Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

316 institutional holders +19 vs Q1 2024
65,979,17966.0m shares reported held*
$1.4bnreported value*
33 new 71 added 94 reduced 17 sold out net sold ≈ $226.0m (-10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($552.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.97.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297Q2 24: 316316Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297
Q2 2024316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 79 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 90 cut or sold outQ2 23: 97 bought or addedQ2 23: 95 cut or sold outQ2 23Q3 23: 93 bought or addedQ3 23: 102 cut or sold outQ4 23: 86 bought or addedQ4 23: 121 cut or sold outQ4 23Q1 24: 91 bought or addedQ1 24: 119 cut or sold outQ2 24: 104 bought or addedQ2 24: 111 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202279108
Q1 202310490
Q2 20239795
Q3 202393102
Q4 202386121
Q1 202491119
Q2 2024104111

Biggest buyers

BOOTHBAY FUND MANAGEMENT, LLC New +976,153+976.2k
CAPTRUST FINANCIAL ADVISORS Added +725,107+725.1k
Strategic Financial Concepts, LLC Added +297,127+297.1k
JPMORGAN CHASE & CO Added +239,008+239.0k
JUPITER ASSET MANAGEMENT LTD Added +232,222+232.2k
BANK OF MONTREAL /CAN/ Added +218,745+218.7k
LPL Financial LLC Added +142,306+142.3k
WELLS FARGO & COMPANY/MN Added +141,713+141.7k
Federation des caisses Desjardins du Quebec Added +132,735+132.7k
&PARTNERS New +113,490+113.5k

Biggest sellers

MORGAN STANLEY Reduced -6,843,038-6.8m
BLUEFIN CAPITAL MANAGEMENT, LLC Reduced -3,331,056-3.3m
HOWLAND CAPITAL MANAGEMENT LLC Sold out -845,607-845.6k
OSAIC HOLDINGS, INC. Reduced -603,586-603.6k
JANE STREET GROUP, LLC Reduced -454,255-454.3k
ROYAL BANK OF CANADA Reduced -274,366-274.4k
SPROTT INC. Reduced -219,387-219.4k
SHUFRO ROSE & CO LLC Reduced -183,179-183.2k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -168,920-168.9k
CENTRAL TRUST Co Reduced -139,312-139.3k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 4.19% of their portfolio JEFFERSON CITY, MO 7,765,8027.8m $171.2m $171.2m 4.19% Reduced -139.3k -139,312
2 Simplicity Wealth,LLC 2.90% of their portfolio SUMMIT, NJ 5,821,5315.8m $128.4m $128.4m 2.90% Reduced -100.7k -100,701
3 Bleakley Financial Group, LLC 3.70% of their portfolio PARSIPPANY, NJ 5,821,5315.8m $128.4m $128.4m 3.70% Reduced -106.1k -106,081
4 Parallax Volatility Advisers, L.P. 2.24% of their portfolio San Francisco, CA 3,995,4334.0m $88.1m $88.1m 2.24% Unchanged
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,541,2523.5m $78.1m $78.1m 0.01% Reduced -6.8m -6,843,038
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,300,7723.3m $72.8m $72.8m 0.02% Reduced -274.4k -274,366
7 JUPITER ASSET MANAGEMENT LTD 0.43% of their portfolio London, X0 2,055,1642.1m $45.3m $45.3m 0.43% Added +232.2k +232,222
8 SHUFRO ROSE & CO LLC 2.82% of their portfolio NEW YORK, NY 1,569,8521.6m $34.6m $34.6m 2.82% Reduced -183.2k -183,179
9 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 1,295,3901.3m $28.6m $28.6m 0.06% Reduced -4.1k -4,106
10 MANAGED ASSET PORTFOLIOS, LLC 3.88% of their portfolio ROCHESTER, MI 1,187,1641.2m $26.2m $26.2m 3.88% Reduced -76.4k -76,388
11 SPROTT INC. 1.82% of their portfolio TORONTO, A6 1,111,4351.1m $24.5m $24.5m 1.82% Reduced -219.4k -219,387
12 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,106,1871.1m $24.4m $24.4m 0.03% Reduced -454.3k -454,255
13 BOOTHBAY FUND MANAGEMENT, LLC 0.66% of their portfolio NEW YORK, NY 976,153976.2k $21.5m $21.5m 0.66% New
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 922,345922.3k $20.3m $20.3m 0.01% Added +142.3k +142,306
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 866,000866.0k $19.1m $19.1m 0.00% Added +141.7k +141,713
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 852,420852.4k $18.8m $18.8m 0.01% Reduced -28.1k -28,058
17 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 752,928752.9k $16.6m $16.6m 0.05% Added +725.1k +725,107
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 737,770737.8k $16.3m $16.3m 0.00% Reduced -14.3k -14,263
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 728,158728.2k $16.1m $16.1m 0.01% Added +51.0k +51,024
20 Cheviot Value Management, LLC 3.05% of their portfolio BEVERLY HILLS, CA 706,740706.7k $15.6m $15.6m 3.05% Reduced -3.1k -3,130
21 EVERGREEN CAPITAL MANAGEMENT LLC 0.53% of their portfolio Bellevue, WA 666,522666.5k $14.7m $14.7m 0.53% Reduced -168.9k -168,920
22 PYA Waltman Capital, LLC 4.80% of their portfolio KNOXVILLE, TN 592,810592.8k $13.1m $13.1m 4.80% Reduced -7.6k -7,616
23 Polar Asset Management Partners Inc. 0.32% of their portfolio TORONTO, A6 563,115563.1k $12.4m $12.4m 0.32% Unchanged
24 Beaumont Financial Advisors, LLC 0.99% of their portfolio NEEDHAM, MA 561,723561.7k $12.4m $12.4m 0.99% Reduced -2.5k -2,520
25 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 497,908497.9k $11.0m $11.0m 0.04% Added +11.4k +11,386
26 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 495,497495.5k $10.9m $10.9m 0.02% Added +43.0k +43,000
27 Cannell & Spears LLC 0.22% of their portfolio NEW YORK, NY 483,025483.0k $10.7m $10.7m 0.22% Reduced -2.5k -2,500
28 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 467,287467.3k $10.3m $10.3m 0.03% Added +69.2k +69,154
29 Pekin Hardy Strauss, Inc. 1.40% of their portfolio CHICAGO, IL 462,232462.2k $10.2m $10.2m 1.40% Added +60 +60
30 PFG Investments, LLC 0.71% of their portfolio WOODBURY, NY 449,998450.0k $9.9m $9.9m 0.71% Reduced -26.4k -26,423
31 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 401,485401.5k $8.9m $8.9m 0.02% Reduced -603.6k -603,586
32 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 398,779398.8k $8.8m $8.8m 0.01% Reduced -2.6k -2,570
33 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 396,763396.8k $8.7m $8.7m 0.01% Added +6.5k +6,528
34 New Harbor Financial Group, LLC 2.80% of their portfolio WORCESTER, MA 381,159381.2k $8.4m $8.4m 2.80% Added +17.2k +17,156
35 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 367,691367.7k $8.1m $8.1m 0.02% Reduced -10.9k -10,899
36 Euro Pacific Asset Management, LLC 1.50% of their portfolio DORADO, PR 342,753342.8k $7.6m $7.6m 1.50% Reduced -6.5k -6,491
37 Strategic Financial Concepts, LLC 0.11% of their portfolio SAN ANTONIO, TX 335,306335.3k $191.0k $191.0k 0.11% Added +297.1k +297,127
38 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 316,496316.5k $7.0m $7.0m 0.01% Added +86.0k +86,015
39 HOLLENCREST CAPITAL MANAGEMENT 0.30% of their portfolio NEWPORT BEACH, CA 313,460313.5k $6.9m $6.9m 0.30% Unchanged
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 304,562304.6k $6.7m $6.7m 0.00% Added +239.0k +239,008
41 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 302,135302.1k $6.7m $6.7m 0.01% Reduced -10.4k -10,443
42 Cadence Wealth Management LLC 4.59% of their portfolio WESTBOROUGH, MA 297,998298.0k $6.6m $6.6m 4.59% Added +806 +806
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 296,538296.5k $6.6m $6.6m 0.00% Added +218.7k +218,745
44 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 284,422284.4k $6.3m $6.3m 0.04% Added +16.5k +16,516
45 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 262,496262.5k $5.8m $5.8m 0.03% Added +132.7k +132,735
46 NewEdge Wealth, LLC 0.12% of their portfolio STAMFORD, CT 252,112252.1k $5.6m $5.6m 0.12% Added +14.6k +14,640
47 SAPIENT CAPITAL LLC 0.11% of their portfolio INDIANAPOLIS, IN 240,064240.1k $5.3m $5.3m 0.11% Reduced -14.3k -14,350
48 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 239,910239.9k $5.3m $5.3m 0.01% Added +50.8k +50,752
49 INTREPID CAPITAL MANAGEMENT INC 3.26% of their portfolio JACKSONVILLE BEACH, FL 232,390232.4k $5.1m $5.1m 3.26% Added +4.4k +4,354
50 LEVEL FOUR ADVISORY SERVICES, LLC 0.23% of their portfolio DALLAS, TX 227,677227.7k $5.0m $5.0m 0.23% Added +123 +123
51 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 227,449227.4k $5.3m $5.3m 0.09% Added +762 +762
52 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 213,695213.7k $4.7m $4.7m 0.06% Reduced -10.5k -10,523
53 COWEN AND COMPANY, LLC 0.13% of their portfolio NEW YORK, NY 207,732207.7k $4.6m $4.6m 0.13% Added +43.6k +43,600
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 201,171201.2k $4.4m $4.4m 0.00% Reduced -662 -662
55 CSS LLC/IL 0.32% of their portfolio CHICAGO, IL 200,071200.1k $4.4m $4.4m 0.32% Reduced -4.7k -4,700
56 FLAGSHIP HARBOR ADVISORS, LLC 0.26% of their portfolio BOSTON, MA 194,466194.5k $4.3m $4.3m 0.26% Added +8.9k +8,920
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 178,994179.0k $3.9m $3.9m 0.00% Added +1.0k +1,038
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 169,908169.9k $3.7m $3.7m 0.00% Added +3.9k +3,880
59 TIAA TRUST, NATIONAL ASSOCIATION 0.01% of their portfolio CHARLOTTE, NC 163,648163.6k $3.6m $3.6m 0.01% Reduced -79.7k -79,650
60 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 155,653155.7k $3.4m $3.4m 0.01% Reduced -5.4k -5,418
61 MARATHON CAPITAL MANAGEMENT 0.87% of their portfolio Hunt Valley, MD 155,100155.1k $3.4m $3.4m 0.87% Reduced -44.5k -44,550
62 Chicago Capital, LLC 0.10% of their portfolio Chicago, IL 153,865153.9k $3.4m $3.4m 0.10% Unchanged
63 ROBERTS GLORE & CO INC /IL/ 1.00% of their portfolio DEERFIELD, IL 150,091150.1k $3.3m $3.3m 1.00% Added +280 +280
64 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 130,817130.8k $2.9m $2.9m 0.04% Reduced -2.8k -2,830
65 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.23% of their portfolio CEDAR RAPIDS, IA 130,045130.0k $2.9m $2.9m 0.23% Added +4.9k +4,875
66 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 124,204124.2k $2.7m $2.7m 0.02% Reduced -5.8k -5,841
67 Capital Wealth Alliance, LLC 1.53% of their portfolio Scottsdale, AZ 121,553121.6k $2.7m $2.7m 1.53% Reduced -123 -123
68 CHASE INVESTMENT COUNSEL CORP 0.94% of their portfolio CHARLOTTESVILLE, VA 119,718119.7k $2.6m $2.6m 0.94% Reduced -150 -150
69 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 114,910114.9k $2.5m $2.5m 0.06% Unchanged
70 &PARTNERS 0.11% of their portfolio NASHVILLE, TN 113,490113.5k $2.5m $2.5m 0.11% New
71 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 111,199111.2k $2.5m $2.5m 0.02% Reduced -23.4k -23,450
72 Fore Capital, LLC 3.67% of their portfolio New York, NY 110,000110.0k $2.4m $2.4m 3.67% Unchanged
73 Delta Investment Management, LLC 0.52% of their portfolio SAN FRANCISCO, CA 106,473106.5k $2.3m $2.3m 0.52% Reduced -77 -77
74 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 105,544105.5k $2.3m $2.3m 0.01% Added +1.3k +1,348
75 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 105,124105.1k $2.3m $2.3m 0.08% Added +7.9k +7,856
76 Guild Investment Management, Inc. 2.59% of their portfolio WESTLAKE VILLAGE, CA 102,957103.0k $2.3m $2.3m 2.59% Added +5.0k +5,000
77 PHILADELPHIA TRUST CO 0.18% of their portfolio PHILADELPHIA, PA 102,425102.4k $2.3m $2.3m 0.18% Reduced -1.6k -1,594
78 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 97,29497.3k $2.1m $2.1m 0.03% Added +34.0k +34,022
79 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 96,96897.0k $2.1m $2.1m 0.02% Reduced -24.7k -24,690
80 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 95,94395.9k $2.1m $2.1m 0.02% Added +1.7k +1,695
81 STEEL GROVE CAPITAL ADVISORS, LLC 0.29% of their portfolio MEMPHIS, TN 95,25295.3k $2.1m $2.1m 0.29% Added +7.9k +7,911
82 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 94,36194.4k $2.1m $2.1m 0.08% Reduced -1.7k -1,717
83 Demars Financial Group, LLC 0.97% of their portfolio SPOKANE VALLEY, WA 91,93291.9k $2.0m $2.0m 0.97% Reduced -4.8k -4,756
84 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 90,44290.4k $2.0m $2.0m 0.02% Reduced -10.6k -10,601
85 Perritt Capital Management Inc 1.09% of their portfolio Chicago, IL 90,30090.3k $2.0m $2.0m 1.09% Unchanged
86 Financial Sense Advisors, Inc. 0.62% of their portfolio SAN DIEGO, CA 88,19188.2k $1.9m $1.9m 0.62% Reduced -2.2k -2,246
87 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 87,08987.1k $1.9m $1.9m 0.01% Reduced -6.8k -6,751
88 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 86,21086.2k $1.9m $1.9m 0.01% First filing
89 St. James Investment Company, LLC 0.31% of their portfolio SOUTHLAKE, TX 81,42081.4k $1.8m $1.8m 0.31% Reduced -925 -925
90 WADDELL & ASSOCIATES, LLC 0.24% of their portfolio MEMPHIS, TN 81,05681.1k $1.8m $1.8m 0.24% Reduced -250 -250
91 Mariner, LLC 0.00% of their portfolio Overland Park, KS 79,98880.0k $1.8m $1.8m 0.00% Added +1.7k +1,685
92 Main Street Financial Solutions, LLC 0.16% of their portfolio NEWTOWN, PA 77,92677.9k $1.7m $1.7m 0.16% Reduced -1.4k -1,419
93 Peak Financial Management, Inc. 0.54% of their portfolio WELLESLEY, MA 77,55077.5k $1.7m $1.7m 0.54% Reduced -500 -500
94 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 76,54576.5k $1.7m $1.7m 0.05% Added +8.2k +8,176
95 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 76,30776.3k $1.7m $1.7m 0.03% Unchanged
96 CapitalatWork S.A. 0.05% of their portfolio AUDERGHEM, C9 72,49572.5k $1.6m $1.6m 0.05% Reduced -5.0k -5,000
97 Hunter Perkins Capital Management, LLC 0.33% of their portfolio LOMBARD, IL 71,59571.6k $1.6m $1.6m 0.33% Reduced -8.6k -8,600
98 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 67,91767.9k $1.5m $1.5m 0.02% Reduced -4.7k -4,729
99 MRP Capital Investments, LLC 1.40% of their portfolio ALPHARETTA, GA 67,88067.9k $1.5m $1.5m 1.40% New
100 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 66,20166.2k $1.5m $1.5m 0.01% Reduced -3.0k -2,977