Vault-13

STANDARD LITHIUM LTD SLI

COM · Common Stock · CUSIP 853606101 · ISIN CA8536061010

92 institutional holders +2 vs Q4 2022
31,799,56731.8m shares reported held*
18.4% of all shares outstanding*
$120.8mreported value*
22 new 13 added 20 reduced 18 sold out net bought ≈ $6.1m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 172.8m as of 2023-06-30, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.80. Options: 7 managers hold calls ($902.7k notional), 7 hold puts ($594.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 85Q4 22: 90Q1 23: 9292Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202285
Q4 202290
Q1 202392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 36 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 38 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223636
Q1 20233538

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.8mQ3 22 puts: $2.2mQ3 22P/C 0.79Q4 22 calls: $1.4mQ4 22 puts: $707.6kQ4 22P/C 0.50Q1 23 calls: $902.7kQ1 23 puts: $594.3kQ1 23P/C 0.66
Numbers
QuarterCallsPutsP/C
Q3 2022$2.8m$2.2m0.79
Q4 2022$1.4m$707.6k0.50
Q1 2023$902.7k$594.3k0.66

Biggest buyers

BNP PARIBAS ASSET MANAGEMENT Holding S.A. Added +1,597,999+1.6m
Mirae Asset Global Investments Co., Ltd. Added +402,561+402.6k
MACKENZIE FINANCIAL CORP New +201,722+201.7k
Mariner, LLC New +58,950+59.0k
Legacy Capital Wealth Partners, LLC New +57,117+57.1k
Schonfeld Strategic Advisors LLC New +39,800+39.8k
Advisory Services Network, LLC Added +36,527+36.5k
SG Americas Securities, LLC New +33,384+33.4k
ALPS ADVISORS INC New +25,521+25.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,242+22.2k

Biggest sellers

MORGAN STANLEY Reduced -266,007-266.0k
Invesco Ltd. Reduced -247,303-247.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -110,760-110.8k
BANK OF AMERICA CORP /DE/ Reduced -64,013-64.0k
TWO SIGMA INVESTMENTS, LP Sold out -60,386-60.4k
VAN ECK ASSOCIATES CORP Reduced -42,365-42.4k
PATHSTONE FAMILY OFFICE, LLC Reduced -30,000-30.0k
D. E. Shaw & Co., Inc. Sold out -28,459-28.5k
Squarepoint Ops LLC Sold out -25,467-25.5k
Virtu Financial LLC Sold out -24,699-24.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $622.8k163.9k shares
GROUP ONE TRADING LLC Reduced $135.7k35.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $75.2k19.8k shares
WOLVERINE TRADING, LLC Reduced $44.0k12.0k shares
SIMPLEX TRADING, LLC Reduced $25.0k6.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $02.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $321.9k84.7k shares
GROUP ONE TRADING LLC Added $88.2k23.2k shares
WOLVERINE TRADING, LLC Added $81.0k22.0k shares
SIMPLEX TRADING, LLC Reduced $62.0k16.5k shares
CITADEL ADVISORS LLC Reduced $40.3k10.6k shares
Cutler Group LLC / CA Reduced $1.0k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VAN ECK ASSOCIATES CORP 13G · institution -1.2 pts · filed 2026-08-14 6.5% -1.2 pts 15.9m≈ $43.8m 2026-08-14

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 KOCH INDUSTRIES LLC 4.13% of their portfolio WICHITA, KS 13,480,08313.5m $51.2m $51.2m 4.13% Unchanged
2 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.07% of their portfolio Paris, I0 5,204,0415.2m $19.8m $19.8m 0.07% Added +1.6m +1,597,999
3 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 2,993,2153.0m $11.4m $11.4m 0.03% Reduced -42.4k -42,365
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,888,9092.9m $11.0m $11.0m 0.00% Reduced -247.3k -247,303
5 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 2,346,5312.3m $8.9m $8.9m 0.02% Added +402.6k +402,561
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 715,032715.0k $2.7m $2.7m 0.00% Reduced -266.0k -266,007
7 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 335,566335.6k $1.3m $1.3m 0.00% Unchanged
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 300,699300.7k $1.1m $1.1m 0.00% Added +22.2k +22,242
9 BlackRock Inc. 0.00% of their portfolio New York, NY 287,346287.3k $1.1m $1.1m 0.00% Added +11.1k +11,078
10 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio ORLANDO, FL 270,900270.9k $1.0m $1.0m 0.15% Reduced -110.8k -110,760
11 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 246,476246.5k $936.6k $936.6k 0.02% Reduced -1.5k -1,466
12 MBL Wealth, LLC 0.15% of their portfolio CHARLOTTE, NC 246,000246.0k $934.8k $934.8k 0.15% Unchanged
13 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 201,722201.7k $758.2k $758.2k 0.00% New
14 Millennium Capital Advisors, LLC 0.66% of their portfolio LITTLE ROCK, AR 192,800192.8k $732.6k $732.6k 0.66% Added +3.4k +3,400
15 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 191,615191.6k $723.0k $723.0k 0.00% Reduced -3.0k -3,015
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 171,589171.6k $652.0k $652.0k 0.00% Reduced -64.0k -64,013
17 Waypoint Capital Advisors, LLC 0.20% of their portfolio Minneapolis, MN 160,000160.0k $608.0k $608.0k 0.20% Unchanged
18 Compagnie Lombard Odier SCmA 0.01% of their portfolio 1204 GENEVA, V8 100,000100.0k $369.2k $369.2k 0.01% Unchanged
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 92,90292.9k $353.0k $353.0k 0.00% Reduced -2.7k -2,741
20 BARD ASSOCIATES INC 0.14% of their portfolio CHICAGO, IL 88,30088.3k $335.5k $335.5k 0.14% Reduced -1.2k -1,200
21 THOMPSON DAVIS & CO., INC. 0.43% of their portfolio RICHMOND, VA 86,65086.7k $329.3k $329.3k 0.43% Added +4.7k +4,725
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 85,09985.1k $323.4k $323.4k 0.00% Added +225 +225
23 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 84,14184.1k $319.7k $319.7k 0.01% Added +36.5k +36,527
24 U S GLOBAL INVESTORS INC 0.02% of their portfolio SAN ANTONIO, TX 75,00075.0k $285.0k $285.0k 0.02% Unchanged
25 RETIREMENT INCOME SOLUTIONS, INC 0.07% of their portfolio ANN ARBOR, MI 62,65062.6k $236.6k $236.6k 0.07% Unchanged
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,23560.2k $222.3k $222.3k 0.00% Reduced -300 -300
27 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 60,00060.0k $228.0k $228.0k 0.00% Added +10.0k +10,000
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 58,95059.0k $224.0k $224.0k 0.00% New
29 Legacy Capital Wealth Partners, LLC 0.06% of their portfolio LITTLE ROCK, AR 57,11757.1k $217.0k $217.0k 0.06% New
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 56,87156.9k $215.0k $215.0k 0.00% Reduced -7.0k -7,050
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 48,27048.3k $183.0k $183.0k 0.00% Added +10.4k +10,400
32 Simmons Bank 0.01% of their portfolio Pine Bluff, AR 44,63644.6k $169.6k $169.6k 0.01% Unchanged
33 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 39,80039.8k $151.2k $151.2k 0.00% New
34 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 33,38433.4k $127.0k $127.0k 0.00% New
35 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 30,00030.0k $114.0k $114.0k 0.00% Reduced -30.0k -30,000
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,15729.2k $108.8k $108.8k 0.00% Added +9.4k +9,373
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,89728.9k $109.8k $109.8k 0.00% Reduced -9.8k -9,750
38 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 25,52125.5k $97.0k $97.0k 0.00% New
39 Jade Capital Advisors, LLC 0.14% of their portfolio Essex Fells, NJ 25,00025.0k $95.0k $95.0k 0.14% Unchanged
40 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 23,19723.2k $88.1k $88.1k 0.00% Reduced -486 -486
41 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 20,00020.0k $76.0k $76.0k 0.01% Unchanged
42 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,61019.6k $74.5k $74.5k 0.00% Unchanged
43 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 19,39119.4k $74.0k $74.0k 0.01% New
44 Baader Bank Aktiengesellschaft 0.00% of their portfolio Unterschleissheim, 2M 18,69918.7k $40.5k $40.5k 0.00% New
45 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 18,55818.6k $70.0k $70.0k 0.00% Reduced -3.2k -3,166
46 TMD Wealth Management, LLC 0.02% of their portfolio SCOTTSDALE, AZ 17,51017.5k $66.5k $66.5k 0.02% New
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,32417.3k $65.8k $65.8k 0.00% Reduced -9.5k -9,467
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,80315.8k $59.3k $59.3k 0.00% Reduced -400 -400
49 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 15,30515.3k $57.0k $57.0k 0.00% New
50 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 15,08715.1k $57.0k $57.0k 0.00% New
51 Gainplan LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 13,90413.9k $52.8k $52.8k 0.03% New
52 Ergoteles LLC 0.00% of their portfolio NEW YORK, NY 12,80012.8k $48.6k $48.6k 0.00% New
53 Cadent Capital Advisors, LLC 0.02% of their portfolio TULSA, OK 10,00010.0k $38.0k $38.0k 0.02% New
54 Garden State Investment Advisory Services LLC 0.02% of their portfolio Red Bank, NJ 10,00010.0k $38.0k $38.0k 0.02% Unchanged
55 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 7,4367.4k $28.3k $28.3k 0.00% New
56 First PREMIER Bank 0.01% of their portfolio SIOUX FALLS, SD 6,0006.0k $23.0k $23.0k 0.01% Unchanged
57 Hexagon Capital Partners LLC 0.01% of their portfolio ROGERS, AR 5,0005.0k $19.0k $19.0k 0.01% Unchanged
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,1403.1k $11.9k $11.9k 0.00% Reduced -3.4k -3,364
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,8292.8k $10.0k $10.0k 0.00% Reduced -12.1k -12,137
60 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,5152.5k $12.3k $12.3k 0.00% Unchanged
61 Leonteq Securities AG 0.00% of their portfolio ZURICH, V8 2,3002.3k $11.7k $11.7k 0.00% Unchanged
62 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,2002.2k $8.4k $8.4k 0.00% Unchanged
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,0002.0k $11.0k $11.0k 0.00% New
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,0002.0k $7.6k $7.6k 0.00% New
65 SITTNER & NELSON, LLC 0.00% of their portfolio EUGENE, OR 1,6301.6k $6.2k $6.2k 0.00% Unchanged
66 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,0001.0k $3.8k $3.8k 0.00% Unchanged
67 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $3.8k $3.8k 0.00% Unchanged
68 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 1,0001.0k $3.8k $3.8k 0.00% Unchanged
69 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,0001.0k $3.7k $3.7k 0.00% Unchanged
70 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 800800 $3.0k $3.0k 0.00% Unchanged
71 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 748748 $2.0k $2.0k 0.00% Added +329 +329
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 660660 $3.0k $3.0k 0.00% Unchanged
73 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 500500 $1.9k $1.9k 0.00% Unchanged
74 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 482482 $1.0k $1.0k 0.00% New
75 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 426426 $2.0k $2.0k 0.00% Unchanged
76 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 400400 $1.5k $1.5k 0.00% Unchanged
77 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 400400 $1.5k $1.5k 0.00% Unchanged
78 Disciplined Investments, LLC 0.00% of their portfolio TULSA, OK 303303 $1.2k $1.2k 0.00% Unchanged
79 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 200200 $760 $760 0.00% Added +100 +100
80 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 195195 $741 $741 0.00% New
81 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 168168 $638 $638 0.00% Unchanged
82 Sandy Spring Bank 0.00% of their portfolio Olney, MD 150150 $570 $570 0.00% New
83 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 150150 $570 $570 0.00% Unchanged
84 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 150150 $570 $570 0.00% First filing
85 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 130130 $494 $494 0.00% Unchanged
86 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 110110 $418 $418 0.00% Unchanged
87 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 100100 $374 $374 0.00% Unchanged
88 Cassady Schiller Wealth Management, LLC 0.00% of their portfolio CINCINNATI, OH 100100 $380 $380 0.00% Unchanged
89 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 8888 $0 $0 0.00% New
90 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5050 $190 $190 0.00% New
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33 $11 $11 0.00% Reduced -4.1k -4,147
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged