Vault-13

STRATEGY SHS SSUS

DAY HAGAN NED · ETP · CUSIP 86280R803

77 institutional holders +7 vs Q4 2023
14,135,07614.1m shares reported held*
$543.5mreported value*
13 new 27 added 32 reduced 7 sold out net bought ≈ $38.0m (+989.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.45. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 51Q4 22: 54Q1 23: 51Q2 23: 59Q3 23: 65Q4 23: 70Q1 24: 7777Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202251
Q4 202254
Q1 202351
Q2 202359
Q3 202365
Q4 202370
Q1 202477

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 24 cut or sold outQ3 23Q4 23: 31 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 40 bought or addedQ1 24: 39 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222333
Q1 20232533
Q2 20233721
Q3 20233524
Q4 20233138
Q1 20244039

Biggest buyers

FOUNDERS FINANCIAL SECURITIES LLC New +599,629+599.6k
MORGAN STANLEY Added +289,894+289.9k
LPL Financial LLC Added +156,649+156.6k
SAGE PRIVATE WEALTH GROUP, LLC Added +82,847+82.8k
Encompass More Asset Management Added +56,546+56.5k
GTS SECURITIES LLC Added +50,233+50.2k
Virtu Financial LLC New +38,470+38.5k
Pacific Sage Partners, LLC Added +23,284+23.3k
SPC Financial, Inc. Added +21,089+21.1k
ARQ WEALTH ADVISORS, LLC Added +19,615+19.6k

Biggest sellers

Integrated Wealth Concepts LLC Reduced -90,600-90.6k
CWM, LLC Reduced -65,152-65.2k
Raymond James Financial Services Advisors, Inc. Reduced -59,093-59.1k
Janney Montgomery Scott LLC Reduced -56,339-56.3k
Ashton Thomas Private Wealth, LLC Reduced -20,459-20.5k
ROYAL BANK OF CANADA Reduced -18,380-18.4k
IHT Wealth Management, LLC Reduced -14,888-14.9k
WEALTH EFFECTS LLC Reduced -14,285-14.3k
HighTower Advisors, LLC Reduced -14,155-14.2k
Dynamic Advisor Solutions LLC Sold out -13,260-13.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Integrated Wealth Concepts LLC 0.78% of their portfolio WALTHAM, MA 1,396,6961.4m $53.7m $53.7m 0.78% Reduced -90.6k -90,600
2 CWM, LLC 0.26% of their portfolio OMAHA, NE 1,376,0291.4m $52.9m $52.9m 0.26% Reduced -65.2k -65,152
3 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 1,066,2971.1m $41.0m $41.0m 0.06% Reduced -59.1k -59,093
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 932,130932.1k $35.8m $35.8m 0.00% Added +289.9k +289,894
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 899,783899.8k $34.6m $34.6m 0.01% Reduced -18.4k -18,380
6 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 812,357812.4k $31.2m $31.2m 0.02% Reduced -4.4k -4,370
7 Prospera Financial Services Inc 0.92% of their portfolio Dallas, TX 805,068805.1k $31.0m $31.0m 0.92% Reduced -4.9k -4,856
8 Donald L. Hagan, LLC 15.36% of their portfolio Sarasota, FL 755,815755.8k $29.1m $29.1m 15.36% Added +4.1k +4,090
9 FOUNDERS FINANCIAL SECURITIES LLC 2.42% of their portfolio TOWSON, MD 599,629599.6k $23.1m $23.1m 2.42% New
10 Ashton Thomas Private Wealth, LLC 1.30% of their portfolio SCOTTSDALE, AZ 588,351588.4k $22.6m $22.6m 1.30% Reduced -20.5k -20,459
11 IHT Wealth Management, LLC 0.87% of their portfolio Chicago, IL 562,699562.7k $21.6m $21.6m 0.87% Reduced -14.9k -14,888
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 435,955436.0k $16.8m $16.8m 0.01% Added +156.6k +156,649
13 OneDigital Investment Advisors LLC 0.25% of their portfolio OVERLAND PARK, KS 421,707421.7k $16.2m $16.2m 0.25% Added +16.4k +16,352
14 SAGE PRIVATE WEALTH GROUP, LLC 12.30% of their portfolio OAKBROOK TERRACE, IL 399,080399.1k $15.3m $15.3m 12.30% Added +82.8k +82,847
15 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 353,870353.9k $13.6m $13.6m 0.02% Reduced -3.3k -3,271
16 Pacific Sage Partners, LLC 3.50% of their portfolio EDMONDS, WA 351,697351.7k $13.5m $13.5m 3.50% Added +23.3k +23,284
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 209,967210.0k $8.1m $8.1m 0.02% Reduced -12.7k -12,702
18 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 206,266206.3k $7.9m $7.9m 0.02% Added +11.0k +11,018
19 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 174,812174.8k $6.7m $6.7m 0.07% Reduced -4.0k -4,018
20 SkyOak Wealth, LLC 1.60% of their portfolio SOUTHFIELD, MI 174,033174.0k $6.7m $6.7m 1.60% Reduced -1.2k -1,234
21 ARQ WEALTH ADVISORS, LLC 2.53% of their portfolio SCOTTSDALE, AZ 151,414151.4k $5.8m $5.8m 2.53% Added +19.6k +19,615
22 Stratos Wealth Advisors, LLC 0.33% of their portfolio BEACHWOOD, OH 143,019143.0k $5.5m $5.5m 0.33% Reduced -8.6k -8,598
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 131,754131.8k $5.1m $5.1m 0.01% Reduced -1.2k -1,249
24 SPC Financial, Inc. 0.47% of their portfolio ROCKVILLE, MD 128,841128.8k $5.0m $5.0m 0.47% Added +21.1k +21,089
25 Freedom Investment Management, Inc. 0.27% of their portfolio SOUTH WINDSOR, CT 88,86688.9k $3.4m $3.4m 0.27% Reduced -4.9k -4,862
26 Prosperity Wealth Management, Inc. 1.57% of their portfolio San Ramon, CA 86,31286.3k $3.3m $3.3m 1.57% Reduced -3.8k -3,804
27 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 65,01165.0k $2.5m $2.5m 0.06% Added +5.0k +4,980
28 Encompass More Asset Management 2.03% of their portfolio Danville, CA 63,86763.9k $2.5m $2.5m 2.03% Added +56.5k +56,546
29 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 57,33357.3k $2.2m $2.2m 0.06% Added +50.2k +50,233
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 57,01457.0k $2.2m $2.2m 0.01% Reduced -741 -741
31 ROMAN BUTLER FULLERTON & CO 0.71% of their portfolio ST LOUIS, MO 51,63151.6k $1.9m $1.9m 0.71% Reduced -307 -307
32 Accordant Advisory Group Inc 1.11% of their portfolio ANNAPOLIS, MD 38,50238.5k $1.5m $1.5m 1.11% First filing
33 Virtu Financial LLC 0.11% of their portfolio New York, NY 38,47038.5k $1.5m $1.5m 0.11% New
34 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 37,51737.5k $1.4m $1.4m 0.00% Reduced -3.7k -3,681
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 34,62734.6k $1.3m $1.3m 0.00% Reduced -56.3k -56,339
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,66828.7k $1.1m $1.1m 0.00% Added +15.3k +15,321
37 Prosperity Financial Group, Inc. 0.65% of their portfolio San Ramon, CA 27,54327.5k $1.1m $1.1m 0.65% Unchanged
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,68626.7k $1.0m $1.0m 0.00% Reduced -5.8k -5,807
39 Well Done, LLC 0.18% of their portfolio HOLLAND, MI 23,87623.9k $918.0k $918.0k 0.18% Reduced -605 -605
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,64422.6k $869.0k $869.0k 0.00% Reduced -14.2k -14,155
41 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 21,98022.0k $1.0m $1.0m 0.01% Added +175 +175
42 Destiny Wealth Partners, LLC 0.15% of their portfolio TAVARES, FL 21,40921.4k $823.2k $823.2k 0.15% Reduced -208 -208
43 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 17,25317.3k $663.4k $663.4k 0.06% Reduced -489 -489
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,22417.2k $662.3k $662.3k 0.01% Added +525 +525
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,28915.3k $587.9k $587.9k 0.00% Added +8.1k +8,109
46 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 14,92714.9k $573.9k $573.9k 0.00% Added +768 +768
47 WEALTH EFFECTS LLC 0.20% of their portfolio BOSTON, MA 14,23914.2k $547.5k $547.5k 0.20% Reduced -14.3k -14,285
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 13,88913.9k $534.0k $534.0k 0.00% Reduced -6.6k -6,596
49 Vise Technologies, Inc. 0.10% of their portfolio NEW YORK, NY 13,53113.5k $520.3k $520.3k 0.10% New
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,29113.3k $511.0k $511.0k 0.00% Reduced -3.7k -3,701
51 Williams & Novak, LLC 0.54% of their portfolio WESTLAKE VILLAGE, CA 13,26013.3k $472.5k $472.5k 0.54% Unchanged
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,21113.2k $508.0k $508.0k 0.00% New
53 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 12,08612.1k $464.7k $464.7k 0.02% Reduced -9.2k -9,199
54 ELEVATION POINT WEALTH PARTNERS, LLC 0.03% of their portfolio DENVER, CO 9,5769.6k $368.2k $368.2k 0.03% Added +1.5k +1,530
55 Palumbo Wealth Management LLC 0.16% of their portfolio GREAT NECK, NY 9,4669.5k $364.0k $364.0k 0.16% Added +215 +215
56 MGB Wealth Management, LLC 0.14% of their portfolio ADDISON, TX 8,9819.0k $345.3k $345.3k 0.14% Added +25 +25
57 Triumph Capital Management 0.14% of their portfolio DENVER, CO 8,7088.7k $333.6k $333.6k 0.14% Added +2.4k +2,397
58 JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio SUMMIT, NJ 8,6528.7k $332.7k $332.7k 0.01% New
59 Leonard Rickey Investment Advisors P.L.L.C. 0.08% of their portfolio YAKIMA, WA 7,6007.6k $292.2k $292.2k 0.08% Reduced -142 -142
60 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 7,3187.3k $281.4k $281.4k 0.02% Added +110 +110
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,8536.9k $263.5k $263.5k 0.00% Added +416 +416
62 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 6,0456.0k $232.4k $232.4k 0.00% New
63 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 5,7945.8k $222.8k $222.8k 0.01% Reduced -1.7k -1,680
64 Integrated Investment Consultants, LLC 0.06% of their portfolio BLOOMFIELD HILLS, MI 5,6305.6k $216.5k $216.5k 0.06% New
65 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 5,3805.4k $206.0k $206.0k 0.00% New
66 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 5,3465.3k $205.5k $205.5k 0.00% Reduced -1.2k -1,236
67 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 5,1525.2k $198.1k $198.1k 0.01% New
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0482.0k $78.7k $78.7k 0.00% Added +1.9k +1,926
69 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,7241.7k $66.3k $66.3k 0.00% Unchanged
70 GABLES CAPITAL MANAGEMENT INC. 0.02% of their portfolio MIAMI, FL 1,1491.1k $44.2k $44.2k 0.02% New
71 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 879879 $33.8k $33.8k 0.00% Added +403 +403
72 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 394394 $15.2k $15.2k 0.00% New
73 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 382382 $15.0k $15.0k 0.01% Added +37 +37
74 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 357357 $13.7k $13.7k 0.00% Added +211 +211
75 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 192192 $7.0k $7.0k 0.00% New
76 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 2525 $942 $942 0.00% New
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged