Vault-13

SUMO LOGIC INC

COM · Common Stock · CUSIP 86646P103 · ISIN US86646P1030

178 institutional holders +2 vs Q4 2022
91,635,47991.6m shares reported held*
$1.1bnreported value*
51 new 48 added 48 reduced 48 sold out net bought ≈ $122.4m (+10.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($365.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.00. Options: 9 managers hold calls ($4.4m notional), 9 hold puts ($2.0m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 176Q1 23: 178178Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022176
Q1 2023178

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 81 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 99 bought or addedQ1 23: 96 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228167
Q1 20239996

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $7.0mQ3 22 puts: $1.2mQ3 22P/C 0.17Q4 22 calls: $2.6mQ4 22 puts: $842.2kQ4 22P/C 0.33Q1 23 calls: $4.4mQ1 23 puts: $2.0mQ1 23P/C 0.46
Numbers
QuarterCallsPutsP/C
Q3 2022$7.0m$1.2m0.17
Q4 2022$2.6m$842.2k0.33
Q1 2023$4.4m$2.0m0.46

Biggest buyers

WATER ISLAND CAPITAL LLC New +3,850,252+3.9m
Pentwater Capital Management LP New +2,884,338+2.9m
Magnetar Financial LLC New +1,613,068+1.6m
Verition Fund Management LLC New +1,521,233+1.5m
JANUS HENDERSON GROUP PLC Added +1,259,298+1.3m
AQR Arbitrage LLC New +1,202,797+1.2m
Sand Grove Capital Management LLP New +1,136,388+1.1m
PSquared Asset Management AG New +1,099,734+1.1m
Qube Research & Technologies Ltd New +1,083,884+1.1m
MORGAN STANLEY Added +1,042,200+1.0m

Biggest sellers

ArrowMark Colorado Holdings LLC Reduced -2,399,512-2.4m
GLYNN CAPITAL MANAGEMENT LLC Sold out -2,287,909-2.3m
Vector Capital Management, L.P. Reduced -2,000,000-2.0m
MILLENNIUM MANAGEMENT LLC Reduced -1,824,792-1.8m
BROWN ADVISORY INC Reduced -1,713,963-1.7m
272 Capital LP Sold out -1,196,851-1.2m
NEEDHAM INVESTMENT MANAGEMENT LLC Sold out -1,100,000-1.1m
BlackRock Inc. Reduced -963,466-963.5k
Cubist Systematic Strategies, LLC Sold out -612,436-612.4k
MARSHALL WACE, LLP Sold out -575,973-576.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m137.4k shares
CITADEL ADVISORS LLC Added $805.1k67.2k shares
SIMPLEX TRADING, LLC Reduced $758.0k63.3k shares
GROUP ONE TRADING LLC Added $509.1k42.5k shares
JANE STREET GROUP, LLC New $371.4k31.0k shares
PEAK6 Investments LLC New $179.7k15.0k shares
Walleye Trading LLC New $95.8k8.0k shares
Cutler Group LLC / CA Added $2.0k4.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Added $662.5k55.3k shares
MILLENNIUM MANAGEMENT LLC New $599.0k50.0k shares
Parallax Volatility Advisers, L.P. New $310.3k25.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $246.8k20.6k shares
CSS LLC/IL New $119.8k10.0k shares
Walleye Trading LLC New $53.9k4.5k shares
CITADEL ADVISORS LLC Reduced $20.4k1.7k shares
SIMPLEX TRADING, LLC Added $8.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 10,500,78010.5m $125.8m $125.8m 0.00% Reduced -531.6k -531,633
2 BlackRock Inc. 0.00% of their portfolio New York, NY 9,615,8469.6m $115.2m $115.2m 0.00% Reduced -963.5k -963,466
3 SAPPHIRE VENTURES, L.P. 32.30% of their portfolio Austin, TX 6,448,0056.4m $77.2m $77.2m 32.30% Unchanged
4 BATTERY MANAGEMENT CORP. 7.35% of their portfolio BOSTON, MA 4,257,4354.3m $51.0m $51.0m 7.35% Unchanged
5 WATER ISLAND CAPITAL LLC 3.74% of their portfolio NEW YORK, NY 3,850,2523.9m $46.1m $46.1m 3.74% New
6 Pentwater Capital Management LP 0.57% of their portfolio Naples, FL 2,884,3382.9m $34.6m $34.6m 0.57% New
7 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 2,747,7002.7m $32.9m $32.9m 0.04% Added +824.0k +824,000
8 ArrowMark Colorado Holdings LLC 0.36% of their portfolio Denver, CO 2,669,1202.7m $32.0m $32.0m 0.36% Reduced -2.4m -2,399,512
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,446,1452.4m $29.3m $29.3m 0.00% Added +219.7k +219,653
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,421,8882.4m $29.0m $29.0m 0.00% Added +1.0m +1,042,200
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,234,8802.2m $26.8m $26.8m 0.00% Added +124.9k +124,936
12 Legal & General Group Plc 0.01% of their portfolio London, X0 2,165,2152.2m $25.9m $25.9m 0.01% Reduced -419.2k -419,181
13 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,666,1321.7m $20.0m $20.0m 0.01% Added +798.4k +798,438
14 Magnetar Financial LLC 0.38% of their portfolio EVANSTON, IL 1,613,0681.6m $19.3m $19.3m 0.38% New
15 Verition Fund Management LLC 0.29% of their portfolio GREENWICH, CT 1,521,2331.5m $18.2m $18.2m 0.29% New
16 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,499,9281.5m $18.0m $18.0m 0.01% Added +117.1k +117,102
17 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 1,439,3591.4m $17.2m $17.2m 0.01% Reduced -41.4k -41,360
18 Vector Capital Management, L.P. 4.98% of their portfolio SAN FRANCISCO, CA 1,400,0001.4m $16.8m $16.8m 4.98% Reduced -2.0m -2,000,000
19 Artemis Investment Management LLP 0.20% of their portfolio EDINBURGH, X0 1,341,6381.3m $16.0m $16.0m 0.20% Reduced -443.9k -443,917
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,326,5781.3m $15.9m $15.9m 0.00% Reduced -375.4k -375,371
21 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 1,278,6561.3m $15.3m $15.3m 0.01% Added +1.3m +1,259,298
22 AQR Arbitrage LLC 0.44% of their portfolio Greenwich, CT 1,202,7971.2m $14.4m $14.4m 0.44% New
23 Sand Grove Capital Management LLP 2.09% of their portfolio LONDON, X0 1,136,3881.1m $13.6m $13.6m 2.09% New
24 PSquared Asset Management AG 1.90% of their portfolio ZURICH, V8 1,099,7341.1m $13.2m $13.2m 1.90% New
25 Qube Research & Technologies Ltd 0.07% of their portfolio LONDON, X0 1,083,8841.1m $13.0m $13.0m 0.07% New
26 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,062,3861.1m $12.7m $12.7m 0.00% Added +26.5k +26,528
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,051,4921.1m $12.6m $12.6m 0.00% Reduced -30.2k -30,204
28 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 1,034,7731.0m $12.4m $12.4m 0.02% Added +404.3k +404,345
29 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.03% of their portfolio Boston, MA 964,573964.6k $11.6m $11.6m 0.03% New
30 PICTON MAHONEY ASSET MANAGEMENT 0.55% of their portfolio Toronto, A6 900,000900.0k $10.8m $10.8m 0.55% New
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 840,601840.6k $10.1m $10.1m 0.00% Added +16.4k +16,405
32 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 739,974740.0k $8.9m $8.9m 0.10% New
33 BARDIN HILL MANAGEMENT PARTNERS LP 2.07% of their portfolio NEW YORK, NY 695,445695.4k $8.3m $8.3m 2.07% New
34 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 669,764669.8k $8.0m $8.0m 0.00% Added +579.7k +579,736
35 Samson Rock Capital LLP 3.99% of their portfolio LONDON, X0 648,995649.0k $7.8m $7.8m 3.99% New
36 ETF MANAGERS GROUP, LLC 0.24% of their portfolio Summit, NJ 619,124619.1k $7.4m $7.4m 0.24% Added +12.4k +12,384
37 GABELLI FUNDS LLC 0.05% of their portfolio Rye, NY 579,577579.6k $6.9m $6.9m 0.05% New
38 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 524,587524.6k $6.3m $6.3m 0.00% Added +198.4k +198,353
39 NWI MANAGEMENT LP 0.94% of their portfolio NEW YORK, NY 494,226494.2k $5.9m $5.9m 0.94% Unchanged
40 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 477,502477.5k $5.7m $5.7m 0.01% Added +403.8k +403,841
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 439,115439.1k $5.3m $5.3m 0.00% Added +108.7k +108,711
42 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 370,917370.9k $4.4m $4.4m 0.01% Reduced -1.8m -1,824,792
43 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 365,500365.5k $4.4m $4.4m 0.02% Reduced -62.5k -62,500
44 GABELLI & Co INVESTMENT ADVISERS, INC. 0.82% of their portfolio Rye, NY 358,150358.1k $4.3m $4.3m 0.82% New
45 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 343,755343.8k $4.1m $4.1m 0.01% Added +289.1k +289,067
46 Woodline Partners LP 0.06% of their portfolio San Francisco, CA 334,181334.2k $4.0m $4.0m 0.06% New
47 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 326,976327.0k $3.9m $3.9m 0.00% Added +250.5k +250,536
48 FIL Ltd 0.00% of their portfolio HAMILTON, D0 325,000325.0k $3.9m $3.9m 0.00% New
49 EHP Funds Inc. 0.75% of their portfolio TORONTO, Z4 284,999285.0k $3.4m $3.4m 0.75% New
50 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 284,122284.1k $3.4m $3.4m 0.00% Added +96.7k +96,717
51 Centiva Capital, LP 0.19% of their portfolio New York, NY 282,564282.6k $3.4m $3.4m 0.19% New
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 277,374277.4k $3.3m $3.3m 0.00% Reduced -122.2k -122,227
53 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 261,220261.2k $3.1m $3.1m 0.00% Added +29.8k +29,835
54 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 246,478246.5k $3.0m $3.0m 0.00% Added +172.0k +172,029
55 FRED ALGER MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 241,572241.6k $2.9m $2.9m 0.02% New
56 First Trust Capital Management L.P. 0.12% of their portfolio CHICAGO, IL 240,496240.5k $2.9m $2.9m 0.12% New
57 IEQ CAPITAL, LLC 0.07% of their portfolio Foster City, CA 235,154235.2k $2.8m $2.8m 0.07% Added +432 +432
58 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 226,985227.0k $2.7m $2.7m 0.01% New
59 Vestcor Inc 0.09% of their portfolio FREDERICTON, A3 200,000200.0k $2.4m $2.4m 0.09% New
60 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 193,500193.5k $2.3m $2.3m 0.00% Added +156.1k +156,100
61 Swiss National Bank 0.00% of their portfolio ZURICH, V8 191,900191.9k $2.3m $2.3m 0.00% Reduced -22.8k -22,800
62 Westchester Capital Management, LLC 0.07% of their portfolio VALHALLA, NY 187,483187.5k $2.2m $2.2m 0.07% New
63 Man Group plc 0.01% of their portfolio LONDON, X0 179,073179.1k $2.1m $2.1m 0.01% New
64 PRELUDE CAPITAL MANAGEMENT, LLC 0.14% of their portfolio NEW YORK, NY 175,833175.8k $2.1m $2.1m 0.14% Added +132.9k +132,927
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 170,613170.6k $2.0m $2.0m 0.00% Added +137.6k +137,619
66 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 160,246160.2k $1.9m $1.9m 0.00% Reduced -1.7m -1,713,963
67 NATIXIS 0.02% of their portfolio PARIS, I0 155,000155.0k $1.9m $1.9m 0.02% New
68 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 147,073147.1k $1.8m $1.8m 0.01% New
69 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 128,300128.3k $1.5m $1.5m 0.00% New
70 HarbourVest Partners LLC 0.52% of their portfolio Boston, MA 127,788127.8k $1.5m $1.5m 0.52% Unchanged
71 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 122,453122.5k $1.5m $1.5m 0.00% Added +55.2k +55,206
72 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 122,341122.3k $1.5m $1.5m 0.00% Added +109.3k +109,268
73 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 122,024122.0k $1.5m $1.5m 0.00% Reduced -197.8k -197,804
74 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 121,859121.9k $1.5m $1.5m 0.00% Reduced -1.7k -1,723
75 HAMILTON LANE ADVISORS LLC 0.19% of their portfolio CONSHOHOCKEN, PA 95,47695.5k $1.1m $1.1m 0.19% Added +20.9k +20,945
76 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 94,25994.3k $1.1m $1.1m 0.02% New
77 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 90,10090.1k $1.1m $1.1m 0.00% New
78 LMR Partners LLP 0.02% of their portfolio LONDON, X0 88,49588.5k $1.1m $1.1m 0.02% New
79 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 80,75980.8k $967.5k $967.5k 0.00% Added +261 +261
80 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 80,15080.2k $960.2k $960.2k 0.00% Reduced -26.4k -26,436
81 GLAZER CAPITAL, LLC 0.05% of their portfolio New York, NY 79,62479.6k $954.0k $954.0k 0.05% New
82 Kellner Capital, LLC 1.31% of their portfolio NEW YORK, NY 78,46978.5k $940.0k $940.0k 1.31% New
83 S&CO INC 0.08% of their portfolio BOSTON, MA 74,78874.8k $895.0k $895.0k 0.08% Unchanged
84 CEERA INVESTMENTS, LLC 0.53% of their portfolio BELLAIRE, TX 68,99569.0k $826.6k $826.6k 0.53% Added +36.3k +36,260
85 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 67,26567.3k $805.8k $805.8k 0.01% Reduced -15.6k -15,550
86 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 63,52263.5k $761.0k $761.0k 0.01% New
87 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 62,80362.8k $752.4k $752.4k 0.01% Unchanged
88 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 61,70861.7k $739.3k $739.3k 0.00% Reduced -10.6k -10,553
89 BCK CAPITAL MANAGEMENT LP 0.60% of their portfolio STAMFORD, CT 57,56057.6k $689.6k $689.6k 0.60% New
90 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 56,75656.8k $679.9k $679.9k 0.00% Added +1.8k +1,808
91 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 56,52956.5k $677.2k $677.2k 0.00% Added +16.0k +16,007
92 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 53,48653.5k $640.8k $640.8k 0.00% Reduced -9.8k -9,782
93 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 52,35552.4k $627.0k $627.0k 0.01% Reduced -89.7k -89,699
94 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 51,95552.0k $622.4k $622.4k 0.00% Reduced -15.8k -15,837
95 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 49,87449.9k $597.5k $597.5k 0.00% Unchanged
96 PenderFund Capital Management Ltd. 0.25% of their portfolio VANCOUVER, A1 49,05049.0k $794 $794 0.25% New
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 45,56845.6k $545.9k $545.9k 0.00% Added +24.7k +24,749
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 44,82644.8k $537.0k $537.0k 0.00% Unchanged
99 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 44,04544.0k $528.0k $528.0k 0.01% Added +11.7k +11,738
100 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 41,94841.9k $502.5k $502.5k 0.00% Reduced -431.2k -431,151