Vault-13

STRATEGY SHS HNDL

NS 7HANDL IDX · ETP · CUSIP 86280R506

107 institutional holders -3 vs Q3 2024
4,023,2814.0m shares reported held*
$85.8mreported value*
9 new 29 added 39 reduced 17 sold out net bought ≈ $3.5m (-753 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.34. Options: 2 managers hold calls ($170.6k notional), 1 hold puts ($78.9k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 123Q1 23: 121Q2 23: 124Q3 23: 118Q4 23: 121Q1 24: 115Q2 24: 110Q3 24: 110Q4 24: 107107Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022126
Q4 2022123
Q1 2023121
Q2 2023124
Q3 2023118
Q4 2023121
Q1 2024115
Q2 2024110
Q3 2024110
Q4 2024107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 54 bought or addedQ1 23: 54 cut or sold outQ2 23: 53 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 58 cut or sold outQ4 23: 40 bought or addedQ4 23: 67 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 53 cut or sold outQ2 24: 45 bought or addedQ2 24: 49 cut or sold outQ2 24Q3 24: 39 bought or addedQ3 24: 56 cut or sold outQ4 24: 38 bought or addedQ4 24: 56 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235454
Q2 20235353
Q3 20234658
Q4 20234067
Q1 20244353
Q2 20244549
Q3 20243956
Q4 20243856

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $258.8kQ1 24 puts: $2.1kQ1 24P/C 0.01Q2 24 calls: $236.5kQ2 24 puts: $2.1kQ2 24P/C 0.01Q3 24 calls: $489.5kQ3 24 puts: $31.1kQ3 24P/C 0.06Q4 24 calls: $170.6kQ4 24 puts: $78.9kQ4 24P/C 0.46
Numbers
QuarterCallsPutsP/C
Q1 2024$258.8k$2.1k0.01
Q2 2024$236.5k$2.1k0.01
Q3 2024$489.5k$31.1k0.06
Q4 2024$170.6k$78.9k0.46

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV New +455,021+455.0k
Virtu Financial LLC New +19,248+19.2k
New Century Financial Group, LLC New +14,522+14.5k
NFSG Corp Added +12,935+12.9k
KINGSWOOD WEALTH ADVISORS, LLC Added +11,510+11.5k
HRT FINANCIAL LP New +11,118+11.1k
OSAIC HOLDINGS, INC. Added +7,232+7.2k
CITADEL ADVISORS LLC Added +6,030+6.0k
J.W. COLE ADVISORS, INC. Added +5,130+5.1k
Creative Planning Added +3,793+3.8k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -164,450-164.4k
Berger Financial Group, Inc Reduced -95,441-95.4k
LPL Financial LLC Reduced -28,784-28.8k
RFG Advisory, LLC Reduced -26,003-26.0k
JANE STREET GROUP, LLC Reduced -18,805-18.8k
Executive Wealth Management, LLC Sold out -18,065-18.1k
Dynamic Advisor Solutions LLC Sold out -16,760-16.8k
Sequent Planning LLC Sold out -15,785-15.8k
Western Wealth Management, LLC Sold out -14,782-14.8k
Quadcap Wealth Management, LLC Sold out -13,495-13.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $170.6k8.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $78.9k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 789,690789.7k $16.8m $16.8m 0.01% Reduced -28.8k -28,784
2 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 455,021455.0k $9.7m $9.7m 0.02% New
3 Kades & Cheifetz LLC 4.93% of their portfolio Berwyn, PA 452,030452.0k $9.6m $9.6m 4.93% Reduced -7.0k -6,982
4 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 370,806370.8k $7.9m $7.9m 0.03% Added +1.2k +1,162
5 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 134,334134.3k $2.9m $2.9m 0.02% Reduced -4.9k -4,907
6 Berger Financial Group, Inc 0.19% of their portfolio PLYMOUTH, MN 127,221127.2k $2.7m $2.7m 0.19% Reduced -95.4k -95,441
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 123,177123.2k $2.6m $2.6m 0.01% Added +7.2k +7,232
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 106,243106.2k $2.3m $2.3m 0.00% Reduced -1.3k -1,305
9 NFSG Corp 0.52% of their portfolio BOCA RATON, FL 94,11794.1k $2.0m $2.0m 0.52% Added +12.9k +12,935
10 Retireful, LLC 1.01% of their portfolio HASLETT, MI 84,04884.0k $1.8m $1.8m 1.01% Reduced -974 -974
11 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 67,70367.7k $1.4m $1.4m 0.00% Added +852 +852
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 63,84163.8k $1.4m $1.4m 0.00% Reduced -995 -995
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 58,05258.1k $1.2m $1.2m 0.00% Added +3.8k +3,793
14 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 53,27753.3k $1.1m $1.1m 0.03% Reduced -26.0k -26,003
15 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 51,86551.9k $1.1m $1.1m 0.03% Reduced -8.1k -8,142
16 OxenFree Capital LLC 0.79% of their portfolio MELBOURNE, FL 49,13449.1k $1.0m $1.0m 0.79% Added +35 +35
17 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 48,45948.5k $1.0m $1.0m 0.03% Reduced -6.7k -6,739
18 Asset Allocation Strategies LLC 0.24% of their portfolio FARMINGTON, MI 46,91746.9k $1.0m $1.0m 0.24% Reduced -9.4k -9,447
19 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 42,27742.3k $901.8k $901.8k 0.01% Added +3.7k +3,670
20 Larson Financial Group LLC 0.04% of their portfolio ST LOUIS, MO 39,63539.6k $845.4k $845.4k 0.04% Unchanged
21 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 38,73138.7k $826.1k $826.1k 0.02% Reduced -926 -926
22 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 37,92937.9k $809.0k $809.0k 0.04% Reduced -180 -180
23 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 37,31737.3k $796.0k $796.0k 0.04% Added +3.7k +3,659
24 BEAM WEALTH ADVISORS, INC. 0.25% of their portfolio COVINGTON, LA 37,05637.1k $790.4k $790.4k 0.25% Added +402 +402
25 Cadent Capital Advisors, LLC 0.26% of their portfolio TULSA, OK 35,56535.6k $758.6k $758.6k 0.26% Reduced -895 -895
26 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 35,37535.4k $754.6k $754.6k 0.00% Reduced -600 -600
27 Accel Wealth Management 0.26% of their portfolio WAVERLY, IA 31,73031.7k $676.8k $676.8k 0.26% Reduced -12.7k -12,712
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,32330.3k $646.8k $646.8k 0.00% Reduced -18.8k -18,805
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,27729.3k $624.5k $624.5k 0.00% Reduced -2.3k -2,310
30 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 27,06027.1k $577.2k $577.2k 0.02% Added +5.1k +5,130
31 WNY Asset Management, LLC 0.06% of their portfolio Williamsville, NY 23,58523.6k $503.1k $503.1k 0.06% Reduced -643 -643
32 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 22,61022.6k $482.3k $482.3k 0.04% Added +11.5k +11,510
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,72021.7k $463.3k $463.3k 0.00% Added +23 +23
34 Virtu Financial LLC 0.02% of their portfolio New York, NY 19,24819.2k $411.0k $411.0k 0.02% New
35 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 18,41918.4k $392.9k $392.9k 0.01% Reduced -8.1k -8,087
36 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,57917.6k $375.0k $375.0k 0.01% Reduced -218 -218
37 Insight Wealth Strategies, LLC 0.05% of their portfolio SAN RAMON, CA 16,58916.6k $353.9k $353.9k 0.05% Added +276 +276
38 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.12% of their portfolio Phoenix, AZ 15,23815.2k $325.0k $325.0k 0.12% Reduced -3.0k -2,975
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,76314.8k $315.0k $315.0k 0.00% Added +3 +3
40 New Century Financial Group, LLC 0.13% of their portfolio PRINCETON, NJ 14,52214.5k $312.9k $312.9k 0.13% New
41 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 14,08414.1k $300.4k $300.4k 0.01% Added +43 +43
42 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 13,75913.8k $293.5k $293.5k 0.01% Unchanged
43 Realta Investment Advisors 0.12% of their portfolio WILMINGTON, DE 13,41113.4k $289.0k $289.0k 0.12% Reduced -85 -85
44 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 13,20013.2k $281.6k $281.6k 0.02% Reduced -150 -150
45 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 12,40012.4k $267.1k $267.1k 0.01% Reduced -2.2k -2,200
46 Commonwealth Financial Services, LLC 0.05% of their portfolio VIENNA, WV 12,37512.4k $264.0k $264.0k 0.05% Reduced -341 -341
47 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 12,04812.0k $257.0k $257.0k 0.01% Added +20 +20
48 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 11,81211.8k $252.0k $252.0k 0.01% Added +36 +36
49 Key Client Fiduciary Advisors, LLC 0.11% of their portfolio Fairfield, NJ 11,24011.2k $239.7k $239.7k 0.11% Reduced -3.6k -3,624
50 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,11811.1k $237.0k $237.0k 0.00% New
51 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 10,42210.4k $222.3k $222.3k 0.01% Added +39 +39
52 Patriot Financial Group Insurance Agency, LLC 0.03% of their portfolio Westborough, MA 10,27910.3k $219.3k $219.3k 0.03% Reduced -2.2k -2,186
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,99310.0k $213.2k $213.2k 0.00% Added +6.0k +6,030
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,98310.0k $212.9k $212.9k 0.00% Added +41 +41
55 MassMutual Private Wealth & Trust, FSB 0.01% of their portfolio Windsor, CT 9,8579.9k $210.2k $210.2k 0.01% Unchanged
56 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 8,6208.6k $183.9k $183.9k 0.01% Reduced -221 -221
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8,1278.1k $176.3k $176.3k 0.00% Added +1.8k +1,792
58 Householder Group Estate & Retirement Specialist, LLC 0.10% of their portfolio SCOTTSDALE, AZ 6,4226.4k $136.0k $136.0k 0.10% Reduced -1.9k -1,894
59 IMG Wealth Management, Inc. 0.10% of their portfolio JACKSONVILLE, FL 4,8934.9k $104.4k $104.4k 0.10% First filing
60 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 4,5974.6k $98.1k $98.1k 0.01% Unchanged
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,1602.2k $46.1k $46.1k 0.00% Added +1.7k +1,681
62 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,1022.1k $44.8k $44.8k 0.00% Unchanged
63 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0272.0k $43.3k $43.3k 0.00% Reduced -652 -652
64 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 1,9782.0k $42.3k $42.3k 0.01% Added +1.9k +1,907
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,8511.9k $39.5k $39.5k 0.00% Added +1.9k +1,850
66 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,8361.8k $39.2k $39.2k 0.00% New
67 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,7501.8k $37.3k $37.3k 0.00% Reduced -3.3k -3,309
68 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 1,6101.6k $34.3k $34.3k 0.00% Unchanged
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,3971.4k $29.8k $29.8k 0.00% Reduced -593 -593
70 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,3121.3k $28.0k $28.0k 0.00% Added +12 +12
71 BOKF, NA 0.00% of their portfolio TULSA, OK 1,0111.0k $21.3k $21.3k 0.00% Unchanged
72 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 975975 $20.8k $20.8k 0.00% Unchanged
73 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 972972 $21.1k $21.1k 0.00% Unchanged
74 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 700700 $14.9k $14.9k 0.00% New
75 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 671671 $14.3k $14.3k 0.00% Unchanged
76 UBS Group AG 0.00% of their portfolio ZURICH, V8 665665 $14.2k $14.2k 0.00% Reduced -2.4k -2,420
77 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 646646 $13.8k $13.8k 0.00% Unchanged
78 FMR LLC 0.00% of their portfolio BOSTON, MA 612612 $13.1k $13.1k 0.00% Added +611 +611
79 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 600600 $12.8k $12.8k 0.01% Unchanged
80 Fourth Dimension Wealth, LLC 0.01% of their portfolio MIDDLEBURG HEIGHTS, OH 505505 $10.8k $10.8k 0.01% First filing
81 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 503503 $10.7k $10.7k 0.00% Unchanged
82 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 500500 $10.7k $10.7k 0.00% Reduced -50 -50
83 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 500500 $10.7k $10.7k 0.00% Unchanged
84 Vermillion Wealth Management, Inc. 0.01% of their portfolio ROSEMOUNT, MN 500500 $10.7k $10.7k 0.01% First filing
85 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 500500 $10.7k $10.7k 0.00% Unchanged
86 VISION FINANCIAL MARKETS LLC 0.01% of their portfolio STAMFORD, CT 482482 $10.3k $10.3k 0.01% First filing
87 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 462462 $9.9k $9.9k 0.00% Unchanged
88 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 400400 $8.6k $8.6k 0.00% Unchanged
89 BELLEVUE ASSET MANAGEMENT, LLC 0.00% of their portfolio BELLEVUE, WA 350350 $7.5k $7.5k 0.00% Unchanged
90 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 346346 $7.4k $7.4k 0.00% Unchanged
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 300300 $6.5k $6.5k 0.00% Unchanged
92 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 275275 $5.9k $5.9k 0.00% Unchanged
93 VSM Wealth Advisory, LLC 0.00% of their portfolio HUNT VALLEY, MD 224224 $4.8k $4.8k 0.00% First filing
94 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 217217 $5.0k $5.0k 0.00% Added +29 +29
95 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 201201 $4.3k $4.3k 0.00% Added +4 +4
96 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 200200 $4.3k $4.3k 0.00% Unchanged
97 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 180180 $3.8k $3.8k 0.00% First filing
98 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 155155 $3.3k $3.3k 0.00% Added +5 +5
99 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 135135 $2.9k $2.9k 0.00% New
100 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 100100 $2.1k $2.1k 0.00% Unchanged