Vault-13

STANDARD LITHIUM LTD SLI

COM · Common Stock · CUSIP 853606101 · ISIN CA8536061010

101 institutional holders +18 vs Q3 2023
29,886,05529.9m shares reported held*
$60.4mreported value*
23 new 26 added 18 reduced 11 sold out net sold ≈ $1.8m (-817.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($178 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.02. Options: 5 managers hold calls ($168.6k notional), 6 hold puts ($738.9k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 85Q4 22: 90Q1 23: 92Q2 23: 89Q3 23: 83Q4 23: 101101Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202285
Q4 202290
Q1 202392
Q2 202389
Q3 202383
Q4 2023101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 36 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 38 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 29 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223636
Q1 20233538
Q2 20232832
Q3 20233436
Q4 20234929

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $902.7kQ1 23 puts: $594.3kQ1 23P/C 0.66Q2 23 calls: $1.5mQ2 23 puts: $1.3mQ2 23P/C 0.84Q3 23 calls: $484.3kQ3 23 puts: $1.3mQ3 23P/C 2.73Q4 23 calls: $168.6kQ4 23 puts: $738.9kQ4 23P/C 4.38
Numbers
QuarterCallsPutsP/C
Q1 2023$902.7k$594.3k0.66
Q2 2023$1.5m$1.3m0.84
Q3 2023$484.3k$1.3m2.73
Q4 2023$168.6k$738.9k4.38

Biggest buyers

Mirae Asset Global Investments Co., Ltd. Added +1,578,404+1.6m
Invesco Ltd. Added +775,687+775.7k
MORGAN STANLEY Added +620,541+620.5k
GeoSphere Capital Management, LLC New +600,000+600.0k
Soviero Asset Management, LP Added +470,000+470.0k
Squarepoint Ops LLC New +160,539+160.5k
JANE STREET GROUP, LLC Added +106,333+106.3k
Quantbot Technologies LP New +91,337+91.3k
HighTower Advisors, LLC New +87,332+87.3k
RENAISSANCE TECHNOLOGIES LLC New +82,145+82.1k

Biggest sellers

BNP PARIBAS ASSET MANAGEMENT Holding S.A. Sold out -5,326,694-5.3m
VAN ECK ASSOCIATES CORP Reduced -295,606-295.6k
BANK OF AMERICA CORP /DE/ Reduced -118,435-118.4k
MACKENZIE FINANCIAL CORP Sold out -104,560-104.6k
Advisory Services Network, LLC Reduced -68,514-68.5k
OSAIC HOLDINGS, INC. Reduced -62,262-62.3k
REGIONS FINANCIAL CORP Reduced -59,000-59.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -37,582-37.6k
ExodusPoint Capital Management, LP Sold out -33,393-33.4k
OLD MISSION CAPITAL LLC Sold out -26,000-26.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $87.3k43.2k shares
GROUP ONE TRADING LLC Reduced $54.3k26.9k shares
SIMPLEX TRADING, LLC Reduced $27.0k13.6k shares
Strategic Wealth Partners, Ltd. Unchanged $215.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

BANK OF MONTREAL /CAN/ Added $634.2k283.9k shares
GROUP ONE TRADING LLC Added $44.2k21.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $24.4k12.1k shares
CITADEL ADVISORS LLC Added $20.0k9.9k shares
SIMPLEX TRADING, LLC Reduced $16.0k8.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VAN ECK ASSOCIATES CORP 13G · institution -1.2 pts · filed 2026-08-14 6.5% -1.2 pts 15.9m≈ $43.8m 2026-08-14

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 KOCH INDUSTRIES LLC 3.06% of their portfolio WICHITA, KS 13,480,08313.5m $27.2m $27.2m 3.06% Unchanged
2 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 3,839,5453.8m $7.7m $7.7m 0.02% Added +1.6m +1,578,404
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 3,118,8643.1m $6.3m $6.3m 0.00% Added +775.7k +775,687
4 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 2,364,8202.4m $4.8m $4.8m 0.01% Reduced -295.6k -295,606
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,376,0201.4m $2.8m $2.8m 0.00% Added +620.5k +620,541
6 Soviero Asset Management, LP 0.90% of their portfolio NEW YORK, NY 710,000710.0k $1.4m $1.4m 0.90% Added +470.0k +470,000
7 GeoSphere Capital Management, LLC 1.41% of their portfolio MIAMI BEACH, FL 600,000600.0k $1.2m $1.2m 1.41% New
8 BlackRock Inc. 0.00% of their portfolio New York, NY 320,415320.4k $647.2k $647.2k 0.00% Added +30.2k +30,195
9 MBL Wealth, LLC 0.08% of their portfolio CHARLOTTE, NC 306,000306.0k $618.1k $618.1k 0.08% Added +60.0k +60,000
10 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 289,450289.4k $584.7k $584.7k 0.07% Added +23.4k +23,400
11 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 283,900283.9k $634.2k $634.2k 0.00% Added +45.6k +45,600
12 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 270,810270.8k $547.0k $547.0k 0.01% Added +23.6k +23,634
13 Millennium Capital Advisors, LLC 0.31% of their portfolio LITTLE ROCK, AR 199,100199.1k $402.2k $402.2k 0.31% Added +4.9k +4,925
14 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 160,539160.5k $324.3k $324.3k 0.00% New
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 117,943117.9k $234.9k $234.9k 0.00% Added +106.3k +106,333
16 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 110,765110.8k $223.7k $223.7k 0.00% Added +31.0k +30,965
17 Compagnie Lombard Odier SCmA 0.00% of their portfolio 1204 GENEVA, V8 100,000100.0k $217.9k $217.9k 0.00% Unchanged
18 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 93,13793.1k $188.1k $188.1k 0.00% Added +75.8k +75,759
19 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 91,33791.3k $184.5k $184.5k 0.01% New
20 BARD ASSOCIATES INC 0.07% of their portfolio CHICAGO, IL 88,30088.3k $178.4k $178.4k 0.07% Unchanged
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 87,33287.3k $178.0k $178.0k 0.00% New
22 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 82,14582.1k $166.0k $166.0k 0.00% New
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 80,22080.2k $162.0k $162.0k 0.00% New
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 79,03579.0k $159.7k $159.7k 0.00% Reduced -62.3k -62,262
25 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 78,30178.3k $158.2k $158.2k 0.00% Reduced -1.4k -1,398
26 U S GLOBAL INVESTORS INC 0.01% of their portfolio SAN ANTONIO, TX 75,00075.0k $151.5k $151.5k 0.01% Unchanged
27 Mariner, LLC 0.00% of their portfolio Overland Park, KS 70,20070.2k $141.8k $141.8k 0.00% New
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 67,62767.6k $136.6k $136.6k 0.00% Reduced -1.1k -1,137
29 Legacy Capital Wealth Partners, LLC 0.04% of their portfolio LITTLE ROCK, AR 62,74362.7k $126.7k $126.7k 0.04% Added +604 +604
30 RETIREMENT INCOME SOLUTIONS, INC 0.03% of their portfolio ANN ARBOR, MI 62,65062.6k $136.5k $136.5k 0.03% Unchanged
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,23560.2k $117.5k $117.5k 0.00% Unchanged
32 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 57,09157.1k $115.3k $115.3k 0.00% New
33 Virtu Financial LLC 0.01% of their portfolio New York, NY 52,76952.8k $107.0k $107.0k 0.01% New
34 Centiva Capital, LP 0.01% of their portfolio New York, NY 50,71050.7k $102.4k $102.4k 0.01% New
35 NWAM LLC 0.01% of their portfolio MERCER ISLAND, WA 50,00050.0k $101.0k $101.0k 0.01% Added +10.0k +10,000
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,79646.8k $94.5k $94.5k 0.00% Reduced -37.6k -37,582
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 46,62146.6k $94.0k $94.0k 0.00% Reduced -6.5k -6,500
38 Creekmur Asset Management LLC 0.03% of their portfolio MORTON, IL 45,99546.0k $92.9k $92.9k 0.03% First filing
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 44,29144.3k $89.5k $89.5k 0.00% Reduced -118.4k -118,435
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,81343.8k $88.5k $88.5k 0.00% New
41 Mustard Seed Financial, LLC 0.10% of their portfolio Magnolia, AR 43,72543.7k $88.3k $88.3k 0.10% First filing
42 Simmons Bank 0.01% of their portfolio Pine Bluff, AR 43,63643.6k $88.1k $88.1k 0.01% Unchanged
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 43,56543.6k $88.0k $88.0k 0.00% Added +14.8k +14,850
44 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 39,43539.4k $79.7k $79.7k 0.00% Added +11.8k +11,750
45 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 38,65438.7k $49.5k $49.5k 0.00% New
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,53836.5k $73.8k $73.8k 0.00% Reduced -8.1k -8,100
47 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 32,00032.0k $64.6k $64.6k 0.01% Added +12.0k +12,000
48 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 30,51830.5k $62.0k $62.0k 0.00% Unchanged
49 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 30,00030.0k $60.6k $60.6k 0.00% First filing
50 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 26,80426.8k $54.1k $54.1k 0.01% New
51 Greenfield Seitz Capital Management, LLC 0.02% of their portfolio DALLAS, TX 26,70026.7k $53.9k $53.9k 0.02% First filing
52 Jade Capital Advisors, LLC 0.03% of their portfolio Essex Fells, NJ 25,00025.0k $50.5k $50.5k 0.03% Unchanged
53 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 24,00024.0k $48.5k $48.5k 0.00% Reduced -59.0k -59,000
54 Baader Bank Aktiengesellschaft 0.00% of their portfolio Unterschleissheim, 2M 23,50323.5k $26.2k $26.2k 0.00% Added +3.5k +3,492
55 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 21,70221.7k $43.8k $43.8k 0.00% Reduced -786 -786
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 21,24021.2k $42.9k $42.9k 0.00% Added +1.9k +1,880
57 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 18,66218.7k $37.7k $37.7k 0.00% Reduced -14.8k -14,767
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,51915.5k $31.3k $31.3k 0.00% Added +12.4k +12,435
59 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,28813.3k $29.0k $29.0k 0.00% New
60 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 12,26012.3k $24.8k $24.8k 0.00% Added +185 +185
61 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,00012.0k $24.2k $24.2k 0.00% Added +2.0k +2,000
62 Gainplan LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 11,88011.9k $24.0k $24.0k 0.01% Reduced -8.3k -8,265
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,78811.8k $24.0k $24.0k 0.00% Added +8.9k +8,896
64 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,50511.5k $23.2k $23.2k 0.00% New
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11,20311.2k $22.3k $22.3k 0.00% Reduced -11.1k -11,100
66 THOMPSON DAVIS & CO., INC. 0.02% of their portfolio RICHMOND, VA 10,50010.5k $21.2k $21.2k 0.02% Reduced -7.7k -7,700
67 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 10,39910.4k $21.0k $21.0k 0.01% First filing
68 Apella Capital, LLC 0.00% of their portfolio WEST HARTFORD, CT 10,00010.0k $19.3k $19.3k 0.00% Unchanged
69 Cadent Capital Advisors, LLC 0.01% of their portfolio TULSA, OK 10,00010.0k $20.2k $20.2k 0.01% Unchanged
70 Transcendent Capital Group LLC 0.01% of their portfolio EDMOND, OK 7,1687.2k $14.5k $14.5k 0.01% First filing
71 First PREMIER Bank 0.00% of their portfolio SIOUX FALLS, SD 6,0006.0k $12.0k $12.0k 0.00% Unchanged
72 GREENWOOD GEARHART LLC 0.00% of their portfolio FAYETTEVILLE, AR 5,4105.4k $10.9k $10.9k 0.00% New
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,0145.0k $10.1k $10.1k 0.00% New
74 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 5,0005.0k $10.1k $10.1k 0.00% Unchanged
75 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 5,0005.0k $10.1k $10.1k 0.01% New
76 Global X Japan Co., Ltd. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 3,3243.3k $6.7k $6.7k 0.00% First filing
77 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,5152.5k $6.3k $6.3k 0.00% Reduced -95 -95
78 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,2172.2k $4.5k $4.5k 0.00% Unchanged
79 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,7501.8k $3.5k $3.5k 0.00% Reduced -68.5k -68,514
80 SITTNER & NELSON, LLC 0.00% of their portfolio EUGENE, OR 1,6301.6k $3.6k $3.6k 0.00% Unchanged
81 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,3731.4k $2.8k $2.8k 0.00% Reduced -1.6k -1,558
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1601.2k $2.0k $2.0k 0.00% Unchanged
83 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,1001.1k $2.2k $2.2k 0.00% Added +1.0k +1,000
84 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $2.0k $2.0k 0.00% Unchanged
85 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 1,0001.0k $2.0k $2.0k 0.00% Unchanged
86 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,0001.0k $1.2k $1.2k 0.00% Unchanged
87 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 766766 $1.5k $1.5k 0.00% New
88 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 567567 $1.1k $1.1k 0.00% Unchanged
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 500500 $1.0k $1.0k 0.00% Unchanged
90 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 400400 $808 $808 0.00% Unchanged
91 New Millennium Group LLC 0.00% of their portfolio SANDY, UT 350350 $707 $707 0.00% New
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 200200 $404 $404 0.00% Added +39 +39
93 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 200200 $404 $404 0.00% Unchanged
94 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 200200 $404 $404 0.00% New
95 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 150150 $216 $216 0.00% New
96 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 150150 $303 $303 0.00% Unchanged
97 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 130130 $263 $263 0.00% Unchanged
98 Cassady Schiller Wealth Management, LLC 0.00% of their portfolio CINCINNATI, OH 100100 $202 $202 0.00% Unchanged
99 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 8888 $178 $178 0.00% Reduced -88 -88
100 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5555 $111 $111 0.00% New