Vault-13

SPLUNK INC SPLK 1.125 06.15.27

NOTE 1.125% 6/1 · US DOMESTIC · CUSIP 848637AF1

77 institutional holders +4 vs Q1 2023
61,253,12961.3m shares reported held*
$1.0bnreported value*
14 new 16 added 24 reduced 10 sold out net bought ≈ $23.4m (-385.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.93.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 66Q4 22: 68Q1 23: 73Q2 23: 7777Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202266
Q4 202268
Q1 202373
Q2 202377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 31 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223132
Q1 20232728
Q2 20233034

Biggest buyers

MILLENNIUM MANAGEMENT LLC New +32,250,000+32.2m
READYSTATE ASSET MANAGEMENT LP Added +22,000,000+22.0m
TWO SIGMA INVESTMENTS, LP New +20,645,000+20.6m
JPMORGAN CHASE & CO Added +8,309,000+8.3m
D. E. Shaw & Co., Inc. New +7,500,000+7.5m
BARCLAYS PLC New +6,457,000+6.5m
STATE STREET CORP Added +5,250,000+5.2m
NorthCoast Asset Management LLC New +4,425,000+4.4m
SILVERBACK ASSET MANAGEMENT LLC Added +4,000,000+4.0m
Flow State Investments, L.P. New +3,860,000+3.9m

Biggest sellers

SOROS FUND MANAGEMENT LLC Reduced -19,232,000-19.2m
Birch Grove Capital LP Sold out -13,054,000-13.1m
FMR LLC Reduced -11,006,000-11.0m
BNP PARIBAS FINANCIAL MARKETS Reduced -9,768,000-9.8m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -6,977,000-7.0m
LAZARD ASSET MANAGEMENT LLC Reduced -6,359,000-6.4m
AVIVA PLC Sold out -5,680,000-5.7m
JANE STREET GROUP, LLC Sold out -5,184,000-5.2m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -5,119,000-5.1m
VOYA INVESTMENT MANAGEMENT LLC Reduced -5,000,000-5.0m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.21% of their portfolio ATLANTA, GA 236,911,000236.9m $205.5m $205.5m 0.21% Reduced -5.0m -5,000,000
2 SOROS FUND MANAGEMENT LLC 2.64% of their portfolio NEW YORK, NY 140,500,000140.5m $121.9m $121.9m 2.64% Reduced -19.2m -19,232,000
3 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 109,713,000109.7m $94.6m $94.6m 0.02% Added +125.0k +125,000
4 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 58,200,00058.2m $49.5m $49.5m 0.02% Unchanged
5 Calamos Advisors LLC 0.24% of their portfolio NAPERVILLE, IL 55,075,00055.1m $47.8m $47.8m 0.24% Unchanged
6 CAMDEN ASSET MANAGEMENT L P /CA 1.53% of their portfolio Los Angeles, CA 51,116,00051.1m $44.1m $44.1m 1.53% Added +2.4m +2,350,000
7 ADVENT CAPITAL MANAGEMENT /DE/ 0.60% of their portfolio NEW YORK, NY 34,386,00034.4m $29.8m $29.8m 0.60% Reduced -5.1m -5,119,000
8 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 32,250,00032.2m $28.0m $28.0m 0.03% New
9 READYSTATE ASSET MANAGEMENT LP 2.75% of their portfolio CHICAGO, IL 32,000,00032.0m $27.8m $27.8m 2.75% Added +22.0m +22,000,000
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 31,925,00031.9m $27.7m $27.7m 0.00% Added +5.2m +5,250,000
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 28,640,00028.6m $24.8m $24.8m 0.00% Added +8.3m +8,309,000
12 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.04% of their portfolio FRANKFURT AM MAIN, 2M 28,350,00028.4m $24.6m $24.6m 0.04% Unchanged
13 Aequim Alternative Investments LP 0.85% of their portfolio MILL VALLEY, CA 26,000,00026.0m $22.6m $22.6m 0.85% Added +1.0m +1,000,000
14 SHENKMAN CAPITAL MANAGEMENT INC 1.67% of their portfolio NEW YORK, NY 24,689,00024.7m $21.4m $21.4m 1.67% Reduced -7.0m -6,977,000
15 TWO SIGMA INVESTMENTS, LP 0.05% of their portfolio NEW YORK, NY 20,645,00020.6m $17.8m $17.8m 0.05% New
16 PUTNAM INVESTMENTS LLC 0.02% of their portfolio BOSTON, MA 19,574,00019.6m $16.9m $16.9m 0.02% Reduced -140.0k -140,000
17 PIER 88 INVESTMENT PARTNERS LLC 3.91% of their portfolio SAN FRANCISCO, CA 18,300,00018.3m $15.8m $15.8m 3.91% Reduced -1.2m -1,250,000
18 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 14,484,00014.5m $12.5m $12.5m 0.00% Added +112.0k +112,000
19 Amundi 0.01% of their portfolio Paris, I0 13,850,00013.8m $12.0m $12.0m 0.01% Unchanged
20 SILVERBACK ASSET MANAGEMENT LLC 1.41% of their portfolio DURHAM, NC 12,000,00012.0m $10.4m $10.4m 1.41% Added +4.0m +4,000,000
21 LMR Partners LLP 0.23% of their portfolio LONDON, X0 11,500,00011.5m $10.0m $10.0m 0.23% Reduced -1.0m -1,000,000
22 DeepCurrents Investment Group LLC 0.41% of their portfolio NEW YORK, NY 11,000,00011.0m $9.5m $9.5m 0.41% Unchanged
23 Centiva Capital, LP 0.44% of their portfolio New York, NY 10,000,00010.0m $8.7m $8.7m 0.44% Unchanged
24 Lynrock Lake LP 0.36% of their portfolio RYE BROOK, NY 10,000,00010.0m $8.7m $8.7m 0.36% Unchanged
25 FMR LLC 0.00% of their portfolio BOSTON, MA 9,706,0009.7m $8.4m $8.4m 0.00% Reduced -11.0m -11,006,000
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,563,0008.6m $7.4m $7.4m 0.00% Added +1.6m +1,562,000
27 PRIVATE MANAGEMENT GROUP INC 0.28% of their portfolio IRVINE, CA 7,726,0007.7m $6.7m $6.7m 0.28% Added +2.0m +1,983,000
28 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 7,500,0007.5m $6.5m $6.5m 0.01% New
29 BlackRock Inc. 0.00% of their portfolio New York, NY 7,166,0007.2m $6.2m $6.2m 0.00% Reduced -380.0k -380,000
30 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 6,846,0006.8m $5.9m $5.9m 0.01% Added +218.0k +218,000
31 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,457,0006.5m $5.6m $5.6m 0.00% New
32 Sonora Investment Management Group, LLC 0.39% of their portfolio TUCSON, AZ 5,350,0005.3m $4.6m $4.6m 0.39% Reduced -55.0k -55,000
33 Governors Lane LP 1.05% of their portfolio NEW YORK, NY 5,000,0005.0m $4.3m $4.3m 1.05% Unchanged
34 OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio LOS ANGELES, CA 4,819,0004.8m $4.2m $4.2m 0.06% Reduced -1.7m -1,728,000
35 AXA S.A. 0.01% of their portfolio PARIS, I0 4,730,0004.7m $4.1m $4.1m 0.01% Unchanged
36 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 4,724,0004.7m $4.1m $4.1m 0.01% Reduced -9.8m -9,768,000
37 NorthCoast Asset Management LLC 0.06% of their portfolio STAMFORD, CT 4,425,0004.4m $3.8m $3.8m 0.06% New
38 RATIONAL ADVISORS, INC. 0.31% of their portfolio San Juan, PR 4,350,0004.3m $3.8m $3.8m 0.31% Reduced -1.2m -1,250,000
39 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 4,000,0004.0m $3.4m $3.4m 0.00% Added +2.0m +2,000,000
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,889,0003.9m $3.4m $3.4m 0.00% Added +390.0k +390,000
41 Flow State Investments, L.P. 1.41% of their portfolio CHICAGO, IL 3,860,0003.9m $3.3m $3.3m 1.41% New
42 Liberty Mutual Group Asset Management Inc. 0.80% of their portfolio Boston, MA 3,650,0003.6m $3.1m $3.1m 0.80% Unchanged
43 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 3,500,0003.5m $3.0m $3.0m 0.00% Unchanged
44 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,333,0003.3m $2.9m $2.9m 0.01% Unchanged
45 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 3,005,0003.0m $2.6m $2.6m 0.01% New
46 Nicholas Investment Partners, LP 0.14% of their portfolio RANCHO SANTA FE, CA 2,360,0002.4m $2.0m $2.0m 0.14% New
47 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,088,0002.1m $1.8m $1.8m 0.00% Reduced -6.4m -6,359,000
48 ZAZOVE ASSOCIATES LLC 0.16% of their portfolio INCLINE VILLAGE, NV 2,000,0002.0m $1.7m $1.7m 0.16% Unchanged
49 EDMOND DE ROTHSCHILD HOLDING S.A. 0.03% of their portfolio CHAMBESY, V8 1,900,0001.9m $1.6m $1.6m 0.03% Unchanged
50 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 1,850,0001.9m $1.6m $1.6m 0.01% Reduced -1.5m -1,500,000
51 Lombard Odier Asset Management (Europe) Ltd 0.08% of their portfolio LONDON, X0 1,833,0001.8m $1.6m $1.6m 0.08% Reduced -4.1m -4,099,000
52 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 1,768,0001.8m $1.5m $1.5m 0.03% Added +247.0k +247,000
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,752,0001.8m $1.5m $1.5m 0.00% New
54 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,100,0001.1m $954.2k $954.2k 0.00% Added +200.0k +200,000
55 SSI INVESTMENT MANAGEMENT LLC 0.06% of their portfolio Los Angeles, CA 1,060,0001.1m $914.2k $914.2k 0.06% Unchanged
56 Man Group plc 0.00% of their portfolio LONDON, X0 980,000980.0k $850.1k $850.1k 0.00% Reduced -20.0k -20,000
57 Clearstead Advisors, LLC 0.02% of their portfolio CLEVELAND, OH 330,000330.0k $284.7k $284.7k 0.02% New
58 INGALLS & SNYDER LLC 0.01% of their portfolio NEW YORK, NY 285,000285.0k $247.0k $247.0k 0.01% Unchanged
59 BRC Group Holdings, Inc. 0.05% of their portfolio LOS ANGELES, CA 202,000202.0k $174.2k $174.2k 0.05% Reduced -5.0k -5,000
60 Bellecapital International Ltd. 0.04% of their portfolio ZURICH, V8 191,000191.0k $165.0k $165.0k 0.04% Reduced -152.0k -152,000
61 LOOMIS SAYLES & CO L P 0.03% of their portfolio BOSTON, MA 185,109185.1k $19.6m $19.6m 0.03% Reduced -1.2k -1,210
62 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 158,000158.0k $136.3k $136.3k 0.00% Reduced -317.0k -317,000
63 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 85,00085.0k $73.5k $73.5k 0.00% New
64 Oaktree Fund Advisors, LLC 0.05% of their portfolio LOS ANGLES, CA 65,00065.0k $56.4k $56.4k 0.05% Added +28.0k +28,000
65 CWM, LLC 0.00% of their portfolio OMAHA, NE 60,00060.0k $52.0k $52.0k 0.00% New
66 Evolution Wealth Advisors, LLC 0.01% of their portfolio AVENTURA, FL 44,00044.0k $38.0k $38.0k 0.01% New
67 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 22,00022.0k $19.0k $19.0k 0.00% Reduced -24.0k -24,000
68 waypoint wealth counsel 0.02% of their portfolio ATLANTA, GA 21,00021.0k $18.2k $18.2k 0.02% Unchanged
69 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,00010.0k $9.0k $9.0k 0.00% Unchanged
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,0006.0k $5.2k $5.2k 0.00% Unchanged
71 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $434.0k $434.0k 0.00% Reduced -2.0k -2,000
72 Context Capital Management, LLC 0.34% of their portfolio LAJOLLA, CA 4,3354.3k $3.8m $3.8m 0.34% Reduced -665 -665
73 Candriam S.C.A. 0.03% of their portfolio STRASSEN, N4 4,0004.0k $3.5m $3.5m 0.03% Unchanged
74 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 3,5693.6k $3.1m $3.1m 0.05% Unchanged
75 Alken Asset Management Ltd 0.02% of their portfolio LONDON, X0 800800 $691 $691 0.02% New
76 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2020 $1.7k $1.7k 0.00% Unchanged
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged