6k
NOVARE CAPITAL MANAGEMENT LLC Reduced -54,530-54.5k
Quadrature Capital Ltd Sold out -41,039-41.0k
GFS Advisors, LLC Reduced -23,844-23.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $860.4k48.5k shares
CITADEL ADVISORS LLC Added $530.4k29.9k shares
SIMPLEX TRADING, LLC Added $296.0k16.7k shares
GROUP ONE TRADING LLC Reduced $23.1k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $292.7k16.5k shares
WOLVERINE TRADING, LLC Reduced $186.3k10.5k shares
GROUP ONE TRADING LLC Reduced $117.1k6.6k shares
SIMPLEX TRADING, LLC Reduced $21.0k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 3 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 2 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$42.5k0——
Q4 20223$261.7k0——
Q1 20230—0——
Q2 20232$181.8k0——
Q3 20231$73.9k0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,023,5042.0m $35.9m $35.9m 0.00% Reduced -4.0m -3,990,341
2 LSV ASSET MANAGEMENT 0.06% of their portfolio CHICAGO, IL 1,550,8631.6m $27.5m $27.5m 0.06% Reduced -16.4k -16,400
3 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 1,179,0991.2m $20.9m $20.9m 0.03% Added +176.2k +176,185
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,054,2951.1m $18.7m $18.7m 0.00% Added +91.9k +91,855
5 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 606,800606.8k $10.8m $10.8m 0.02% Added +322.3k +322,300
6 Legal & General Group Plc 0.00% of their portfolio London, X0 399,738399.7k $7.1m $7.1m 0.00% Reduced -8.2k -8,248
7 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 392,378392.4k $7.0m $7.0m 0.02% Added +90.8k +90,785
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 268,334268.3k $4.8m $4.8m 0.00% Added +17.9k +17,858
9 CONDOR CAPITAL MANAGEMENT 0.45% of their portfolio MARTINSVILLE, NJ 264,311264.3k $4.7m $4.7m 0.45% Added +37.0k +36,984
10 Muzinich & Co., Inc. 3.56% of their portfolio NEW YORK, NY 250,357250.4k $4.4m $4.4m 3.56% Reduced -7.0k -6,979
11 Advisors Asset Management, Inc. 0.09% of their portfolio Monument, CO 248,548248.5k $4.4m $4.4m 0.09% Reduced -16.8k -16,777
12 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 245,268245.3k $4.4m $4.4m 0.00% Reduced -13.5k -13,506
13 NOVARE CAPITAL MANAGEMENT LLC 0.33% of their portfolio CHARLOTTE, NC 209,435209.4k $3.7m $3.7m 0.33% Reduced -54.5k -54,530
14 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 208,071208.1k $3.7m $3.7m 0.00% Reduced -61.9k -61,944
15 GRIES FINANCIAL LLC 0.72% of their portfolio Cleveland, OH 197,990198.0k $3.5m $3.5m 0.72% Reduced -13.8k -13,760
16 BlackRock Inc. 0.00% of their portfolio New York, NY 185,151185.2k $3.3m $3.3m 0.00% Added +1.4k +1,399
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 171,790171.8k $3.0m $3.0m 0.00% Added +17.4k +17,377
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 168,759168.8k $3.0m $3.0m 0.00% Added +11.0k +10,999
19 MCKINLEY CAPITAL MANAGEMENT LLC 0.52% of their portfolio ANCHORAGE, AK 166,621166.6k $3.0m $3.0m 0.52% Added +336 +336
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 149,200149.2k $2.6m $2.6m 0.00% Added +80.0k +80,000
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 126,916126.9k $2.3m $2.3m 0.00% Added +4.5k +4,459
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 126,900126.9k $2.3m $2.3m 0.00% Reduced -66.2k -66,220
23 Hennion & Walsh Asset Management, Inc. 0.11% of their portfolio Parsippany, NJ 118,341118.3k $2.1m $2.1m 0.11% Added +36.4k +36,412
24 Greenwich Investment Management, Inc. 1.69% of their portfolio NORWALK, CT 104,373104.4k $1.9m $1.9m 1.69% Reduced -18.1k -18,070
25 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 88,32088.3k $1.6m $1.6m 0.00% Reduced -75.6k -75,567
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 71,76371.8k $1.3m $1.3m 0.00% Added +6.8k +6,774
27 PARK CIRCLE Co 1.25% of their portfolio BALTIMORE, MD 71,22571.2k $1.3m $1.3m 1.25% Unchanged
28 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 70,59670.6k $1.3m $1.3m 0.01% Added +1.3k +1,342
29 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 64,95965.0k $1.2m $1.2m 0.00% Reduced -271 -271
30 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 64,60064.6k $1.1m $1.1m 0.00% Unchanged
31 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 63,88863.9k $1.1m $1.1m 0.00% Unchanged
32 ExodusPoint Capital Management, LP 0.01% of their portfolio NEW YORK, NY 61,65761.7k $1.1m $1.1m 0.01% Added +28.7k +28,677
33 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 59,03659.0k $1.0m $1.0m 0.02% Reduced -57.6k -57,633
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 58,89958.9k $1.0m $1.0m 0.00% Added +901 +901
35 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 58,80558.8k $1.0m $1.0m 0.01% Reduced -4.5k -4,470
36 Bright Futures Wealth Management, LLC. 0.51% of their portfolio WEBSTER, NY 14580, NY 56,07956.1k $947.7k $947.7k 0.51% Added +2.5k +2,473
37 BluePointe Capital Management, LLC 0.68% of their portfolio San Mateo, CA 55,58255.6k $1.0m $1.0m 0.68% Added +10.1k +10,109
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 53,33653.3k $946.2k $946.2k 0.00% Reduced -2.3k -2,341
39 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 50,00050.0k $887.0k $887.0k 0.00% Unchanged
40 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 49,53049.5k $878.7k $878.7k 0.01% Added +1.6k +1,625
41 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 48,49548.5k $860.3k $860.3k 0.03% Added +1.8k +1,787
42 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 47,49447.5k $843.0k $843.0k 0.00% Added +916 +916
43 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 46,73146.7k $829.0k $829.0k 0.03% Added +1.4k +1,400
44 VIRTUS ADVISERS, LLC 0.37% of their portfolio HARTFORD, CT 42,89542.9k $761.0k $761.0k 0.37% Added +3.2k +3,162
45 Northeast Financial Consultants Inc 0.03% of their portfolio WESTPORT, CT 42,77042.8k $758.7k $758.7k 0.03% Unchanged
46 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 42,63542.6k $756.3k $756.3k 0.00% Added +739 +739
47 FineMark National Bank & Trust 0.03% of their portfolio FORT MYERS, FL 41,62441.6k $738.4k $738.4k 0.03% Unchanged
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 40,83740.8k $724.4k $724.4k 0.00% Added +6.9k +6,947
49 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,51440.5k $719.0k $719.0k 0.00% Reduced -10.6k -10,603
50 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 39,87839.9k $707.4k $707.4k 0.01% New
51 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 37,22637.2k $660.0k $660.0k 0.00% Added +24.1k +24,113
52 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 36,99537.0k $656.3k $656.3k 0.00% Added +6.8k +6,823
53 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 36,88936.9k $654.4k $654.4k 0.07% Reduced -522 -522
54 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 36,26536.3k $643.3k $643.3k 0.04% Added +155 +155
55 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 36,25136.3k $643.0k $643.0k 0.00% Reduced -1.9k -1,945
56 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 36,05036.0k $639.5k $639.5k 0.00% Reduced -502 -502
57 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 35,82935.8k $635.6k $635.6k 0.00% Unchanged
58 Redhawk Wealth Advisors, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 33,90933.9k $601.5k $601.5k 0.09% New
59 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,52733.5k $594.8k $594.8k 0.00% Added +769 +769
60 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,49031.5k $559.0k $559.0k 0.00% Added +10.9k +10,852
61 Keebeck Wealth Management 0.08% of their portfolio Chicago, IL 31,00031.0k $564.5k $564.5k 0.08% Unchanged
62 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 29,56829.6k $524.5k $524.5k 0.00% Added +455 +455
63 Clarus Group, Inc. 0.23% of their portfolio HOUSTON, TX 29,46429.5k $522.7k $522.7k 0.23% Unchanged
64 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,45629.5k $522.5k $522.5k 0.00% Added +3.6k +3,604
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,23529.2k $518.6k $518.6k 0.00% Added +3.0k +3,036
66 Verdence Capital Advisors LLC 0.05% of their portfolio HUNT VALLEY, MD 29,15229.2k $517.2k $517.2k 0.05% Added +1.4k +1,400
67 Triumph Capital Management 0.20% of their portfolio DENVER, CO 27,63227.6k $503.2k $503.2k 0.20% New
68 GFS Advisors, LLC 0.14% of their portfolio HOUSTON, TX 25,85625.9k $882.0k $882.0k 0.14% Reduced -23.8k -23,844
69 Aquatic Capital Management LLC 0.02% of their portfolio CHICAGO, IL 24,40024.4k $432.9k $432.9k 0.02% Added +19.6k +19,600
70 Cambria Investment Management, L.P. 0.02% of their portfolio Manhattan Beach, CA 22,80222.8k $404.5k $404.5k 0.02% Added +6.7k +6,681
71 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 22,51322.5k $384.8k $384.8k 0.00% First filing
72 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 22,43922.4k $398.1k $398.1k 0.00% Reduced -76.9k -76,877
73 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 22,07222.1k $391.6k $391.6k 0.01% Reduced -5.1k -5,136
74 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 20,61520.6k $365.7k $365.7k 0.01% Added +4.2k +4,168
75 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 20,50220.5k $363.7k $363.7k 0.01% Added +9.1k +9,050
76 Financial Alternatives, Inc 0.27% of their portfolio LA JOLLA, CA 19,99120.0k $354.6k $354.6k 0.27% Unchanged
77 Truvestments Capital LLC 0.14% of their portfolio SARASOTA, FL 19,89919.9k $353.0k $353.0k 0.14% Reduced -1.0k -1,008
78 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 19,13519.1k $339.0k $339.0k 0.02% New
79 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 18,12518.1k $321.5k $321.5k 0.03% Unchanged
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,60417.6k $312.3k $312.3k 0.00% New
81 Activest Wealth Management 0.08% of their portfolio AVENTURA, FL 13,72513.7k $243.5k $243.5k 0.08% New
82 United Advisor Group, LLC 0.07% of their portfolio CINCINNATI, OH 13,30213.3k $236.0k $236.0k 0.07% New
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 13,14713.1k $233.2k $233.2k 0.00% Added +812 +812
84 EMC Capital Management 0.13% of their portfolio HOUSTON, TX 13,02113.0k $231.0k $231.0k 0.13% Unchanged
85 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 12,44912.4k $220.8k $220.8k 0.00% Added +2.3k +2,347
86 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 11,79011.8k $209.2k $209.2k 0.00% Unchanged
87 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 11,66511.7k $206.9k $206.9k 0.01% Added +565 +565
88 Edge Capital Group, LLC 0.01% of their portfolio ATLANTA, GA 11,31411.3k $200.7k $200.7k 0.01% Unchanged
89 Marcum Wealth, LLC 0.02% of their portfolio CLEVELAND, OH 11,31411.3k $200.7k $200.7k 0.02% Unchanged
90 Magnetar Financial LLC 0.00% of their portfolio EVANSTON, IL 10,67810.7k $189.4k $189.4k 0.00% New
91 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,52610.5k $186.7k $186.7k 0.00% Reduced -1.9k -1,917
92 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 10,25310.3k $181.9k $181.9k 0.00% Reduced -274 -274
93 Virtu Financial LLC 0.01% of their portfolio New York, NY 10,00710.0k $178.0k $178.0k 0.01% New
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,1069.1k $161.5k $161.5k 0.00% Reduced -3.2k -3,188
95 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 8,7978.8k $156.1k $156.1k 0.02% Unchanged
96 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 5,2375.2k $92.9k $92.9k 0.00% New
97 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 4,2104.2k $74.7k $74.7k 0.01% Unchanged
98 nVerses Capital, LLC 0.03% of their portfolio WELLINGTON, FL 3,0003.0k $53.2k $53.2k 0.03% New
99 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,9102.9k $51.6k $51.6k 0.00% New
100 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,5282.5k $45.3k $45.3k 0.00% Unchanged