Vault-13

SUNOPTA INC STKL

COM · Common Stock · CUSIP 8676EP108 · ISIN CA8676EP1086

184 institutional holders +2 vs Q1 2023
95,824,28595.8m shares reported held*
$629.0mreported value*
20 new 68 added 66 reduced 20 sold out net sold ≈ $71.1m (-9.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($391.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.56. Options: 8 managers hold calls ($3.1m notional), 4 hold puts ($281.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 193Q1 23: 182Q2 23: 184184Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023182
Q2 2023184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 99 bought or addedQ4 22: 86 cut or sold outQ4 22Q1 23: 89 bought or addedQ1 23: 85 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 86 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229986
Q1 20238985
Q2 20238886

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $14.0mQ3 22 puts: $8.1mQ3 22P/C 0.58Q4 22 calls: $14.7mQ4 22 puts: $7.8mQ4 22P/C 0.53Q1 23 calls: $6.1mQ1 23 puts: $890.1kQ1 23P/C 0.15Q2 23 calls: $3.1mQ2 23 puts: $281.8kQ2 23P/C 0.09
Numbers
QuarterCallsPutsP/C
Q3 2022$14.0m$8.1m0.58
Q4 2022$14.7m$7.8m0.53
Q1 2023$6.1m$890.1k0.15
Q2 2023$3.1m$281.8k0.09

Biggest buyers

PICTET ASSET MANAGEMENT SA Added +2,906,958+2.9m
J. Goldman & Co LP Added +1,412,082+1.4m
ARDSLEY ADVISORY PARTNERS LP Added +1,357,000+1.4m
Portolan Capital Management, LLC Added +1,061,270+1.1m
COOPERMAN LEON G Added +808,406+808.4k
Hodges Capital Management Inc. Added +807,936+807.9k
Diamond Hill Capital Management, LLC (Investment Advisor) Added +623,501+623.5k
BlackRock Inc. Added +437,740+437.7k
Aberdeen Group plc Added +405,595+405.6k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC Added +383,572+383.6k

Biggest sellers

Engaged Capital LLC Sold out -5,915,435-5.9m
Candriam S.C.A. Reduced -5,621,425-5.6m
FMR LLC Reduced -4,460,113-4.5m
AMERICAN CENTURY COMPANIES INC Reduced -1,142,709-1.1m
Woodline Partners LP Reduced -1,046,671-1.0m
MILLENNIUM MANAGEMENT LLC Reduced -719,422-719.4k
CITADEL ADVISORS LLC Reduced -509,783-509.8k
GOLDMAN SACHS GROUP INC Reduced -376,648-376.6k
Polar Asset Management Partners Inc. Reduced -344,100-344.1k
Driehaus Capital Management LLC Reduced -328,051-328.1k

Biggest calls

J. Goldman & Co LP Reduced $2.1m314.8k shares
CITADEL ADVISORS LLC Reduced $404.1k60.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $194.7k29.1k shares
GROUP ONE TRADING LLC Added $141.8k21.2k shares
PEAK6 Investments LLC Reduced $110.4k16.5k shares
WOLVERINE TRADING, LLC Reduced $98.8k15.3k shares
SIMPLEX TRADING, LLC Reduced $12.0k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $102.4k15.3k shares
WOLVERINE TRADING, LLC New $89.8k13.9k shares
CITADEL ADVISORS LLC Reduced $89.6k13.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-23 6.6% 7.8m 2025-04-23

Fell to 5% or below in the last year: FIL Ltd (0.0%, 2026-06-05), CastleKnight Master Fund LP (0.0%, 2026-05-15), COOPERMAN LEON G (0.0%, 2026-05-13), Oaktree Capital Group Holdings GP, LLC (0.0%, 2026-05-05)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 1.88% of their portfolio LOS ANGELES, CA 20,726,12620.7m $138.7m $138.7m 1.88% Unchanged
2 BlackRock Inc. 0.00% of their portfolio New York, NY 7,748,1157.7m $51.8m $51.8m 0.00% Added +437.7k +437,740
3 NOMURA HOLDINGS INC 0.32% of their portfolio TOKYO, M0 4,702,4984.7m $31.5m $31.5m 0.32% Reduced -100.0k -100,000
4 FMR LLC 0.00% of their portfolio BOSTON, MA 4,697,7294.7m $31.4m $31.4m 0.00% Reduced -4.5m -4,460,113
5 ARDSLEY ADVISORY PARTNERS LP 6.56% of their portfolio Norwalk, CT 4,342,0004.3m $29.0m $29.0m 6.56% Added +1.4m +1,357,000
6 COOPERMAN LEON G 1.45% of their portfolio BOCA RATON, FL 4,000,0004.0m $26.8m $26.8m 1.45% Added +808.4k +808,406
7 BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.09% of their portfolio DALLAS, TX 3,588,8053.6m $24.0m $24.0m 0.09% Added +29.4k +29,426
8 PICTET ASSET MANAGEMENT SA 0.02% of their portfolio GENEVA 73, V8 3,112,1033.1m $20.8m $20.8m 0.02% Added +2.9m +2,906,958
9 Aberdeen Group plc 0.05% of their portfolio EDINBURGH, X0 3,032,8823.0m $20.3m $20.3m 0.05% Added +405.6k +405,595
10 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 2,516,2272.5m $16.8m $16.8m 0.01% Reduced -1.1m -1,142,709
11 Portolan Capital Management, LLC 1.44% of their portfolio BOSTON, MA 2,428,0612.4m $16.2m $16.2m 1.44% Added +1.1m +1,061,270
12 Diamond Hill Capital Management, LLC (Investment Advisor) 0.07% of their portfolio COLUMBUS, OH 2,357,7452.4m $15.8m $15.8m 0.07% Added +623.5k +623,501
13 J. Goldman & Co LP 0.81% of their portfolio NEW YORK, NY 2,120,7172.1m $14.2m $14.2m 0.81% Added +1.4m +1,412,082
14 Hodges Capital Management Inc. 0.01% of their portfolio DALLAS, TX 1,786,6021.8m $16.2k $16.2k 0.01% Added +807.9k +807,936
15 THORNBURG INVESTMENT MANAGEMENT INC 0.16% of their portfolio SANTA FE, NM 1,476,0571.5m $9.9m $9.9m 0.16% Reduced -27.1k -27,068
16 ESSEX INVESTMENT MANAGEMENT CO LLC 1.38% of their portfolio BOSTON, MA 1,473,3671.5m $9.9m $9.9m 1.38% Reduced -30.1k -30,123
17 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,434,1901.4m $9.6m $9.6m 0.00% Reduced -6.1k -6,099
18 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 1,117,7111.1m $7.5m $7.5m 0.03% Added +18.1k +18,098
19 Alyeska Investment Group, L.P. 0.05% of their portfolio CHICAGO, IL 1,064,3511.1m $7.1m $7.1m 0.05% Added +214.4k +214,351
20 ROYCE & ASSOCIATES LP 0.07% of their portfolio New York, NY 1,057,2861.1m $7.1m $7.1m 0.07% Added +185.0k +185,000
21 Skandinaviska Enskilda Banken AB (publ) 0.05% of their portfolio STOCKHOLM, V7 1,037,9001.0m $6.9m $6.9m 0.05% Unchanged
22 Clear Sky Carbon Solutions Investment Management, LLC 2.19% of their portfolio BELLAIRE, TX 1,025,0001.0m $6.9m $6.9m 2.19% Added +192.0k +192,000
23 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 980,391980.4k $6.6m $6.6m 0.00% Reduced -3.8k -3,802
24 Woodline Partners LP 0.07% of their portfolio San Francisco, CA 921,493921.5k $6.2m $6.2m 0.07% Reduced -1.0m -1,046,671
25 HANTZ FINANCIAL SERVICES, INC. 0.12% of their portfolio SOUTHFIELD, MI 716,758716.8k $4.8m $4.8m 0.12% Added +62.8k +62,769
26 HEARTLAND ADVISORS INC 0.27% of their portfolio MILWAUKEE, WI 700,000700.0k $4.7m $4.7m 0.27% Added +100.0k +100,000
27 Driehaus Capital Management LLC 0.06% of their portfolio Chicago, IL 693,248693.2k $4.6m $4.6m 0.06% Reduced -328.1k -328,051
28 CIBC WORLD MARKETS CORP 0.04% of their portfolio NEW YORK, NY 680,000680.0k $4.5m $4.5m 0.04% Added +100.0k +100,000
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 633,739633.7k $4.2m $4.2m 0.00% Reduced -57.6k -57,553
30 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 606,692606.7k $4.1m $4.1m 0.00% Reduced -45.9k -45,882
31 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 602,607602.6k $4.0m $4.0m 0.01% Added +66.9k +66,944
32 OBERWEIS ASSET MANAGEMENT INC/ 0.44% of their portfolio LISLE, IL 537,700537.7k $3.6m $3.6m 0.44% Added +116.9k +116,900
33 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 527,385527.4k $3.5m $3.5m 0.00% Reduced -57.5k -57,455
34 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.25% of their portfolio CHICAGO, IL 483,572483.6k $3.2m $3.2m 0.25% Added +383.6k +383,572
35 WYNNEFIELD CAPITAL INC 1.47% of their portfolio NEW YORK, NY 444,000444.0k $2.9m $2.9m 1.47% Reduced -26.0k -26,000
36 Polar Asset Management Partners Inc. 0.06% of their portfolio TORONTO, A6 436,325436.3k $2.9m $2.9m 0.06% Reduced -344.1k -344,100
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 436,245436.2k $2.9m $2.9m 0.00% Reduced -509.8k -509,783
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 401,826401.8k $2.7m $2.7m 0.00% Reduced -376.6k -376,648
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 397,602397.6k $2.7m $2.7m 0.00% Reduced -9.8k -9,755
40 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 356,687356.7k $2.4m $2.4m 0.00% Reduced -10.9k -10,918
41 ZAZOVE ASSOCIATES LLC 0.18% of their portfolio INCLINE VILLAGE, NV 288,539288.5k $1.9m $1.9m 0.18% Unchanged
42 Nicholas Investment Partners, LP 0.13% of their portfolio RANCHO SANTA FE, CA 275,956276.0k $1.8m $1.8m 0.13% New
43 KENNEDY CAPITAL MANAGEMENT LLC 0.04% of their portfolio ST LOUIS, MO 275,419275.4k $1.8m $1.8m 0.04% Reduced -180.0k -180,016
44 PATHSTONE FAMILY OFFICE, LLC 0.03% of their portfolio ENGLEWOOD, NJ 264,300264.3k $1.8m $1.8m 0.03% New
45 EPIQ PARTNERS, LLC 1.18% of their portfolio MINNEAPOLIS, MN 259,735259.7k $1.7m $1.7m 1.18% Reduced -10.9k -10,950
46 KORNITZER CAPITAL MANAGEMENT INC /KS 0.03% of their portfolio SHAWNEE MISSION, KS 254,850254.8k $1.7m $1.7m 0.03% Added +74.8k +74,850
47 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 240,303240.3k $1.6m $1.6m 0.05% Reduced -16.6k -16,591
48 PEREGRINE CAPITAL MANAGEMENT LLC 0.04% of their portfolio MINNEAPOLIS, MN 231,377231.4k $1.5m $1.5m 0.04% New
49 Legato Capital Management LLC 0.21% of their portfolio San Francisco, CA 227,232227.2k $1.5m $1.5m 0.21% Added +88.5k +88,464
50 Millrace Asset Group, Inc. 1.56% of their portfolio BERWYN, PA 222,510222.5k $1.5m $1.5m 1.56% Reduced -1.2k -1,204
51 SYCOMORE ASSET MANAGEMENT 0.33% of their portfolio PARIS, I0 216,603216.6k $1.4m $1.4m 0.33% Added +173.0k +173,000
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 209,952210.0k $1.4m $1.4m 0.00% Reduced -12.7k -12,747
53 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 208,138208.1k $1.4m $1.4m 0.00% Added +26.2k +26,200
54 PCJ Investment Counsel Ltd. 0.59% of their portfolio TORONTO, A6 207,810207.8k $1.4m $1.4m 0.59% Reduced -103.0k -103,000
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 203,506203.5k $1.4m $1.4m 0.00% Added +640 +640
56 Swiss National Bank 0.00% of their portfolio ZURICH, V8 189,425189.4k $1.3m $1.3m 0.00% Added +22.9k +22,900
57 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 184,483184.5k $1.2m $1.2m 0.00% Reduced -18.5k -18,502
58 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 171,681171.7k $1.1m $1.1m 0.00% Reduced -48.7k -48,722
59 Premier Fund Managers Ltd 0.04% of their portfolio GUILDFORD, X0 170,580170.6k $1.1m $1.1m 0.04% Reduced -52.7k -52,698
60 TECTONIC ADVISORS LLC 0.13% of their portfolio FRISCO, TX 161,276161.3k $1.1m $1.1m 0.13% Added +71.0k +71,007
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 154,559154.6k $1.0m $1.0m 0.00% Reduced -20.1k -20,050
62 FORMULA GROWTH LTD 0.31% of their portfolio MONTREAL, A8 143,734143.7k $961.6k $961.6k 0.31% Added +11.2k +11,150
63 IRONWOOD INVESTMENT MANAGEMENT LLC 0.54% of their portfolio BOSTON, MA 140,620140.6k $940.7k $940.7k 0.54% Reduced -3.1k -3,062
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 139,719139.7k $934.7k $934.7k 0.00% Reduced -15.6k -15,602
65 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 125,966126.0k $842.7k $842.7k 0.00% Added +1.3k +1,328
66 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 111,358111.4k $745.0k $745.0k 0.00% Added +25.5k +25,518
67 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 107,320107.3k $718.0k $718.0k 0.07% Reduced -186.1k -186,078
68 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 106,165106.2k $710.3k $710.3k 0.00% Reduced -719.4k -719,422
69 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 106,087106.1k $709.7k $709.7k 0.00% Added +42.3k +42,308
70 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 104,056104.1k $696.1k $696.1k 0.00% Added +9.1k +9,140
71 Lokken Investment Group LLC 0.44% of their portfolio LEWES, DE 101,497101.5k $679.0k $679.0k 0.44% Added +12.0k +12,000
72 PDT Partners, LLC 0.09% of their portfolio New York, NY 99,80399.8k $667.7k $667.7k 0.09% Added +54.1k +54,135
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 83,81783.8k $560.7k $560.7k 0.00% Added +30.7k +30,730
74 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 78,36178.4k $524.2k $524.2k 0.00% Reduced -7.3k -7,295
75 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 74,58174.6k $498.9k $498.9k 0.00% Added +30.4k +30,350
76 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 73,34573.3k $490.7k $490.7k 0.00% Added +46.9k +46,884
77 Legal & General Group Plc 0.00% of their portfolio London, X0 72,38572.4k $484.5k $484.5k 0.00% Added +48.0k +48,005
78 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 72,14672.1k $482.7k $482.7k 0.01% Reduced -3.1k -3,104
79 WEALTH EFFECTS LLC 0.20% of their portfolio BOSTON, MA 69,09069.1k $462.2k $462.2k 0.20% Reduced -1.5k -1,500
80 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 63,03363.0k $422.0k $422.0k 0.00% Added +820 +820
81 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 58,45058.5k $391.0k $391.0k 0.00% Reduced -59.5k -59,469
82 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 54,91654.9k $367.0k $367.0k 0.00% New
83 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 53,07653.1k $355.1k $355.1k 0.00% Unchanged
84 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 52,66552.7k $350.3k $350.3k 0.00% Added +7.8k +7,764
85 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 52,18952.2k $349.1k $349.1k 0.00% Reduced -5.6m -5,621,425
86 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 51,83151.8k $346.7k $346.7k 0.00% First filing
87 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 49,17349.2k $329.0k $329.0k 0.00% Added +38.5k +38,533
88 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 48,51148.5k $322.8k $322.8k 0.00% Reduced -538 -538
89 Dynamic Technology Lab Private Ltd 0.04% of their portfolio SINGAPORE, U0 48,16948.2k $322.0k $322.0k 0.04% Reduced -11.2k -11,224
90 Reynders McVeigh Capital Management, LLC 0.02% of their portfolio BOSTON, MA 46,12546.1k $309.0k $309.0k 0.02% Reduced -10.9k -10,900
91 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 43,85043.9k $293.2k $293.2k 0.00% Reduced -36.1k -36,150
92 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 43,72643.7k $292.5k $292.5k 0.00% Reduced -3.4k -3,413
93 Nebula Research & Development LLC 0.21% of their portfolio New York, NY 41,98542.0k $280.9k $280.9k 0.21% New
94 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 40,36040.4k $270.0k $270.0k 0.00% Added +832 +832
95 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 40,34840.3k $269.9k $269.9k 0.00% Reduced -3.0k -3,036
96 Yarbrough Capital, LLC 0.02% of their portfolio FRANKLIN, TN 40,04440.0k $267.9k $267.9k 0.02% Unchanged
97 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 39,74639.7k $265.9k $265.9k 0.00% Reduced -25.6k -25,557
98 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,78038.8k $259.4k $259.4k 0.00% Reduced -31.5k -31,453
99 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 38,18638.2k $255.5k $255.5k 0.00% Added +175 +175
100 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 37,74837.7k $252.0k $252.0k 0.00% New