Vault-13

STEM INC

COM · CUSIP 85859N102

220 institutional holders
82,279,10882.3m shares reported held*
$1.1bnreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($948.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.34. Options: 16 managers hold calls ($46.3m notional), 20 hold puts ($18.1m).

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $13.5m1.0m shares
CITADEL ADVISORS LLC — $6.9m519.8k shares
GROUP ONE TRADING LLC — $6.4m480.1k shares
SIMPLEX TRADING, LLC — $5.1m380.8k shares
JANE STREET GROUP, LLC — $3.7m278.6k shares
Parallax Volatility Advisers, L.P. — $2.8m211.9k shares
WOLVERINE TRADING, LLC — $2.6m202.4k shares
PEAK6 Investments LLC — $2.5m189.3k shares
Walleye Trading LLC — $883.0k66.2k shares
IMC-Chicago, LLC — $855.0k64.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $3.1m233.4k shares
Point72 Asset Management, L.P. — $2.7m200.0k shares
Parallax Volatility Advisers, L.P. — $2.0m153.2k shares
CITADEL ADVISORS LLC — $2.0m149.0k shares
JANE STREET GROUP, LLC — $1.5m113.5k shares
IMC-Chicago, LLC — $1.2m90.7k shares
SIMPLEX TRADING, LLC — $1.2m86.7k shares
TWO SIGMA INVESTMENTS, LP — $1.0m75.0k shares
WOLVERINE TRADING, LLC — $729.0k56.3k shares
PEAK6 Investments LLC — $608.0k45.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 13,631,07813.6m $181.8m $181.8m 0.01% —
2 BlackRock Inc. 0.00% of their portfolio New York, NY 8,904,2838.9m $118.8m $118.8m 0.00% —
3 Electron Capital Partners, LLC 3.15% of their portfolio NEW YORK, NY 4,932,4454.9m $65.8m $65.8m 3.15% —
4 SCHRODER INVESTMENT MANAGEMENT GROUP 0.07% of their portfolio London, X0 3,077,6813.1m $41.1m $41.1m 0.07% —
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,039,8683.0m $40.6m $40.6m 0.00% —
6 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 2,570,8162.6m $34.3m $34.3m 0.01% —
7 ALKEON CAPITAL MANAGEMENT LLC 0.23% of their portfolio New York, NY 2,540,9562.5m $33.9m $33.9m 0.23% —
8 Encompass Capital Advisors LLC 1.93% of their portfolio New York, NY 2,500,0002.5m $33.4m $33.4m 1.93% —
9 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 2,473,6522.5m $33.0m $33.0m 0.01% —
10 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,643,5511.6m $21.9m $21.9m 0.01% —
11 TORTOISE CAPITAL ADVISORS, L.L.C. 0.31% of their portfolio OVERLAND PARK, KS 1,490,7361.5m $19.9m $19.9m 0.31% —
12 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,411,7591.4m $18.8m $18.8m 0.01% —
13 Erste Asset Management GmbH 0.40% of their portfolio VIENNA, C4 1,373,9091.4m $17.8m $17.8m 0.40% —
14 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,299,1391.3m $17.3m $17.3m 0.00% —
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,257,8941.3m $16.8m $16.8m 0.00% —
16 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio CHICAGO, IL 1,198,7851.2m $16.0m $16.0m 0.06% —
17 VAN ECK ASSOCIATES CORP 0.05% of their portfolio NEW YORK, NY 1,192,7261.2m $15.9m $15.9m 0.05% —
18 HITE Hedge Asset Management LLC 1.32% of their portfolio BRAINTREE, MA 1,172,8171.2m $15.6m $15.6m 1.32% —
19 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 1,124,9721.1m $15.0m $15.0m 0.02% —
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,049,5321.0m $14.0m $14.0m 0.01% —
21 CIBC Private Wealth Group LLC 0.04% of their portfolio ATLANTA, GA 1,010,5241.0m $13.5m $13.5m 0.04% —
22 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 977,698977.7k $13.0m $13.0m 0.02% —
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 961,770961.8k $12.8m $12.8m 0.00% —
24 ALPS ADVISORS INC 0.12% of their portfolio Denver, CO 958,749958.7k $12.8m $12.8m 0.12% —
25 GILDER GAGNON HOWE & CO LLC 0.20% of their portfolio New York, NY 849,935849.9k $11.3m $11.3m 0.20% —
26 LEVIN CAPITAL STRATEGIES, L.P. 1.49% of their portfolio NEW YORK, NY 820,221820.2k $10.9m $10.9m 1.49% —
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 765,025765.0k $10.2m $10.2m 0.00% —
28 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 762,994763.0k $10.2m $10.2m 0.04% —
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 755,607755.6k $10.1m $10.1m 0.00% —
30 Burleson & Company, LLC 2.04% of their portfolio Petaluma, CA 700,062700.1k $9.3m $9.3m 2.04% —
31 Trexquant Investment LP 0.32% of their portfolio STAMFORD, CT 674,781674.8k $9.0m $9.0m 0.32% —
32 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 673,152673.2k $9.0m $9.0m 0.01% —
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 671,249671.2k $9.0m $9.0m 0.00% —
34 G2 Investment Partners Management LLC 2.44% of their portfolio New York, NY 586,735586.7k $7.8m $7.8m 2.44% —
35 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 570,749570.7k $7.6m $7.6m 0.03% —
36 ARDSLEY ADVISORY PARTNERS LP 1.85% of their portfolio Norwalk, CT 525,000525.0k $7.0m $7.0m 1.85% —
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 501,241501.2k $6.7m $6.7m 0.00% —
38 Temasek Holdings (Private) Ltd 0.03% of their portfolio SINGAPORE, U0 412,424412.4k $5.5m $5.5m 0.03% —
39 NORGES BANK 0.00% of their portfolio OSLO, Q8 382,115382.1k $5.1m $5.1m 0.00% —
40 Amundi 0.00% of their portfolio Paris, I0 372,405372.4k $5.2m $5.2m 0.00% —
41 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 357,194357.2k $4.8m $4.8m 0.01% —
42 Telemark Asset Management, LLC 0.73% of their portfolio BOSTON, MA 350,000350.0k $4.7m $4.7m 0.73% —
43 NOMURA HOLDINGS INC 0.05% of their portfolio TOKYO, M0 347,275347.3k $4.6m $4.6m 0.05% —
44 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 344,214344.2k $4.6m $4.6m 0.01% —
45 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 0.38% of their portfolio Boston, MA 339,976340.0k $4.5m $4.5m 0.38% —
46 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 339,264339.3k $4.5m $4.5m 0.04% —
47 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 324,951325.0k $4.3m $4.3m 0.05% —
48 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 323,225323.2k $4.3m $4.3m 0.01% —
49 NICOLA WEALTH MANAGEMENT LTD. 0.40% of their portfolio VANCOUVER, A1 275,000275.0k $3.7m $3.7m 0.40% —
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 270,671270.7k $3.6m $3.6m 0.00% —
51 Arosa Capital Management LP 1.19% of their portfolio MIAMI BEACH, FL 250,000250.0k $3.3m $3.3m 1.19% —
52 Yaupon Capital Management LP 1.12% of their portfolio NEW YORK, NY 250,000250.0k $3.3m $3.3m 1.12% —
53 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 220,274220.3k $2.9m $2.9m 0.00% —
54 TIEDEMANN ADVISORS, LLC 0.18% of their portfolio NEW YORK, NY 217,940217.9k $2.9m $2.9m 0.18% —
55 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 213,255213.3k $2.8m $2.8m 0.01% —
56 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 206,617206.6k $2.8m $2.8m 0.01% —
57 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 200,626200.6k $2.7m $2.7m 0.00% —
58 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 191,673191.7k $2.6m $2.6m 0.00% —
59 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.26% of their portfolio DALLAS, TX 190,662190.7k $2.5m $2.5m 0.26% —
60 Waratah Capital Advisors Ltd. 0.14% of their portfolio TORONTO, A6 155,582155.6k $2.1m $2.1m 0.14% —
61 Swiss National Bank 0.00% of their portfolio ZURICH, V8 146,300146.3k $2.0m $2.0m 0.00% —
62 TT International Asset Management LTD 0.21% of their portfolio LONDON, X0 142,322142.3k $1.9m $1.9m 0.21% —
63 Ulland Investment Advisors, LLC 2.01% of their portfolio MINNEAPOLIS, MN 137,745137.7k $1.8m $1.8m 2.01% —
64 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 127,891127.9k $1.7m $1.7m 0.01% —
65 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 126,425126.4k $1.7m $1.7m 0.01% —
66 Crawford Lake Capital Management, LLC 3.06% of their portfolio LAKEWOOD, NJ 124,896124.9k $1.7m $1.7m 3.06% —
67 Global IMC LLC 0.40% of their portfolio SOLANA BEACH, CA 113,584113.6k $1.5m $1.5m 0.40% —
68 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 113,072113.1k $1.5m $1.5m 0.05% —
69 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 110,000110.0k $1.5m $1.5m 0.00% —
70 Legal & General Group Plc 0.00% of their portfolio London, X0 107,261107.3k $1.4m $1.4m 0.00% —
71 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 104,066104.1k $1.4m $1.4m 0.03% —
72 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 101,263101.3k $1.4m $1.4m 0.00% —
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 98,57298.6k $1.3m $1.3m 0.00% —
74 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 95,33795.3k $1.3m $1.3m 0.00% —
75 Clear Sky Carbon Solutions Investment Management, LLC 0.76% of their portfolio BELLAIRE, TX 95,00095.0k $1.3m $1.3m 0.76% —
76 TWINBEECH CAPITAL LP 0.03% of their portfolio PURCHASE, NY 93,21793.2k $1.2m $1.2m 0.03% —
77 Man Group plc 0.01% of their portfolio LONDON, X0 86,04986.0k $1.1m $1.1m 0.01% —
78 IMC-Chicago, LLC 0.10% of their portfolio CHICAGO, IL 84,27184.3k $1.1m $1.1m 0.10% —
79 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 79,50579.5k $1.1m $1.1m 0.01% —
80 Informed Momentum Co LLC 0.22% of their portfolio SOLANA BEACH, CA 77,46377.5k $1.0m $1.0m 0.22% —
81 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 76,95877.0k $1.0m $1.0m 0.01% —
82 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 73,98174.0k $987.0k $987.0k 0.02% —
83 Foundations Investment Advisors, LLC 0.04% of their portfolio PHOENIX, AZ 71,96072.0k $960.0k $960.0k 0.04% —
84 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 70,78770.8k $944.0k $944.0k 0.01% —
85 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 70,28570.3k $938.0k $938.0k 0.00% —
86 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 68,42668.4k $913.0k $913.0k 0.01% —
87 ESSEX INVESTMENT MANAGEMENT CO LLC 0.14% of their portfolio BOSTON, MA 63,77463.8k $851.0k $851.0k 0.14% —
88 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 63,65263.7k $849.0k $849.0k 0.00% —
89 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 63,33063.3k $845.0k $845.0k 0.00% —
90 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 63,26863.3k $844.0k $844.0k 0.00% —
91 GSA CAPITAL PARTNERS LLP 0.11% of their portfolio LONDON, X0 62,59162.6k $835.0k $835.0k 0.11% —
92 ETF MANAGERS GROUP, LLC 0.03% of their portfolio Summit, NJ 62,23362.2k $830.0k $830.0k 0.03% —
93 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio JUPITER, FL 60,82860.8k $811.0k $811.0k 0.00% —
94 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 59,72759.7k $797.0k $797.0k 0.00% —
95 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,02458.0k $774.0k $774.0k 0.00% —
96 Altrafin AG 0.44% of their portfolio ZURICH, V8 55,21255.2k $736.5k $736.5k 0.44% —
97 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 55,11055.1k $735.2k $735.2k 0.00% —
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 54,85354.9k $731.7k $731.7k 0.00% —
99 E. Ohman J:or Asset Management AB 0.03% of their portfolio STOCKHOLM, V7 53,00053.0k $707.0k $707.0k 0.03% —
100 FLPUTNAM INVESTMENT MANAGEMENT CO 0.03% of their portfolio PORTLAND, ME 52,84852.8k $705.0k $705.0k 0.03% —