Vault-13

SUMMIT MIDSTREAM CORPORATION SMC

COM · Common Stock · CUSIP 86614G101

75 institutional holders +2 vs Q1 2026
5,556,6825.6m shares reported held*
$158.3mreported value*
12 new 29 added 18 reduced 10 sold out net bought ≈ $5.3m (+186.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.48. Options: 2 managers hold calls ($2.2m notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 24: 35Q4 24: 60Q1 25: 62Q2 25: 63Q3 25: 64Q4 25: 65Q1 26: 73Q2 26: 7575Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q3 202435
Q4 202460
Q1 202562
Q2 202563
Q3 202564
Q4 202565
Q1 202673
Q2 202675

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 24: 39 bought or addedQ4 24: 12 cut or sold outQ4 24Q1 25: 36 bought or addedQ1 25: 23 cut or sold outQ2 25: 39 bought or addedQ2 25: 35 cut or sold outQ2 25Q3 25: 33 bought or addedQ3 25: 28 cut or sold outQ4 25: 33 bought or addedQ4 25: 29 cut or sold outQ4 25Q1 26: 32 bought or addedQ1 26: 32 cut or sold outQ2 26: 41 bought or addedQ2 26: 28 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q4 20243912
Q1 20253623
Q2 20253935
Q3 20253328
Q4 20253329
Q1 20263232
Q2 20264128

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 25 calls: $1.1mQ3 25 puts: $82.0kQ3 25P/C 0.07Q4 25 calls: $843.1kQ4 25 puts: $269.5kQ4 25P/C 0.32Q1 26 calls: $8.9mQ1 26 puts: $284.3kQ1 26P/C 0.03Q2 26 calls: $2.2mQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$1.1m$82.0k0.07
Q4 2025$843.1k$269.5k0.32
Q1 2026$8.9m$284.3k0.03
Q2 2026$2.2m$00.00

Biggest buyers

Deltroit Asset Management (UK) LLP Added +107,944+107.9k
CITADEL ADVISORS LLC Added +54,677+54.7k
EAGLE GLOBAL ADVISORS LLC Added +36,288+36.3k
Flat Footed LLC Added +34,239+34.2k
AMERICAN CENTURY COMPANIES INC Added +32,698+32.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +24,741+24.7k
XTX Topco Ltd New +22,506+22.5k
FRANKLIN RESOURCES INC Added +19,400+19.4k
MILLENNIUM MANAGEMENT LLC New +17,858+17.9k
Odyssean, LLC New +15,717+15.7k

Biggest sellers

ARK & TLK INVESTMENTS, LLC Reduced -53,529-53.5k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -51,472-51.5k
JANE STREET GROUP, LLC Sold out -42,730-42.7k
BANK OF AMERICA CORP /DE/ Reduced -35,904-35.9k
JACOBS LEVY EQUITY MANAGEMENT, INC Sold out -23,443-23.4k
RENAISSANCE TECHNOLOGIES LLC Sold out -22,476-22.5k
MORGAN STANLEY Reduced -15,483-15.5k
HRT FINANCIAL LP Sold out -13,611-13.6k
GOLDMAN SACHS GROUP INC Sold out -13,553-13.6k
HSBC HOLDINGS PLC Sold out -10,446-10.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m41.9k shares
CITADEL ADVISORS LLC Reduced $1.0m36.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Connect Midstream, LLC 13D · may seek influence +3.6 pts · filed 2026-04-09
Stated purposeItem 4 of the Schedule 13D is hereby amended to include the following at the end thereof: Securities Purchase Agreement Pursuant to the Securities Purchase Agreement (the "Purchase Agreement"), by and among the Company, the Partnership, and Tall Oak Parent, and solely for purposes of modifying certain existing registration rights as detailed in the Purchase Agreement, Connect Midstream, LLC, a Delaware limited liability company ("Connect Midstream"), the Company agreed to issue and sell to Tall Oak Parent (or its designated members) 1,351,351 shares (the "Shares") of Common Stock in exchange for $42,000,000 in cash. The Purchase Agreement contained customary representations, warranties, covenants, conditions to closing, and termination provisions. Upon consummation of the foregoing, the r… Full filing
39.1% +3.6 pts 7.9m≈ $130.4m 2026-04-09
Invesco Ltd. 13G · institution +2.5 pts · filed 2025-05-09 7.8% +2.5 pts 957.0k≈ $26.0m 2025-05-09

Fell to 5% or below in the last year: BlackRock, Inc. (4.9%, 2026-04-27), VANGUARD GROUP INC (0.0%, 2026-03-27)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 2 sellingQ1 25: 0 buyingQ1 25: 2 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 1 sellingQ3 26: 0 buyingQ3 26: 1 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—2$1.9m$1.9m
Q1 20250—2$2.8m$2.4m
Q2 20250—0——
Q3 20251$3.0m0——
Q4 20250—0——
Q1 20261$37.9m0——
Q2 20260—1$320.0k—
Q3 20260—1$77.3k$77.3k
DateInsiderTradeSharesPrice ValueTheir holding
2026-07-02 Johnston James David Executive VP, GC, CCO and Secy Sold plan 2,600 $29.72 $77.3k2.6k shares -3%
2026-05-19 PETERS JERRY L Director · By Joint Spousal Trust Sold 10,000 $32.00 $320.0k10.0k shares -37%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 967,503967.5k $27.6m $27.6m 0.00% Reduced -1.9k -1,896
2 Deltroit Asset Management (UK) LLP 3.78% of their portfolio LONDON, X0 815,000815.0k $23.2m $23.2m 3.78% Added +107.9k +107,944
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 658,624658.6k $18.8m $18.8m 0.00% Added +9.2k +9,233
4 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 511,424511.4k $14.6m $14.6m 0.00% Added +5.3k +5,253
5 EAGLE GLOBAL ADVISORS LLC 0.25% of their portfolio Houston, TX 263,086263.1k $7.5m $7.5m 0.25% Added +36.3k +36,288
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 247,637247.6k $7.1m $7.1m 0.00% Added +14.6k +14,615
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 184,546184.5k $5.3m $5.3m 0.00% Added +5.9k +5,939
8 Flat Footed LLC 0.78% of their portfolio WILSON, WY 158,517158.5k $4.5m $4.5m 0.78% Added +34.2k +34,239
9 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 155,119155.1k $4.4m $4.4m 0.00% Added +32.7k +32,698
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 122,853122.9k $3.5m $3.5m 0.00% Reduced -51.5k -51,472
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.06% of their portfolio HOUSTON, TX 119,553119.6k $3.4m $3.4m 0.06% Added +1.8k +1,757
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 118,636118.6k $3.4m $3.4m 0.00% Reduced -35.9k -35,904
13 Empowered Funds, LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 91,55391.6k $2.6m $2.6m 0.01% Added +1.8k +1,757
14 Liberty Mutual Group Asset Management Inc. 0.21% of their portfolio Boston, MA 84,84084.8k $2.4m $2.4m 0.21% Unchanged
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 80,76180.8k $2.3m $2.3m 0.00% Reduced -15.5k -15,483
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 75,67575.7k $2.2m $2.2m 0.00% Added +5.4k +5,384
17 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 68,64168.6k $2.0m $2.0m 0.00% Reduced -2.8k -2,766
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 63,91063.9k $1.8m $1.8m 0.00% Added +54.7k +54,677
19 VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 59,76059.8k $1.7m $1.7m 0.00% Added +10.1k +10,100
20 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio SAN FRANCISCO, CA 58,21458.2k $1.7m $1.7m 0.01% Unchanged
21 ALGERT GLOBAL LLC 0.02% of their portfolio SAN FRANCISCO, CA 57,55357.6k $1.6m $1.6m 0.02% Added +10.8k +10,842
22 ARK & TLK INVESTMENTS, LLC 0.39% of their portfolio OKLAHOMA CITY, OK 55,70555.7k $1.6m $1.6m 0.39% Reduced -53.5k -53,529
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 55,43355.4k $1.6m $1.6m 0.00% Reduced -1.1k -1,100
24 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 52,98553.0k $1.5m $1.5m 0.02% Unchanged
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,85847.9k $1.4m $1.4m 0.00% Added +24.7k +24,741
26 Fractal Investments LLC 0.15% of their portfolio Glastonbury, CT 45,00045.0k $1.3m $1.3m 0.15% Unchanged
27 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 40,72040.7k $1.2m $1.2m 0.00% Added +19.4k +19,400
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,28629.3k $829.1k $829.1k 0.00% Added +6.1k +6,137
29 JB CAPITAL PARTNERS LP 0.12% of their portfolio Armonk, NY 26,16526.2k $745.2k $745.2k 0.12% Unchanged
30 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 26,03726.0k $741.5k $741.5k 0.00% Added +4.3k +4,274
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 24,50524.5k $697.9k $697.9k 0.00% Added +2.7k +2,728
32 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 22,50622.5k $641.0k $641.0k 0.01% New
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 22,37022.4k $637.1k $637.1k 0.00% Added +1.0k +1,019
34 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 21,98522.0k $626.1k $626.1k 0.00% Reduced -127 -127
35 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,85817.9k $508.6k $508.6k 0.00% New
36 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 17,84417.8k $508.2k $508.2k 0.00% Reduced -597 -597
37 Odyssean, LLC 0.07% of their portfolio DARIEN, CT 15,71715.7k $447.6k $447.6k 0.07% New
38 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 14,42714.4k $410.9k $410.9k 0.00% Reduced -2.0k -2,005
39 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 12,46812.5k $355.1k $355.1k 0.00% Reduced -6.5k -6,487
40 Voleon Capital Management LP 0.01% of their portfolio BERKELEY, CA 11,23811.2k $320.1k $320.1k 0.01% Reduced -2.1k -2,122
41 MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio BOSTON, MA 10,83810.8k $308.7k $308.7k 0.01% New
42 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 10,71110.7k $305.0k $305.0k 0.00% New
43 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 9,9439.9k $283.2k $283.2k 0.00% Added +2.7k +2,739
44 Valeo Financial Advisors, LLC 0.01% of their portfolio CARMEL, IN 9,4189.4k $268.2k $268.2k 0.01% New
45 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 9,3719.4k $266.9k $266.9k 0.00% Reduced -232 -232
46 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 8,7618.8k $249.5k $249.5k 0.00% Added +7.0k +6,974
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,6588.7k $246.0k $246.0k 0.00% Added +458 +458
48 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 8,3538.4k $237.9k $237.9k 0.00% New
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,5207.5k $214.2k $214.2k 0.00% Added +4.3k +4,251
50 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 7,1527.2k $203.7k $203.7k 0.00% Added +6.4k +6,385
51 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 6,3086.3k $179.7k $179.7k 0.00% Unchanged
52 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,0275.0k $143.2k $143.2k 0.00% Unchanged
53 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 4,6944.7k $133.7k $133.7k 0.00% Unchanged
54 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 4,2374.2k $120.7k $120.7k 0.00% Added +75 +75
55 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 3,9003.9k $111.1k $111.1k 0.00% Unchanged
56 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 2,2832.3k $65.0k $65.0k 0.00% Unchanged
57 FMR LLC 0.00% of their portfolio BOSTON, MA 2,0272.0k $57.7k $57.7k 0.00% Added +1.1k +1,139
58 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,2381.2k $35.3k $35.3k 0.00% Reduced -34 -34
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1991.2k $34.1k $34.1k 0.00% Reduced -314 -314
60 Legal & General Group Plc 0.00% of their portfolio London, X0 908908 $25.9k $25.9k 0.00% Added +172 +172
61 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 708708 $20.2k $20.2k 0.00% Unchanged
62 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 312312 $8.9k $8.9k 0.00% Unchanged
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 297297 $8.5k $8.5k 0.00% Added +80 +80
64 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 280280 $8.0k $8.0k 0.00% Unchanged
65 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 181181 $5.2k $5.2k 0.00% Reduced -106 -106
66 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 166166 $4.0k $4.0k 0.00% New
67 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 135135 $4.0k $4.0k 0.00% Unchanged
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 122122 $3.5k $3.5k 0.00% Reduced -354 -354
69 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 119119 $3.4k $3.4k 0.00% Reduced -21 -21
70 Quarry LP 0.00% of their portfolio NEW YORK, NY 8383 $2.4k $2.4k 0.00% New
71 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1717 $484 $484 0.00% New
72 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1515 $427 $427 0.00% Unchanged
73 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1414 $398 $398 0.00% New
74 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 77 $199 $199 0.00% Unchanged
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11 $29 $29 0.00% New