Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

195 institutional holders +16 vs Q1 2024
10,081,28510.1m shares reported held*
$494.8mreported value*
36 new 64 added 55 reduced 21 sold out net sold ≈ $17.2m (-343.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($246 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.08. Options: 11 managers hold calls ($72.2m notional), 10 hold puts ($72.7m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 97Q4 22: 102Q1 23: 110Q2 23: 112Q3 23: 139Q4 23: 172Q1 24: 179Q2 24: 195195Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110
Q2 2023112
Q3 2023139
Q4 2023172
Q1 2024179
Q2 2024195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 56 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 37 cut or sold outQ2 23: 61 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 44 cut or sold outQ4 23: 108 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 95 bought or addedQ1 24: 84 cut or sold outQ2 24: 100 bought or addedQ2 24: 76 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225638
Q1 20236737
Q2 20236143
Q3 20238544
Q4 202310848
Q1 20249584
Q2 202410076

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 23 calls: $188.0mQ3 23 puts: $78.0mQ3 23P/C 0.41Q4 23 calls: $295.2mQ4 23 puts: $221.5mQ4 23P/C 0.75Q1 24 calls: $145.6mQ1 24 puts: $125.9mQ1 24P/C 0.86Q2 24 calls: $72.2mQ2 24 puts: $72.7mQ2 24P/C 1.01
Numbers
QuarterCallsPutsP/C
Q3 2023$188.0m$78.0m0.41
Q4 2023$295.2m$221.5m0.75
Q1 2024$145.6m$125.9m0.86
Q2 2024$72.2m$72.7m1.01

Biggest buyers

Clal Insurance Enterprises Holdings Ltd New +500,000+500.0k
JPMORGAN CHASE & CO Added +411,528+411.5k
Bridgewater Associates, LP New +220,947+220.9k
KADENSA CAPITAL Ltd New +219,637+219.6k
Symmetry Investments LP New +105,782+105.8k
Rockefeller Capital Management L.P. New +99,314+99.3k
TUDOR INVESTMENT CORP ET AL New +86,727+86.7k
Trek Financial, LLC Added +83,689+83.7k
OneDigital Investment Advisors LLC New +60,763+60.8k
UBS Group AG Added +50,807+50.8k

Biggest sellers

JANE STREET GROUP, LLC Sold out -780,491-780.5k
MORGAN STANLEY Reduced -255,377-255.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -197,461-197.5k
Caption Management, LLC Reduced -184,761-184.8k
MILLENNIUM MANAGEMENT LLC Reduced -144,751-144.8k
OSAIC HOLDINGS, INC. Reduced -143,359-143.4k
CIBC WORLD MARKETS CORP Sold out -139,975-140.0k
MBB PUBLIC MARKETS I LLC Sold out -127,555-127.6k
CITADEL ADVISORS LLC Reduced -120,262-120.3k
FLOW TRADERS U.S. LLC Sold out -78,094-78.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $39.2m795.2k shares
CITADEL ADVISORS LLC Reduced $8.8m178.2k shares
GROUP ONE TRADING LLC Reduced $7.8m159.4k shares
JANE STREET GROUP, LLC Reduced $5.1m103.1k shares
Caption Management, LLC Reduced $3.7m75.0k shares
IMC-Chicago, LLC Reduced $3.4m69.6k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. Reduced $2.5m50.0k shares
WOLVERINE TRADING, LLC Reduced $1.5m30.2k shares
MILLENNIUM MANAGEMENT LLC Reduced $221.6k4.5k shares
WELLS FARGO & COMPANY/MN Reduced $78.8k1.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $21.9m444.9k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. New $18.2m370.0k shares
CITADEL ADVISORS LLC Reduced $12.7m258.8k shares
Caption Management, LLC Reduced $8.8m178.0k shares
WELLS FARGO & COMPANY/MN Unchanged $4.9m100.0k shares
WOLVERINE TRADING, LLC Added $2.4m48.9k shares
IMC-Chicago, LLC Reduced $1.9m37.6k shares
JANE STREET GROUP, LLC Reduced $1.0m21.2k shares
GROUP ONE TRADING LLC Reduced $876.5k17.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,383,1542.4m $117.3m $117.3m 0.01% Added +411.5k +411,528
2 Clal Insurance Enterprises Holdings Ltd 0.26% of their portfolio Tel-aviv, L3 500,000500.0k $24.6m $24.6m 0.26% New
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 453,490453.5k $22.3m $22.3m 0.00% Reduced -255.4k -255,377
4 Rokos Capital Management LLP 0.47% of their portfolio LONDON, X0 413,935413.9k $20.4m $20.4m 0.47% Added +46.4k +46,366
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 286,754286.8k $14.1m $14.1m 0.01% Added +28.2k +28,234
6 Trek Financial, LLC 1.02% of their portfolio Scottsdale, AZ 259,621259.6k $12.8m $12.8m 1.02% Added +83.7k +83,689
7 Janney Capital Management LLC 0.84% of their portfolio PITTSBURGH, PA 241,404241.4k $11.9m $11.9m 0.84% Reduced -4.5k -4,466
8 Glenorchy Capital Ltd 8.51% of their portfolio BOOROLITE, C3 234,777234.8k $11.6m $11.6m 8.51% Added +15.3k +15,257
9 Bridgewater Associates, LP 0.06% of their portfolio Westport, CT 220,947220.9k $10.9m $10.9m 0.06% New
10 KADENSA CAPITAL Ltd 2.55% of their portfolio CENTRAL, K3 219,637219.6k $10.8m $10.8m 2.55% New
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 195,113195.1k $9.6m $9.6m 0.00% Added +8.2k +8,212
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 178,295178.3k $8.8m $8.8m 0.01% Reduced -2.5k -2,549
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 154,312154.3k $7.6m $7.6m 0.00% Added +3.0k +3,025
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 136,959137.0k $6.7m $6.7m 0.01% Reduced -8.1k -8,066
15 GARNET EQUITY CAPITAL HOLDINGS, INC. 5.12% of their portfolio NEW YORK, NY 135,350135.3k $6.7m $6.7m 5.12% Added +20.1k +20,100
16 Fielder Capital Group LLC 2.37% of their portfolio NASHVILLE, TN 125,143125.1k $6.2m $6.2m 2.37% Added +3.4k +3,428
17 Prospera Financial Services Inc 0.16% of their portfolio Dallas, TX 118,557118.6k $5.8m $5.8m 0.16% Added +24.2k +24,167
18 Financial Enhancement Group LLC 0.77% of their portfolio ANDERSON, IN 110,512110.5k $4.8m $4.8m 0.77% Added +5.9k +5,910
19 Symmetry Investments LP 0.65% of their portfolio ST HELIER, Y9 105,782105.8k $5.2m $5.2m 0.65% New
20 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 105,581105.6k $5.2m $5.2m 0.01% Reduced -120.3k -120,262
21 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 105,387105.4k $5.2m $5.2m 0.01% Added +33.6k +33,576
22 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 104,276104.3k $5.1m $5.1m 0.07% Added +345 +345
23 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.93% of their portfolio JUPITER, FL 104,023104.0k $5.1m $5.1m 2.93% Added +3.2k +3,200
24 Diversify Advisory Services, LLC 0.28% of their portfolio SANDY, UT 102,211102.2k $5.1m $5.1m 0.28% Added +1.1k +1,140
25 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 99,31499.3k $4.9m $4.9m 0.01% New
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 91,93091.9k $4.5m $4.5m 0.00% Added +50.8k +50,807
27 MENLO ADVISORS LLC 2.39% of their portfolio MENLO PARK, CA 87,59987.6k $4.3m $4.3m 2.39% Added +2.6k +2,565
28 Simplicity Wealth,LLC 0.10% of their portfolio SUMMIT, NJ 86,74086.7k $4.3m $4.3m 0.10% Reduced -41.8k -41,813
29 Bleakley Financial Group, LLC 0.12% of their portfolio PARSIPPANY, NJ 86,74086.7k $4.3m $4.3m 0.12% Reduced -41.8k -41,813
30 TUDOR INVESTMENT CORP ET AL 0.05% of their portfolio STAMFORD, CT 86,72786.7k $4.3m $4.3m 0.05% New
31 CMC Financial Group 6.95% of their portfolio ATLANTA, GA 84,84184.8k $4.2m $4.2m 6.95% Added +794 +794
32 Greenfield Seitz Capital Management, LLC 1.41% of their portfolio DALLAS, TX 77,08077.1k $3.8m $3.8m 1.41% Added +22.2k +22,240
33 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 75,39175.4k $3.7m $3.7m 0.01% Added +9.9k +9,856
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,56372.6k $3.6m $3.6m 0.00% Reduced -5.7k -5,743
35 Caption Management, LLC 0.37% of their portfolio OKLAHOMA CITY, OK 70,00070.0k $3.4m $3.4m 0.37% Reduced -184.8k -184,761
36 Stegent Equity Advisors, Inc. 3.59% of their portfolio HOUSTON, TX 69,90069.9k $3.4m $3.4m 3.59% Reduced -294 -294
37 Pettinga Financial Advisors LLC 0.86% of their portfolio EVANSVILLE, IN 69,50569.5k $3.4m $3.4m 0.86% Reduced -5.2k -5,166
38 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 64,82464.8k $3.2m $3.2m 0.01% Reduced -143.4k -143,359
39 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 60,76360.8k $3.0m $3.0m 0.04% New
40 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.24% of their portfolio CEDAR RAPIDS, IA 60,29360.3k $3.0m $3.0m 0.24% Reduced -152 -152
41 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.82% of their portfolio FLINT, MI 58,37058.4k $2.9m $2.9m 0.82% Reduced -47.8k -47,761
42 GROUP ONE TRADING LLC 0.09% of their portfolio CHICAGO, IL 57,65157.7k $2.8m $2.8m 0.09% Added +2.7k +2,730
43 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 50,57050.6k $2.5m $2.5m 0.00% Added +44.0k +44,048
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 49,57049.6k $2.4m $2.4m 0.00% Added +5.8k +5,826
45 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,04246.0k $2.3m $2.3m 0.01% Added +4.4k +4,421
46 Cruiser Capital Advisors, LLC 1.58% of their portfolio Stamford, CT 45,00045.0k $1.1m $1.1m 1.58% Unchanged
47 Arlington Capital Management, Inc. 1.88% of their portfolio ARLINGTON HEIGHTS, IL 43,93943.9k $2.2m $2.2m 1.88% Reduced -1.5k -1,484
48 X-Square Capital, LLC 1.00% of their portfolio GUAYNABO, PR 43,85043.9k $2.2m $2.2m 1.00% Unchanged
49 HOLLENCREST CAPITAL MANAGEMENT 0.09% of their portfolio NEWPORT BEACH, CA 42,98043.0k $2.1m $2.1m 0.09% Reduced -2.4k -2,350
50 Arkadios Wealth Advisors 0.14% of their portfolio ATLANTA, GA 42,90542.9k $2.1m $2.1m 0.14% Added +327 +327
51 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 42,05142.1k $2.1m $2.1m 0.01% Added +12.2k +12,186
52 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 41,41741.4k $2.0m $2.0m 0.02% Reduced -5.3k -5,282
53 AXXCESS WEALTH MANAGEMENT, LLC 0.05% of their portfolio CARLSBAD, CA 36,11036.1k $1.8m $1.8m 0.05% Reduced -17.0k -17,007
54 Blue Investment Partners LLC 0.78% of their portfolio ALAMO, CA 35,11735.1k $1.7m $1.7m 0.78% New
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 34,28534.3k $1.8m $1.8m 0.00% Reduced -10.5k -10,528
56 Capital Wealth Alliance, LLC 0.92% of their portfolio Scottsdale, AZ 32,86732.9k $1.6m $1.6m 0.92% Added +4.3k +4,267
57 PETRA FINANCIAL ADVISORS INC 1.16% of their portfolio COLORADO SRPINGS, CO 32,68332.7k $1.6m $1.6m 1.16% Added +771 +771
58 Private Wealth Advisors, LLC 0.69% of their portfolio Fresno, CA 31,96832.0k $1.6m $1.6m 0.69% Added +176 +176
59 AVALON CAPITAL MANAGEMENT 0.47% of their portfolio Port Of Redwood City, CA 30,06730.1k $1.5m $1.5m 0.47% Added +4.0k +4,031
60 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 28,08528.1k $1.4m $1.4m 0.00% Added +1.1k +1,113
61 Corecam Pte. Ltd. 0.98% of their portfolio SINGAPORE, U0 26,70026.7k $1.3m $1.3m 0.98% New
62 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 26,42726.4k $1.3m $1.3m 0.01% Reduced -895 -895
63 Castleview Partners, LLC 0.72% of their portfolio DALLAS, TX 25,74925.7k $1.3m $1.3m 0.72% Added +11.7k +11,674
64 ALPINE WOODS CAPITAL INVESTORS, LLC 0.19% of their portfolio PURCHASE, NY 25,00025.0k $1.2m $1.2m 0.19% Reduced -15.0k -15,000
65 JTC Employer Solutions Trustee Ltd 0.08% of their portfolio ST HELIER, Y9 24,73224.7k $1.2m $1.2m 0.08% Unchanged
66 CPR Investments Inc. 0.99% of their portfolio Rochester, MI 24,39624.4k $1.2m $1.2m 0.99% Reduced -15.1k -15,069
67 Cheviot Value Management, LLC 0.23% of their portfolio BEVERLY HILLS, CA 23,73023.7k $1.2m $1.2m 0.23% New
68 SeaCrest Wealth Management, LLC 0.13% of their portfolio PURCHASE, NY 22,50222.5k $1.1m $1.1m 0.13% Added +41 +41
69 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 21,74121.7k $1.1m $1.1m 0.00% Reduced -144.8k -144,751
70 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.12% of their portfolio Westlake, OH 21,64521.6k $1.1m $1.1m 0.12% Added +5.7k +5,702
71 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 20,88320.9k $1.0m $1.0m 0.02% New
72 Kercheville Advisors, LLC 0.43% of their portfolio San Antonio, TX 20,27520.3k $998.3k $998.3k 0.43% New
73 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,01420.0k $985.5k $985.5k 0.01% Reduced -3.8k -3,801
74 Nokomis Capital, L.L.C. 0.46% of their portfolio DALLAS, TX 19,66219.7k $968.2k $968.2k 0.46% Reduced -19.8k -19,820
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,66118.7k $918.9k $918.9k 0.00% Added +9.0k +9,005
76 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,72317.7k $873.0k $873.0k 0.00% Reduced -33.7k -33,745
77 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,54517.5k $863.9k $863.9k 0.01% Added +267 +267
78 180 WEALTH ADVISORS, LLC 0.15% of their portfolio FEDERAL WAY, WA 17,21917.2k $909.0k $909.0k 0.15% Added +1.3k +1,335
79 Itau Unibanco Holding S.A. 0.03% of their portfolio SAO PAULO, D5 17,00517.0k $837.3k $837.3k 0.03% New
80 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.13% of their portfolio NEW YORK, NY 16,76316.8k $825.4k $825.4k 0.13% Reduced -216 -216
81 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,51216.5k $813.1k $813.1k 0.00% Added +5.2k +5,166
82 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 16,45016.4k $810.0k $810.0k 0.04% Unchanged
83 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,25316.3k $800.3k $800.3k 0.00% Reduced -197.5k -197,461
84 DCF Advisers, LLC 0.40% of their portfolio MOUNT PLEASANT, SC 15,50015.5k $763.2k $763.2k 0.40% New
85 Phoenix Wealth Advisors 0.38% of their portfolio CHAPEL HILL, NC 15,39515.4k $758.0k $758.0k 0.38% Reduced -102 -102
86 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 15,07715.1k $742.4k $742.4k 0.02% Added +1.4k +1,360
87 Deuterium Capital Management, LLC 1.24% of their portfolio Clearwater, FL 15,00015.0k $738.6k $738.6k 1.24% Unchanged
88 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 14,97815.0k $737.5k $737.5k 0.02% Reduced -7.9k -7,900
89 Requisite Capital Management, LLC 0.16% of their portfolio DALLAS, TX 14,52614.5k $715.3k $715.3k 0.16% Unchanged
90 Whalen Wealth Management Inc. 0.54% of their portfolio LAS VEGAS, NV 13,94413.9k $686.6k $686.6k 0.54% Added +9.2k +9,229
91 Northeast Financial Consultants Inc 0.03% of their portfolio WESTPORT, CT 13,68013.7k $673.6k $673.6k 0.03% Unchanged
92 Consolidated Portfolio Review Corp 0.16% of their portfolio WOODBURY, NY 13,61813.6k $670.5k $670.5k 0.16% Reduced -70 -70
93 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 13,00513.0k $640.4k $640.4k 0.00% Reduced -47.9k -47,861
94 TORNO CAPITAL, LLC 0.03% of their portfolio COHASSET, MA 13,00013.0k $640.1k $640.1k 0.03% Reduced -7.5k -7,509
95 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,65012.7k $622.9k $622.9k 0.00% Added +12.6k +12,647
96 Anthracite Investment Company, Inc. 0.33% of their portfolio FORT WORTH, TX 12,46812.5k $613.9k $613.9k 0.33% Reduced -124 -124
97 Manchester Capital Management LLC 0.07% of their portfolio MANCHESTER, VT 12,28512.3k $604.9k $604.9k 0.07% New
98 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 11,87111.9k $584.5k $584.5k 0.06% Added +554 +554
99 SPROTT INC. 0.04% of their portfolio TORONTO, A6 11,71211.7k $576.7k $576.7k 0.04% Reduced -1.0k -1,025
100 SOUTHPORT MANAGEMENT, L.L.C. 2.56% of their portfolio Wilson, WY 11,60011.6k $571.2k $571.2k 2.56% Unchanged