Vault-13

STRATEGY SHS HNDL

NS 7HANDL IDX · ETP · CUSIP 86280R506

110 institutional holders -5 vs Q1 2024
4,138,8734.1m shares reported held*
$86.7mreported value*
9 new 36 added 35 reduced 14 sold out net sold ≈ $1.7m (-49.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.94. Options: 2 managers hold calls ($236.5k notional), 1 hold puts ($2.1k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 123Q1 23: 121Q2 23: 124Q3 23: 118Q4 23: 121Q1 24: 115Q2 24: 110110Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022126
Q4 2022123
Q1 2023121
Q2 2023124
Q3 2023118
Q4 2023121
Q1 2024115
Q2 2024110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 54 bought or addedQ1 23: 54 cut or sold outQ2 23: 53 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 58 cut or sold outQ4 23: 40 bought or addedQ4 23: 67 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 53 cut or sold outQ2 24: 45 bought or addedQ2 24: 49 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225068
Q1 20235454
Q2 20235353
Q3 20234658
Q4 20234067
Q1 20244353
Q2 20244549

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $40.1kQ3 23 puts: $9.6kQ3 23P/C 0.24Q4 23 calls: $99.3kQ4 23 puts: $12.4kQ4 23P/C 0.12Q1 24 calls: $258.8kQ1 24 puts: $2.1kQ1 24P/C 0.01Q2 24 calls: $236.5kQ2 24 puts: $2.1kQ2 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2023$40.1k$9.6k0.24
Q4 2023$99.3k$12.4k0.12
Q1 2024$258.8k$2.1k0.01
Q2 2024$236.5k$2.1k0.01

Biggest buyers

NFSG Corp Added +40,527+40.5k
LPL Financial LLC Added +37,769+37.8k
Strategic Financial Concepts, LLC Added +32,371+32.4k
Virtu Financial LLC New +20,856+20.9k
Private Advisor Group, LLC Added +17,835+17.8k
HARBOUR INVESTMENTS, INC. Added +17,000+17.0k
JANE STREET GROUP, LLC Added +15,767+15.8k
Asset Allocation Strategies LLC Added +12,314+12.3k
Atria Investments, Inc New +11,181+11.2k
Cambridge Investment Research Advisors, Inc. Added +10,417+10.4k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -63,798-63.8k
Berger Financial Group, Inc Reduced -46,013-46.0k
Spire Wealth Management Reduced -25,602-25.6k
Lifeworks Advisors, LLC Sold out -22,000-22.0k
MORGAN STANLEY Reduced -17,090-17.1k
PFG Investments, LLC Sold out -14,250-14.2k
LINCOLN NATIONAL CORP Sold out -14,031-14.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -13,989-14.0k
Mariner, LLC Sold out -13,957-14.0k
IVC Wealth Advisors LLC Sold out -11,000-11.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $236.5k11.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $2.1k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 841,916841.9k $17.8m $17.8m 0.01% Added +37.8k +37,769
2 Kades & Cheifetz LLC 5.81% of their portfolio Berwyn, PA 437,773437.8k $9.2m $9.2m 5.81% Added +6.5k +6,537
3 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 369,441369.4k $7.8m $7.8m 0.03% Added +10.4k +10,417
4 Berger Financial Group, Inc 0.43% of their portfolio PLYMOUTH, MN 255,681255.7k $5.4m $5.4m 0.43% Reduced -46.0k -46,013
5 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 200,827200.8k $4.2m $4.2m 0.14% Added +17.0k +17,000
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 180,352180.4k $3.8m $3.8m 0.01% Reduced -4.2k -4,176
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 117,961118.0k $2.5m $2.5m 0.01% Reduced -63.8k -63,798
8 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 114,017114.0k $2.4m $2.4m 0.02% Added +17.8k +17,835
9 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 85,56385.6k $1.8m $1.8m 0.06% Reduced -451 -451
10 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 76,13176.1k $1.6m $1.6m 0.06% Reduced -25.6k -25,602
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 66,91366.9k $1.4m $1.4m 0.00% Reduced -1.6k -1,604
12 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 62,26962.3k $1.3m $1.3m 0.01% Added +1.5k +1,548
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 62,14562.1k $1.3m $1.3m 0.00% Reduced -3.0k -3,039
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 60,80660.8k $1.3m $1.3m 0.00% Added +5.6k +5,594
15 Asset Allocation Strategies LLC 0.43% of their portfolio FARMINGTON, MI 60,58560.6k $1.3m $1.3m 0.43% Added +12.3k +12,314
16 NFSG Corp 0.45% of their portfolio BOCA RATON, FL 57,61657.6k $1.2m $1.2m 0.45% Added +40.5k +40,527
17 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 49,51149.5k $1.0m $1.0m 0.03% Reduced -2.1k -2,117
18 OxenFree Capital LLC 0.83% of their portfolio MELBOURNE, FL 45,16445.2k $953.9k $953.9k 0.83% Added +3.6k +3,601
19 Accel Wealth Management 0.38% of their portfolio WAVERLY, IA 45,06745.1k $951.8k $951.8k 0.38% Reduced -2.6k -2,582
20 Strategic Financial Concepts, LLC 0.08% of their portfolio SAN ANTONIO, TX 41,86141.9k $144.1k $144.1k 0.08% Added +32.4k +32,371
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 40,98341.0k $865.6k $865.6k 0.00% Added +15.8k +15,767
22 Cadent Capital Advisors, LLC 0.34% of their portfolio TULSA, OK 39,46839.5k $833.6k $833.6k 0.34% Added +82 +82
23 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 38,29838.3k $808.9k $808.9k 0.01% Added +136 +136
24 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 38,09038.1k $804.0k $804.0k 0.04% Added +159 +159
25 BEAM WEALTH ADVISORS, INC. 0.26% of their portfolio COVINGTON, LA 37,18637.2k $785.4k $785.4k 0.26% Reduced -1.1k -1,116
26 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 36,82536.8k $777.7k $777.7k 0.01% Reduced -2.1k -2,100
27 Larson Financial Group LLC 0.05% of their portfolio ST LOUIS, MO 34,92534.9k $737.6k $737.6k 0.05% Added +3.0k +3,000
28 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 29,18029.2k $616.3k $616.3k 0.02% Added +1.2k +1,209
29 WNY Asset Management, LLC 0.07% of their portfolio Williamsville, NY 26,40826.4k $557.7k $557.7k 0.07% Reduced -11 -11
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,86525.9k $546.3k $546.3k 0.00% Reduced -14.0k -13,989
31 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 25,44725.4k $537.4k $537.4k 0.01% Added +6.2k +6,181
32 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 22,36222.4k $472.3k $472.3k 0.02% Added +461 +461
33 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,28321.3k $449.5k $449.5k 0.00% Added +400 +400
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,97521.0k $444.0k $444.0k 0.00% Reduced -973 -973
35 Virtu Financial LLC 0.03% of their portfolio New York, NY 20,85620.9k $440.0k $440.0k 0.03% New
36 Insight Wealth Strategies, LLC 0.06% of their portfolio SAN RAMON, CA 20,39620.4k $430.8k $430.8k 0.06% Added +268 +268
37 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.17% of their portfolio Phoenix, AZ 19,36319.4k $408.9k $408.9k 0.17% Reduced -3.5k -3,475
38 Realta Investment Advisors 0.08% of their portfolio WILMINGTON, DE 18,33218.3k $387.2k $387.2k 0.08% Reduced -6.8k -6,808
39 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 18,07418.1k $381.7k $381.7k 0.01% Added +612 +612
40 CWM, LLC 0.00% of their portfolio OMAHA, NE 17,77517.8k $375.0k $375.0k 0.00% Reduced -772 -772
41 Executive Wealth Management, LLC 0.07% of their portfolio BRIGHTON, MI 17,64717.6k $372.7k $372.7k 0.07% Added +61 +61
42 Sequent Planning LLC 0.12% of their portfolio OMAHA, NE 16,90016.9k $354.6k $354.6k 0.12% Added +1.6k +1,550
43 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 15,60015.6k $329.5k $329.5k 0.03% Reduced -2.8k -2,800
44 Key Client Fiduciary Advisors, LLC 0.16% of their portfolio Fairfield, NJ 15,28815.3k $322.9k $322.9k 0.16% Reduced -2.7k -2,741
45 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 15,10915.1k $319.1k $319.1k 0.02% Unchanged
46 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 14,60014.6k $310.8k $310.8k 0.01% Unchanged
47 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 13,94313.9k $294.5k $294.5k 0.01% Reduced -99 -99
48 Quadcap Wealth Management, LLC 0.05% of their portfolio Frisco, TX 13,50613.5k $285.2k $285.2k 0.05% Unchanged
49 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 13,35013.3k $282.0k $282.0k 0.02% Unchanged
50 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 13,08313.1k $276.3k $276.3k 0.00% Added +3.5k +3,530
51 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 12,88912.9k $272.2k $272.2k 0.04% Reduced -2.6k -2,625
52 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 12,71612.7k $271.6k $271.6k 0.06% Reduced -8.3k -8,318
53 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 12,64912.6k $267.2k $267.2k 0.01% Reduced -1.2k -1,223
54 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 12,25912.3k $258.9k $258.9k 0.01% Reduced -100 -100
55 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 12,00812.0k $253.6k $253.6k 0.03% Added +19 +19
56 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 11,18111.2k $236.1k $236.1k 0.00% New
57 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 10,68310.7k $225.6k $225.6k 0.00% Added +152 +152
58 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 10,65710.7k $225.0k $225.0k 0.01% Reduced -1.2k -1,177
59 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 10,14710.1k $214.3k $214.3k 0.01% New
60 Householder Group Estate & Retirement Specialist, LLC 0.06% of their portfolio SCOTTSDALE, AZ 10,02610.0k $211.0k $211.0k 0.06% Added +235 +235
61 MassMutual Private Wealth & Trust, FSB 0.01% of their portfolio Windsor, CT 9,8579.9k $208.2k $208.2k 0.01% Unchanged
62 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 9,3179.3k $195.5k $195.5k 0.01% Added +476 +476
63 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8,9829.0k $191.6k $191.6k 0.00% Reduced -204 -204
64 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 7,5837.6k $160.0k $160.0k 0.01% Added +700 +700
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,4007.4k $156.3k $156.3k 0.00% Added +3.4k +3,384
66 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 7,3917.4k $156.1k $156.1k 0.01% New
67 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 6,9637.0k $147.1k $147.1k 0.00% Added +3 +3
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0595.1k $106.8k $106.8k 0.00% Unchanged
69 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 4,5974.6k $97.1k $97.1k 0.01% Unchanged
70 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,1603.2k $66.7k $66.7k 0.00% Reduced -17.1k -17,090
71 Investors Research Corp 0.01% of their portfolio ATLANTA, GA 2,7722.8k $58.5k $58.5k 0.01% Unchanged
72 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,4652.5k $52.1k $52.1k 0.00% Unchanged
73 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7001.7k $35.9k $35.9k 0.00% Added +1.4k +1,400
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0181.0k $21.5k $21.5k 0.00% New
75 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 975975 $20.6k $20.6k 0.00% Unchanged
76 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 972972 $20.5k $20.5k 0.00% Unchanged
77 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 850850 $18.0k $18.0k 0.00% Reduced -300 -300
78 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 692692 $15.0k $15.0k 0.00% Unchanged
79 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 671671 $14.2k $14.2k 0.00% Unchanged
80 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 659659 $14.0k $14.0k 0.00% New
81 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 646646 $13.6k $13.6k 0.00% Unchanged
82 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 617617 $13.1k $13.1k 0.00% New
83 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 600600 $12.7k $12.7k 0.01% Unchanged
84 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 500500 $10.6k $10.6k 0.00% Unchanged
85 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 500500 $10.6k $10.6k 0.00% Unchanged
86 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 500500 $10.6k $10.6k 0.00% Unchanged
87 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 477477 $10.0k $10.0k 0.00% Added +8 +8
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 462462 $9.8k $9.8k 0.00% Unchanged
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 444444 $9.4k $9.4k 0.00% Reduced -11 -11
90 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 402402 $8.5k $8.5k 0.00% Reduced -4.6k -4,586
91 BELLEVUE ASSET MANAGEMENT, LLC 0.00% of their portfolio BELLEVUE, WA 350350 $7.4k $7.4k 0.00% Unchanged
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 300300 $6.3k $6.3k 0.00% Unchanged
93 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 275275 $5.8k $5.8k 0.00% Unchanged
94 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 246246 $5.0k $5.0k 0.00% Added +5 +5
95 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 240240 $5.0k $5.0k 0.00% Reduced -400 -400
96 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 227227 $4.8k $4.8k 0.00% New
97 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 200200 $4.2k $4.2k 0.00% Unchanged
98 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 194194 $4.1k $4.1k 0.00% Added +3 +3
99 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 150150 $3.2k $3.2k 0.00% Unchanged
100 St. Johns Investment Management Company, LLC 0.00% of their portfolio JACKSONVILLE, FL 140140 $3.0k $3.0k 0.00% Reduced -60 -60