Vault-13

STRATEGY SHS HNDL

NS 7HANDL IDX · ETP · CUSIP 86280R506

110 institutional holders +0 vs Q2 2024
4,018,1044.0m shares reported held*
$85.7mreported value*
10 new 29 added 46 reduced 10 sold out net sold ≈ $5.4m (-121.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.34. Options: 2 managers hold calls ($489.5k notional), 1 hold puts ($31.1k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 123Q1 23: 121Q2 23: 124Q3 23: 118Q4 23: 121Q1 24: 115Q2 24: 110Q3 24: 110110Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022126
Q4 2022123
Q1 2023121
Q2 2023124
Q3 2023118
Q4 2023121
Q1 2024115
Q2 2024110
Q3 2024110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 68 cut or sold outQ1 23: 54 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 53 cut or sold outQ3 23: 46 bought or addedQ3 23: 58 cut or sold outQ3 23Q4 23: 40 bought or addedQ4 23: 67 cut or sold outQ1 24: 43 bought or addedQ1 24: 53 cut or sold outQ1 24Q2 24: 45 bought or addedQ2 24: 49 cut or sold outQ3 24: 39 bought or addedQ3 24: 56 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225068
Q1 20235454
Q2 20235353
Q3 20234658
Q4 20234067
Q1 20244353
Q2 20244549
Q3 20243956

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 23 calls: $99.3kQ4 23 puts: $12.4kQ4 23P/C 0.12Q1 24 calls: $258.8kQ1 24 puts: $2.1kQ1 24P/C 0.01Q2 24 calls: $236.5kQ2 24 puts: $2.1kQ2 24P/C 0.01Q3 24 calls: $489.5kQ3 24 puts: $31.1kQ3 24P/C 0.06
Numbers
QuarterCallsPutsP/C
Q4 2023$99.3k$12.4k0.12
Q1 2024$258.8k$2.1k0.01
Q2 2024$236.5k$2.1k0.01
Q3 2024$489.5k$31.1k0.06

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +157,059+157.1k
Retireful, LLC New +85,022+85.0k
Private Advisor Group, LLC Added +25,224+25.2k
NFSG Corp Added +23,566+23.6k
Kades & Cheifetz LLC Added +21,239+21.2k
Mariner, LLC New +9,942+9.9k
Institute for Wealth Management, LLC. New +9,281+9.3k
Consolidated Portfolio Review Corp New +9,245+9.2k
RITHOLTZ WEALTH MANAGEMENT New +9,000+9.0k
GTS SECURITIES LLC Added +8,211+8.2k

Biggest sellers

HARBOUR INVESTMENTS, INC. Reduced -145,629-145.6k
Cetera Investment Advisers Reduced -72,804-72.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -50,129-50.1k
Strategic Financial Concepts, LLC Sold out -41,861-41.9k
Berger Financial Group, Inc Reduced -33,019-33.0k
LPL Financial LLC Reduced -23,442-23.4k
Kestra Advisory Services, LLC Sold out -21,283-21.3k
Virtu Financial LLC Sold out -20,856-20.9k
Spire Wealth Management Reduced -16,124-16.1k
Atria Investments, Inc Sold out -11,181-11.2k

Biggest calls

CITADEL ADVISORS LLC Added $489.5k22.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

BANK OF AMERICA CORP /DE/ New $31.1k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 818,474818.5k $18.2m $18.2m 0.01% Reduced -23.4k -23,442
2 Kades & Cheifetz LLC 5.85% of their portfolio Berwyn, PA 459,012459.0k $10.2m $10.2m 5.85% Added +21.2k +21,239
3 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 369,644369.6k $8.2m $8.2m 0.03% Added +203 +203
4 Berger Financial Group, Inc 0.36% of their portfolio PLYMOUTH, MN 222,662222.7k $5.0m $5.0m 0.36% Reduced -33.0k -33,019
5 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 164,450164.4k $7.4k $7.4k 0.02% Added +157.1k +157,059
6 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 139,241139.2k $3.1m $3.1m 0.02% Added +25.2k +25,224
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 115,945115.9k $2.6m $2.6m 0.01% Reduced -2.0k -2,016
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 107,548107.5k $2.4m $2.4m 0.01% Reduced -72.8k -72,804
9 Retireful, LLC 1.40% of their portfolio HASLETT, MI 85,02285.0k $1.9m $1.9m 1.40% New
10 NFSG Corp 0.63% of their portfolio BOCA RATON, FL 81,18281.2k $1.8m $1.8m 0.63% Added +23.6k +23,566
11 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 79,28079.3k $1.8m $1.8m 0.05% Reduced -6.3k -6,283
12 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 66,85166.9k $1.5m $1.5m 0.01% Added +4.6k +4,582
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 64,83664.8k $1.4m $1.4m 0.00% Reduced -2.1k -2,077
14 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 60,00760.0k $1.3m $1.3m 0.05% Reduced -16.1k -16,124
15 Asset Allocation Strategies LLC 0.36% of their portfolio FARMINGTON, MI 56,36456.4k $1.3m $1.3m 0.36% Reduced -4.2k -4,221
16 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 55,19855.2k $1.2m $1.2m 0.04% Reduced -145.6k -145,629
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 54,25954.3k $1.2m $1.2m 0.00% Reduced -7.9k -7,886
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 49,12849.1k $1.1m $1.1m 0.00% Added +8.1k +8,145
19 OxenFree Capital LLC 0.86% of their portfolio MELBOURNE, FL 49,09949.1k $1.1m $1.1m 0.86% Added +3.9k +3,935
20 Accel Wealth Management 0.37% of their portfolio WAVERLY, IA 44,44244.4k $988.8k $988.8k 0.37% Reduced -625 -625
21 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 39,65739.7k $882.4k $882.4k 0.02% Reduced -9.9k -9,854
22 Larson Financial Group LLC 0.05% of their portfolio ST LOUIS, MO 39,63539.6k $881.9k $881.9k 0.05% Added +4.7k +4,710
23 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 38,60738.6k $859.0k $859.0k 0.01% Added +309 +309
24 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 38,10938.1k $848.0k $848.0k 0.04% Added +19 +19
25 BEAM WEALTH ADVISORS, INC. 0.25% of their portfolio COVINGTON, LA 36,65436.7k $815.6k $815.6k 0.25% Reduced -532 -532
26 Cadent Capital Advisors, LLC 0.28% of their portfolio TULSA, OK 36,46036.5k $811.2k $811.2k 0.28% Reduced -3.0k -3,008
27 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 35,97536.0k $800.4k $800.4k 0.01% Reduced -850 -850
28 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 33,65833.7k $748.9k $748.9k 0.02% Added +8.2k +8,211
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,58731.6k $702.8k $702.8k 0.00% Added +5.7k +5,722
30 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 26,50626.5k $589.8k $589.8k 0.02% Reduced -2.7k -2,674
31 WNY Asset Management, LLC 0.06% of their portfolio Williamsville, NY 24,22824.2k $539.1k $539.1k 0.06% Reduced -2.2k -2,180
32 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 21,93021.9k $487.9k $487.9k 0.02% Reduced -432 -432
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,69721.7k $481.0k $481.0k 0.00% Added +722 +722
34 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.16% of their portfolio Phoenix, AZ 18,21318.2k $405.2k $405.2k 0.16% Reduced -1.1k -1,150
35 Executive Wealth Management, LLC 0.03% of their portfolio BRIGHTON, MI 18,06518.1k $401.9k $401.9k 0.03% Added +418 +418
36 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,79717.8k $396.0k $396.0k 0.01% Added +4.7k +4,714
37 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 16,76016.8k $372.9k $372.9k 0.01% Reduced -1.3k -1,314
38 Insight Wealth Strategies, LLC 0.05% of their portfolio SAN RAMON, CA 16,31316.3k $363.0k $363.0k 0.05% Reduced -4.1k -4,083
39 Sequent Planning LLC 0.12% of their portfolio OMAHA, NE 15,78515.8k $351.2k $351.2k 0.12% Reduced -1.1k -1,115
40 Key Client Fiduciary Advisors, LLC 0.15% of their portfolio Fairfield, NJ 14,86414.9k $330.7k $330.7k 0.15% Reduced -424 -424
41 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 14,78214.8k $328.9k $328.9k 0.02% Reduced -327 -327
42 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,76014.8k $328.0k $328.0k 0.00% Reduced -3.0k -3,015
43 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 14,60014.6k $319.3k $319.3k 0.01% Unchanged
44 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 14,04114.0k $312.4k $312.4k 0.01% Added +98 +98
45 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 13,75913.8k $306.1k $306.1k 0.01% Added +1.5k +1,500
46 Realta Investment Advisors 0.14% of their portfolio WILMINGTON, DE 13,49613.5k $298.3k $298.3k 0.14% Reduced -4.8k -4,836
47 Quadcap Wealth Management, LLC 0.05% of their portfolio Frisco, TX 13,49513.5k $300.3k $300.3k 0.05% Reduced -11 -11
48 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 13,35013.3k $297.0k $297.0k 0.02% Unchanged
49 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 12,71612.7k $283.2k $283.2k 0.06% Unchanged
50 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 12,46512.5k $277.4k $277.4k 0.04% Reduced -424 -424
51 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 12,02812.0k $267.6k $267.6k 0.01% Added +20 +20
52 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 11,77611.8k $262.1k $262.1k 0.01% Reduced -873 -873
53 KINGSWOOD WEALTH ADVISORS, LLC 0.02% of their portfolio SAN DIEGO, CA 11,10011.1k $246.8k $246.8k 0.02% Reduced -4.5k -4,500
54 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 10,83610.8k $241.1k $241.1k 0.00% Added +153 +153
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,67710.7k $237.6k $237.6k 0.00% Reduced -50.1k -50,129
56 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 10,38310.4k $231.0k $231.0k 0.01% Added +236 +236
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,9429.9k $221.2k $221.2k 0.00% New
58 MassMutual Private Wealth & Trust, FSB 0.01% of their portfolio Windsor, CT 9,8579.9k $219.3k $219.3k 0.01% Unchanged
59 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 9,6199.6k $214.0k $214.0k 0.01% Reduced -1.0k -1,038
60 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 9,2819.3k $206.5k $206.5k 0.03% New
61 Consolidated Portfolio Review Corp 0.05% of their portfolio WOODBURY, NY 9,2459.2k $205.7k $205.7k 0.05% New
62 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 9,0009.0k $200.2k $200.2k 0.01% New
63 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 8,8418.8k $196.7k $196.7k 0.01% Reduced -476 -476
64 Householder Group Estate & Retirement Specialist, LLC 0.05% of their portfolio SCOTTSDALE, AZ 8,3168.3k $185.0k $185.0k 0.05% Reduced -1.7k -1,710
65 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 7,8827.9k $175.0k $175.0k 0.01% Added +299 +299
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,3356.3k $141.0k $141.0k 0.00% Reduced -2.6k -2,647
67 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0595.1k $112.6k $112.6k 0.00% Unchanged
68 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 4,5974.6k $102.3k $102.3k 0.01% Unchanged
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,9634.0k $88.2k $88.2k 0.00% Reduced -3.4k -3,437
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,0853.1k $68.6k $68.6k 0.00% Added +3.0k +2,977
71 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,6792.7k $59.6k $59.6k 0.00% Reduced -481 -481
72 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,1022.1k $46.8k $46.8k 0.00% Reduced -363 -363
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,9902.0k $44.3k $44.3k 0.00% Added +972 +972
74 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 1,6101.6k $35.8k $35.8k 0.00% Not comparable
75 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,3001.3k $28.9k $28.9k 0.00% Reduced -400 -400
76 BOKF, NA 0.00% of their portfolio TULSA, OK 1,0111.0k $22.4k $22.4k 0.00% New
77 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 975975 $21.7k $21.7k 0.00% Unchanged
78 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 972972 $21.6k $21.6k 0.00% Unchanged
79 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 854854 $19.0k $19.0k 0.00% New
80 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 671671 $14.6k $14.6k 0.00% Unchanged
81 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 646646 $14.4k $14.4k 0.00% Unchanged
82 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 600600 $13.1k $13.1k 0.01% Unchanged
83 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 550550 $12.2k $12.2k 0.00% Added +50 +50
84 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 503503 $11.2k $11.2k 0.00% Reduced -2.3k -2,269
85 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 500500 $11.1k $11.1k 0.00% Unchanged
86 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 500500 $11.1k $11.1k 0.00% Unchanged
87 CLARIS ADVISORS, LLC / MO / 0.00% of their portfolio ST. LOUIS, MO 500500 $11.1k $11.1k 0.00% New
88 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 485485 $11.0k $11.0k 0.00% Added +8 +8
89 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 479479 $10.7k $10.7k 0.00% New
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 462462 $10.3k $10.3k 0.00% Unchanged
91 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 451451 $10.0k $10.0k 0.00% Added +205 +205
92 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 400400 $8.9k $8.9k 0.00% Reduced -44 -44
93 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 400400 $8.9k $8.9k 0.00% Reduced -450 -450
94 BELLEVUE ASSET MANAGEMENT, LLC 0.00% of their portfolio BELLEVUE, WA 350350 $7.8k $7.8k 0.00% Unchanged
95 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 346346 $7.7k $7.7k 0.00% New
96 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 314314 $7.0k $7.0k 0.00% Reduced -345 -345
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 300300 $6.7k $6.7k 0.00% Unchanged
98 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 275275 $6.1k $6.1k 0.00% Unchanged
99 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 240240 $5.3k $5.3k 0.00% Unchanged
100 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 200200 $4.5k $4.5k 0.00% Unchanged